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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
-0.25%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$2.01B
AUM Growth
+$12.5M
Cap. Flow
+$31.2M
Cap. Flow %
1.56%
Top 10 Hldgs %
24.22%
Holding
867
New
78
Increased
385
Reduced
279
Closed
74

Top Buys

Rank Stock Value
1
FIS icon
Fidelity National Information Services
FIS
+$6.93M
2
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$6.4M
3
IYJ icon
iShares US Industrials ETF
IYJ
+$4.7M
4
RDVY icon
First Trust Rising Dividend Achievers ETF
RDVY
+$4.69M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$4.22M

Top Sells

Rank Stock Value
1
MCK icon
McKesson
MCK
+$6.6M
2
IBND icon
State Street SPDR Bloomberg International Corporate Bond ETF
IBND
+$6.21M
3
JCI icon
Johnson Controls International
JCI
+$5.71M
4
IYE icon
iShares US Energy ETF
IYE
+$4.55M
5
PRGO icon
Perrigo
PRGO
+$3.94M

Sector Composition

Rank Sector Weight
1 Technology 15.35%
2 Financials 8.53%
3 Consumer Discretionary 5.81%
4 Industrials 5.22%
5 Healthcare 5.04%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TAIL icon
651
Cambria Tail Risk ETF
TAIL
$149M
$313K 0.02%
16,671
+1,024
+7% +$19.3K
OSK icon
652
Oshkosh
OSK
$9.66B
$312K 0.02%
3,045
-996
-25% -$114K
YUM icon
653
Yum! Brands
YUM
$40.7B
$312K 0.02%
2,548
+230
+10% +$29.2K
MOO icon
654
VanEck Agribusiness ETF
MOO
$988M
$308K 0.02%
3,379
+663
+24% +$61K
LIT icon
655
Global X Lithium & Battery Tech ETF
LIT
$1.5B
$306K 0.02%
+3,734
New +$306K
CSX icon
656
CSX Corp
CSX
$96B
$305K 0.02%
10,258
-1,344
-12% -$43K
AAL icon
657
American Airlines Group
AAL
$9.9B
$304K 0.02%
14,811
-1,000
-6% -$20.3K
BG icon
658
Bunge Global
BG
$22.8B
$304K 0.02%
3,732
-225
-6% -$17.4K
MLM icon
659
Martin Marietta Materials
MLM
$34.3B
$302K 0.02%
883
+25
+3% +$9.09K
TME icon
660
Tencent Music
TME
$15.3B
$300K 0.01%
41,372
+21,978
+113% +$215K
LH icon
661
Labcorp
LH
$24.7B
$299K 0.01%
+1,235
New +$311K
UL icon
662
Unilever
UL
$132B
$298K 0.01%
4,890
-8,145
-62% -$519K
FAST icon
663
Fastenal
FAST
$54.7B
$296K 0.01%
11,470
+226
+2% +$6.13K
ICPT
664
DELISTED
Intercept Pharmaceuticals, Inc.
ICPT
$296K 0.01%
19,953
+6,267
+46% +$100K
VGIT icon
665
Vanguard Intermediate-Term Treasury ETF
VGIT
$41.7B
$295K 0.01%
4,373
+633
+17% +$43.2K
SUM
666
DELISTED
Summit Materials, Inc. Class A Common Stock
SUM
$294K 0.01%
9,348
– –
VFMV icon
667
Vanguard US Minimum Volatility ETF
VFMV
$432M
$290K 0.01%
2,975
– –
IVOG icon
668
Vanguard S&P Mid-Cap 400 Growth ETF
IVOG
$1.64B
$289K 0.01%
+2,940
New +$296K
KR icon
669
Kroger
KR
$35.5B
$289K 0.01%
7,132
-585
-8% -$24.6K
RFEM icon
670
First Trust RiverFront Dynamic Emerging Markets ETF
RFEM
$77.7M
$288K 0.01%
4,287
-403
-9% -$28.7K
IWX icon
671
iShares Russell Top 200 Value ETF
IWX
$3.94B
$286K 0.01%
4,360
-1,266
-23% -$85.1K
DHR icon
672
Danaher
DHR
$138B
$284K 0.01%
1,050
– –
WBA
673
DELISTED
Walgreens Boots Alliance
WBA
$284K 0.01%
6,028
+1,576
+35% +$76K
HBI
674
DELISTED
Hanesbrands
HBI
$283K 0.01%
16,501
+706
+4% +$13.2K
SABR icon
675
Sabre
SABR
$704M
$283K 0.01%
23,900
+750
+3% +$8.5K
25 26
27
28 29

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AG
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AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q3 2021 Portfolio in Review

As of Q3 2021, Prospera Financial Services held 867 positions worth $2.01B, up 0.63% from $1.99B the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Prospera Financial Services's Q3 2021 filing shows 78 new, 385 increased, 279 reduced and 74 closed positions. Its largest new stake was Carlyle Group: 86,444 shares worth $4.09M. The largest sale was McKesson, an estimated $6.6M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, up from 15% a quarter earlier, followed by Financials and Consumer Discretionary.

  • Prospera Financial Services's largest Q3 2021 buy was Carlyle Group: 86,444 shares worth $4.09M.
  • Prospera Financial Services added most to Fidelity National Information Services in Q3 2021, an estimated $6.93M increase.
  • Prospera Financial Services's biggest Q3 2021 reduction was McKesson, cutting an estimated $6.6M.
  • Prospera Financial Services fully exited State Street SPDR Bloomberg International Corporate Bond ETF in Q3 2021, selling an estimated $6.21M.
  • Prospera Financial Services's ten largest holdings make up 24% of its $2.01B portfolio in Q3 2021.
  • Prospera Financial Services opened 78 new positions and closed 74 in Q3 2021.
  • Prospera Financial Services's portfolio value rose 0.63% quarter-over-quarter to $2.01B.

Based on Prospera Financial Services's 13F filing for Q3 2021, filed 12 Nov 2021.