We are live on ! Find out more
PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+6.8%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$262M
AUM Growth
-$867M
Cap. Flow
-$932M
Cap. Flow %
-356.11%
Top 10 Hldgs %
21.54%
Holding
1,727
New
1,155
Increased
43
Reduced
426
Closed
90

Top Buys

Rank Stock Value
1
IYK icon
iShares US Consumer Staples ETF
IYK
+$2.05M
2
IYJ icon
iShares US Industrials ETF
IYJ
+$1.75M
3
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$1.38M
4
QQQH
NEOS Nasdaq-100 Hedged Equity Income ETF
QQQH
+$974K
5
GNMA icon
iShares GNMA Bond ETF
GNMA
+$899K

Top Sells

Rank Stock Value
1
DWFI
SPDR Dorsey Wright Fixed Income Allocation ETF
DWFI
+$63.8M
2
AAPL icon
Apple
AAPL
+$59.8M
3
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$49.9M
4
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$31.7M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$25.6M

Sector Composition

Rank Sector Weight
1 Financials 10.9%
2 Industrials 9.98%
3 Technology 7.94%
4 Healthcare 6.42%
5 Consumer Discretionary 5%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OKE icon
651
Oneok
OKE
$56.7B
$46K 0.02%
1,798
-32,629
-95% -$908K
PICK icon
652
iShares MSCI Global Metals & Mining Producers ETF
PICK
$2.16B
$46K 0.02%
+1,700
New +$46.2K
SCHZ icon
653
Schwab US Aggregate Bond ETF
SCHZ
$10.5B
$46K 0.02%
1,654
-24,034
-94% -$678K
TFII icon
654
TFI International
TFII
$11.6B
$46K 0.02%
+1,100
New +$46.3K
DLN icon
655
WisdomTree US LargeCap Dividend Fund
DLN
$6.21B
$45K 0.02%
+918
New +$44.6K
HIG icon
656
Hartford Financial Services
HIG
$39.9B
$45K 0.02%
+1,214
New +$48.4K
MPLX icon
657
MPLX
MPLX
$58.6B
$45K 0.02%
+2,799
New +$50.5K
OXY icon
658
Occidental Petroleum
OXY
$55.7B
$45K 0.02%
4,491
-10,296
-70% -$145K
PTY icon
659
PIMCO Corporate & Income Opportunity Fund
PTY
$2.46B
$45K 0.02%
+2,800
New +$44.4K
ULTA icon
660
Ulta Beauty
ULTA
$21.8B
$45K 0.02%
+203
New +$43.7K
AMD icon
661
Advanced Micro Devices
AMD
$700B
$44K 0.02%
532
-52,109
-99% -$3.87M
DTE icon
662
DTE Energy
DTE
$29.9B
$44K 0.02%
+445
New +$43.5K
LKFT
663
Lakefront Biotherapeutics American Depositary Shares
LKFT
$1.82B
$44K 0.02%
+308
New +$51.4K
HWC icon
664
Hancock Whitney
HWC
$6.19B
$44K 0.02%
+2,340
New +$45.8K
INSG icon
665
Inseego
INSG
$104M
$44K 0.02%
+427
New +$49.3K
MCHP icon
666
Microchip Technology
MCHP
$38.8B
$44K 0.02%
862
-16,638
-95% -$866K
MVT
667
DELISTED
BlackRock MuniVest Fund II
MVT
$44K 0.02%
+3,150
New +$44.5K
RDS.A
668
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
$44K 0.02%
1,752
-13,564
-89% -$410K
BST icon
669
BlackRock Science and Technology Trust
BST
$1.53B
$43K 0.02%
+1,012
New +$40.9K
CCOI icon
670
Cogent Communications
CCOI
$635M
$43K 0.02%
+723
New +$52.8K
IMVT icon
671
Immunovant
IMVT
$7.93B
$43K 0.02%
+1,236
New +$37.2K
ITW icon
672
Illinois Tool Works
ITW
$84.1B
$43K 0.02%
222
-17,728
-99% -$3.37M
MKC icon
673
McCormick & Company Non-Voting
MKC
$14B
$43K 0.02%
438
-8,986
-95% -$880K
VRTX icon
674
Vertex Pharmaceuticals
VRTX
$123B
$43K 0.02%
157
-535
-77% -$148K
VTI icon
675
Vanguard Morningstar Total Stock Market ETF
VTI
$646B
$43K 0.02%
254
-14,057
-98% -$2.36M
25 26
27
28 29

Similar funds

AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q3 2020 Portfolio in Review

As of Q3 2020, Prospera Financial Services held 1,727 positions worth $262M, down 77% from $1.13B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Prospera Financial Services withdrew a net $932M in Q3 2020, closing 90 positions and reducing 426 holdings. Its most notable exit was Netflix, an estimated $6.67M position sold in full.

By sector, the portfolio is most concentrated in Financials at 11% of assets, up from 6.9% a quarter earlier, followed by Industrials and Technology.

Against the trend, Prospera Financial Services opened a new position in NEOS Nasdaq-100 Hedged Equity Income ETF worth $924K.

  • Prospera Financial Services's largest Q3 2020 buy was NEOS Nasdaq-100 Hedged Equity Income ETF: 17,898 shares worth $924K.
  • Prospera Financial Services added most to iShares US Consumer Staples ETF in Q3 2020, an estimated $2.05M increase.
  • Prospera Financial Services's biggest Q3 2020 reduction was SPDR Dorsey Wright Fixed Income Allocation ETF, cutting an estimated $63.8M.
  • Prospera Financial Services fully exited Netflix in Q3 2020, selling an estimated $6.67M.
  • Prospera Financial Services's ten largest holdings make up 22% of its $262M portfolio in Q3 2020.
  • Prospera Financial Services opened 1,155 new positions and closed 90 in Q3 2020.
  • Prospera Financial Services's portfolio value fell 77% quarter-over-quarter to $262M.

Based on Prospera Financial Services's 13F filing for Q3 2020, filed 4 Nov 2020.