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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+2.56%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$4.29B
AUM Growth
+$378M
Cap. Flow
+$351M
Cap. Flow %
8.16%
Top 10 Hldgs %
20.02%
Holding
1,195
New
79
Increased
633
Reduced
362
Closed
62

Top Buys

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$27M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$14.6M
3
AXP icon
American Express
AXP
+$12.3M
4
FTCB icon
First Trust Core Investment Grade ETF
FTCB
+$12.1M
5
AAPL icon
Apple
AAPL
+$11.9M

Top Sells

Rank Stock Value
1
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$25.2M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$8.13M
3
SLV icon
iShares Silver Trust
SLV
+$7.14M
4
MRK icon
Merck
MRK
+$6.33M
5
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$6.27M

Sector Composition

Rank Sector Weight
1 Technology 16.94%
2 Financials 7.11%
3 Consumer Discretionary 4.84%
4 Industrials 4.77%
5 Healthcare 4.45%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TM icon
626
Toyota
TM
$220B
$755K 0.02%
3,879
-45
-1% -$7.92K
PWB icon
627
Invesco Large Cap Growth ETF
PWB
$2.24B
$755K 0.02%
7,416
-143
-2% -$14.7K
LRGE icon
628
ClearBridge Large Cap Growth Select ETF
LRGE
$371M
$752K 0.02%
9,990
-168
-2% -$12.7K
SCHB icon
629
Schwab US Broad Market ETF
SCHB
$43B
$748K 0.02%
32,962
+5,041
+18% +$115K
CLX icon
630
Clorox
CLX
$12.1B
$739K 0.02%
4,541
-8
-0.2% -$1.31K
PYLD icon
631
PIMCO Multi Sector Bond Active ETF
PYLD
$15.1B
$727K 0.02%
28,042
+11,542
+70% +$302K
FPF
632
First Trust Intermediate Duration Preferred & Income Fund
FPF
$1.07B
$725K 0.02%
40,292
-2,531
-6% -$47.5K
UBSI icon
633
United Bankshares
UBSI
$6.68B
$725K 0.02%
19,304
+6
+0% +$236
FIW icon
634
First Trust Water ETF
FIW
$1.9B
$724K 0.02%
7,074
-99
-1% -$10.7K
ARKK icon
635
ARK Innovation ETF
ARKK
$5.71B
$723K 0.02%
12,720
-3,977
-24% -$213K
CMG icon
636
Chipotle Mexican Grill
CMG
$43B
$722K 0.02%
11,976
-736
-6% -$44.4K
NUE icon
637
Nucor
NUE
$59.7B
$713K 0.02%
6,104
+1,643
+37% +$236K
DVOL icon
638
First Trust Dorsey Wright Momentum & Low Volatility ETF
DVOL
$74.2M
$712K 0.02%
20,999
+1,666
+9% +$57.8K
KKR icon
639
KKR & Co
KKR
$91.9B
$710K 0.02%
4,797
-283
-6% -$41.5K
IYG icon
640
iShares US Financial Services ETF
IYG
$2.17B
$705K 0.02%
9,061
+595
+7% +$45.9K
FUMB icon
641
First Trust Ultra Short Duration Municipal ETF
FUMB
$246M
$703K 0.02%
34,992
+3,013
+9% +$60.6K
CATH icon
642
Global X S&P 500 Catholic Values ETF
CATH
$1.27B
$699K 0.02%
9,874
+1,502
+18% +$107K
FSMB icon
643
First Trust Short Duration Managed Municipal ETF
FSMB
$619M
$699K 0.02%
35,216
+3,032
+9% +$60.5K
KRE icon
644
State Street SPDR S&P Regional Banking ETF
KRE
$4.53B
$697K 0.02%
11,538
+2,640
+30% +$164K
QS icon
645
QuantumScape Corp
QS
$3.17B
$692K 0.02%
133,332
+4,189
+3% +$22K
AER icon
646
AerCap
AER
$24.3B
$692K 0.02%
7,227
+187
+3% +$17.9K
INTU icon
647
Intuit
INTU
$86B
$690K 0.02%
1,098
+90
+9% +$57.5K
PEG icon
648
Public Service Enterprise Group
PEG
$39.4B
$689K 0.02%
8,155
+175
+2% +$15.5K
TROW icon
649
T. Rowe Price
TROW
$26B
$687K 0.02%
6,079
+846
+16% +$98K
FSK icon
650
FS KKR Capital
FSK
$3.05B
$686K 0.02%
31,604
+311
+1% +$6.53K
24 25
26
27 28

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AG
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AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q4 2024 Portfolio in Review

As of Q4 2024, Prospera Financial Services held 1,195 positions worth $4.29B, up 9.6% from $3.92B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Prospera Financial Services deployed $351M of net new capital in Q4 2024, opening 79 new positions and adding to 633 existing holdings. Its largest new stake was First Trust Core Investment Grade ETF: 576,054 shares worth $11.9M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 16% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was State Street SPDR Portfolio S&P 500 Value ETF, an estimated $25.2M trimmed.

  • Prospera Financial Services's largest Q4 2024 buy was First Trust Core Investment Grade ETF: 576,054 shares worth $11.9M.
  • Prospera Financial Services added most to State Street SPDR Portfolio S&P 500 Growth ETF in Q4 2024, an estimated $27M increase.
  • Prospera Financial Services's biggest Q4 2024 reduction was State Street SPDR Portfolio S&P 500 Value ETF, cutting an estimated $25.2M.
  • Prospera Financial Services fully exited VICI Properties in Q4 2024, selling an estimated $3.27M.
  • Prospera Financial Services's ten largest holdings make up 20% of its $4.29B portfolio in Q4 2024.
  • Prospera Financial Services opened 79 new positions and closed 62 in Q4 2024.
  • Prospera Financial Services's portfolio value rose 9.6% quarter-over-quarter to $4.29B.

Based on Prospera Financial Services's 13F filing for Q4 2024, filed 13 Feb 2025.