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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+6.4%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$3.92B
AUM Growth
+$319M
Cap. Flow
+$117M
Cap. Flow %
2.98%
Top 10 Hldgs %
19.99%
Holding
1,207
New
73
Increased
556
Reduced
429
Closed
91

Top Buys

Rank Stock Value
1
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$24.5M
2
CGGO icon
Capital Group Global Growth Equity ETF
CGGO
+$16.2M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$15.6M
4
AAPL icon
Apple
AAPL
+$11.8M
5
MSFT icon
Microsoft
MSFT
+$10.3M

Top Sells

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$27.3M
2
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$13.4M
3
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$13M
4
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$9.93M
5
BUFR icon
FT Vest Fund of Buffer ETFs
BUFR
+$9.7M

Sector Composition

Rank Sector Weight
1 Technology 16%
2 Financials 6.35%
3 Healthcare 5.3%
4 Industrials 4.86%
5 Consumer Discretionary 4.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AER icon
626
AerCap
AER
$24.3B
$667K 0.02%
7,040
-948
-12% -$88.8K
KKR icon
627
KKR & Co
KKR
$92.2B
$663K 0.02%
5,080
-196
-4% -$23.2K
SPYM
628
State Street SPDR Portfolio S&P 500 ETF
SPYM
$160B
$661K 0.02%
9,787
-32,033
-77% -$2.08M
SNY icon
629
Sanofi
SNY
$109B
$659K 0.02%
11,432
+604
+6% +$32.6K
PDD icon
630
Pinduoduo
PDD
$122B
$653K 0.02%
4,842
+1,033
+27% +$127K
EUFN icon
631
iShares MSCI Europe Financials ETF
EUFN
$4.05B
$651K 0.02%
26,340
-90,597
-77% -$2.12M
FSMB icon
632
First Trust Short Duration Managed Municipal ETF
FSMB
$619M
$644K 0.02%
+32,184
New +$642K
FUMB icon
633
First Trust Ultra Short Duration Municipal ETF
FUMB
$246M
$643K 0.02%
+31,979
New +$644K
DVOL icon
634
First Trust Dorsey Wright Momentum & Low Volatility ETF
DVOL
$74.4M
$641K 0.02%
19,333
-1,910
-9% -$60.5K
JCI icon
635
Johnson Controls International
JCI
$85.6B
$640K 0.02%
8,248
-808
-9% -$56.7K
ELV icon
636
Elevance Health
ELV
$83.7B
$640K 0.02%
1,225
-6
-0.5% -$3.21K
IYK icon
637
iShares US Consumer Staples ETF
IYK
$1.44B
$636K 0.02%
9,006
+4,434
+97% +$306K
NXST icon
638
Nexstar Media Group
NXST
$5.92B
$632K 0.02%
3,813
-174
-4% -$29.4K
SIXF icon
639
AllianzIM U.S. Equity 6 Month Buffer10 Feb/Aug ETF
SIXF
$47.1M
$632K 0.02%
22,926
– –
INGR icon
640
Ingredion
INGR
$6.48B
$631K 0.02%
4,594
-65
-1% -$8.27K
INTU icon
641
Intuit
INTU
$85.6B
$626K 0.02%
1,008
+18
+2% +$11.5K
WMB icon
642
Williams Companies
WMB
$85.8B
$626K 0.02%
13,714
+917
+7% +$40.3K
SUB icon
643
iShares Short-Term National Muni Bond ETF
SUB
$11.3B
$626K 0.02%
5,894
+18
+0.3% +$1.9K
VONE icon
644
Vanguard Russell 1000 ETF
VONE
$8.21B
$625K 0.02%
2,396
-1,709
-42% -$428K
HSBC icon
645
HSBC
HSBC
$356B
$623K 0.02%
13,782
-89
-0.6% -$3.86K
GIS icon
646
General Mills
GIS
$20.1B
$622K 0.02%
8,414
+427
+5% +$29.6K
FVRR icon
647
Fiverr
FVRR
$417M
$621K 0.02%
23,998
-1,539
-6% -$37.3K
THQ
648
abrdn Healthcare Opportunities Fund
THQ
$787M
$620K 0.02%
28,090
+400
+1% +$8.55K
SCHB icon
649
Schwab US Broad Market ETF
SCHB
$42.9B
$619K 0.02%
27,921
+1,902
+7% +$40.6K
FSK icon
650
FS KKR Capital
FSK
$3.08B
$617K 0.02%
31,293
-119,949
-79% -$2.38M
24 25
26
27 28

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AG
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AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q3 2024 Portfolio in Review

As of Q3 2024, Prospera Financial Services held 1,207 positions worth $3.92B, up 8.9% from $3.6B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Prospera Financial Services's Q3 2024 filing shows 73 new, 556 increased, 429 reduced and 91 closed positions. Its largest new stake was iShares US Broker-Dealers & Securities Exchanges ETF: 48,843 shares worth $6.28M. The largest sale was State Street SPDR Portfolio S&P 500 Growth ETF, an estimated $27.3M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, down from 16% a quarter earlier, followed by Financials and Healthcare.

  • Prospera Financial Services's largest Q3 2024 buy was iShares US Broker-Dealers & Securities Exchanges ETF: 48,843 shares worth $6.28M.
  • Prospera Financial Services added most to State Street SPDR Portfolio S&P 500 Value ETF in Q3 2024, an estimated $24.5M increase.
  • Prospera Financial Services's biggest Q3 2024 reduction was State Street SPDR Portfolio S&P 500 Growth ETF, cutting an estimated $27.3M.
  • Prospera Financial Services fully exited FT Vest US Equity Moderate Buffer ETF June in Q3 2024, selling an estimated $9.36M.
  • Prospera Financial Services's ten largest holdings make up 20% of its $3.92B portfolio in Q3 2024.
  • Prospera Financial Services opened 73 new positions and closed 91 in Q3 2024.
  • Prospera Financial Services's portfolio value rose 8.9% quarter-over-quarter to $3.92B.

Based on Prospera Financial Services's 13F filing for Q3 2024, filed 7 Nov 2024.