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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+10.09%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$3.02B
AUM Growth
+$434M
Cap. Flow
+$181M
Cap. Flow %
5.99%
Top 10 Hldgs %
18.87%
Holding
1,133
New
127
Increased
429
Reduced
454
Closed
82

Top Buys

Rank Stock Value
1
XOM icon
ExxonMobil
XOM
+$18.5M
2
BUFR icon
FT Vest Fund of Buffer ETFs
BUFR
+$13.2M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$12.7M
4
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$11.7M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$11.5M

Top Sells

Rank Stock Value
1
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$31.8M
2
SPIP icon
State Street SPDR Portfolio TIPS ETF
SPIP
+$12.2M
3
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$7.03M
4
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$6.99M
5
IYK icon
iShares US Consumer Staples ETF
IYK
+$6.65M

Sector Composition

Rank Sector Weight
1 Technology 13.49%
2 Financials 6.53%
3 Healthcare 4.81%
4 Industrials 4.22%
5 Energy 4.07%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AAL icon
626
American Airlines Group
AAL
$10.2B
$556K 0.02%
40,500
-1,330
-3% -$16.7K
EUFN icon
627
iShares MSCI Europe Financials ETF
EUFN
$4.05B
$556K 0.02%
26,524
-400
-1% -$7.81K
VXF icon
628
Vanguard Extended Market ETF
VXF
$30.5B
$551K 0.02%
3,353
+89
+3% +$13.1K
FHN icon
629
First Horizon
FHN
$12.3B
$544K 0.02%
38,443
-30,099
-44% -$362K
UTF icon
630
Cohen & Steers Infrastructure Fund
UTF
$3.11B
$544K 0.02%
25,596
-2,174
-8% -$44.4K
LNG icon
631
Cheniere Energy
LNG
$52.8B
$543K 0.02%
3,180
+90
+3% +$15.5K
SONY icon
632
Sony
SONY
$133B
$543K 0.02%
28,665
+9,075
+46% +$157K
IYR icon
633
iShares US Real Estate ETF
IYR
$4.76B
$541K 0.02%
5,918
-3,123
-35% -$256K
STZ icon
634
Constellation Brands
STZ
$22.5B
$539K 0.02%
2,230
+113
+5% +$26.9K
WSM icon
635
Williams-Sonoma
WSM
$27.8B
$539K 0.02%
5,340
-416
-7% -$36K
ELV icon
636
Elevance Health
ELV
$83.7B
$537K 0.02%
1,138
-15
-1% -$6.94K
GSEP icon
637
FT Vest US Equity Moderate Buffer ETF September
GSEP
$351M
$536K 0.02%
16,944
+3,313
+24% +$101K
FMX icon
638
Fomento Económico Mexicano
FMX
$43.5B
$534K 0.02%
4,099
-237
-5% -$28.2K
AER icon
639
AerCap
AER
$24.3B
$533K 0.02%
+7,171
New +$474K
VTEB icon
640
Vanguard Tax-Exempt Bond Index Fund
VTEB
$45.3B
$531K 0.02%
10,406
+374
+4% +$18.3K
AOR icon
641
iShares Core 60/40 Balanced Allocation ETF
AOR
$3.65B
$530K 0.02%
9,960
+41
+0.4% +$2.07K
FTLS icon
642
First Trust Long/Short Equity ETF
FTLS
$2.46B
$528K 0.02%
9,393
-12
-0.1% -$656
ABNB icon
643
Airbnb
ABNB
$90.9B
$528K 0.02%
3,879
-25
-0.6% -$3.22K
HEDJ icon
644
WisdomTree Europe Hedged Equity Fund
HEDJ
$1.83B
$527K 0.02%
12,302
+288
+2% +$11.7K
FICO icon
645
Fair Isaac
FICO
$31B
$526K 0.02%
452
+36
+9% +$36.2K
VYMI icon
646
Vanguard International High Dividend Yield ETF
VYMI
$20.4B
$524K 0.02%
7,882
+550
+8% +$34.6K
TD icon
647
Toronto Dominion Bank
TD
$199B
$523K 0.02%
8,099
-487
-6% -$29.2K
INTU icon
648
Intuit
INTU
$85.6B
$523K 0.02%
837
+17
+2% +$9.38K
HL icon
649
Hecla Mining
HL
$9.76B
$522K 0.02%
108,617
– –
LUV icon
650
Southwest Airlines
LUV
$22.7B
$518K 0.02%
17,940
-1,589
-8% -$41.3K
24 25
26
27 28

Similar funds

AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q4 2023 Portfolio in Review

As of Q4 2023, Prospera Financial Services held 1,133 positions worth $3.02B, up 17% from $2.59B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Prospera Financial Services deployed $181M of net new capital in Q4 2023, opening 127 new positions and adding to 429 existing holdings. Its largest new stake was FT Vest Fund of Nasdaq-100 Buffer ETFs: 295,108 shares worth $7.97M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, down from 14% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was First Trust Dorsey Wright Focus 5 ETF, an estimated $31.8M trimmed.

  • Prospera Financial Services's largest Q4 2023 buy was FT Vest Fund of Nasdaq-100 Buffer ETFs: 295,108 shares worth $7.97M.
  • Prospera Financial Services added most to ExxonMobil in Q4 2023, an estimated $18.5M increase.
  • Prospera Financial Services's biggest Q4 2023 reduction was First Trust Dorsey Wright Focus 5 ETF, cutting an estimated $31.8M.
  • Prospera Financial Services fully exited State Street SPDR Portfolio TIPS ETF in Q4 2023, selling an estimated $12.2M.
  • Prospera Financial Services's ten largest holdings make up 19% of its $3.02B portfolio in Q4 2023.
  • Prospera Financial Services opened 127 new positions and closed 82 in Q4 2023.
  • Prospera Financial Services's portfolio value rose 17% quarter-over-quarter to $3.02B.

Based on Prospera Financial Services's 13F filing for Q4 2023, filed 14 Feb 2024.