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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+8.46%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$2B
AUM Growth
+$79.6M
Cap. Flow
-$55.5M
Cap. Flow %
-2.78%
Top 10 Hldgs %
19.58%
Holding
980
New
149
Increased
367
Reduced
351
Closed
89

Top Buys

Rank Stock Value
1
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$51.5M
2
IFV icon
First Trust Dorsey Wright International Focus 5 ETF
IFV
+$16.5M
3
JEPI icon
JPMorgan Equity Premium Income ETF
JEPI
+$10.6M
4
FTCS icon
First Trust Capital Strength ETF
FTCS
+$10.4M
5
STIP icon
iShares 0-5 Year TIPS Bond ETF
STIP
+$9.68M

Top Sells

Rank Stock Value
1
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$39.2M
2
MSFT icon
Microsoft
MSFT
+$13.8M
3
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$12.1M
4
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$12.1M
5
PDBC icon
Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF
PDBC
+$11.5M

Sector Composition

Rank Sector Weight
1 Technology 10.64%
2 Financials 6.09%
3 Healthcare 5.83%
4 Energy 4.46%
5 Industrials 4.4%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PBYI icon
626
Puma Biotechnology
PBYI
$407M
$374K 0.02%
88,322
+6,075
+7% +$21K
FMF icon
627
First Trust Managed Futures Strategy Fund
FMF
$249M
$373K 0.02%
7,829
-1,355
-15% -$67.1K
KR icon
628
Kroger
KR
$35.5B
$372K 0.02%
8,342
+666
+9% +$30.6K
XMLV icon
629
Invesco S&P MidCap Low Volatility ETF
XMLV
$759M
$371K 0.02%
6,944
-115
-2% -$6.05K
CPNG icon
630
Coupang
CPNG
$28.6B
$370K 0.02%
25,185
+9,092
+56% +$160K
PII icon
631
Polaris
PII
$4.25B
$369K 0.02%
3,655
+196
+6% +$20.4K
SMDV icon
632
ProShares Russell 2000 Dividend Growers ETF
SMDV
$701M
$368K 0.02%
6,001
+1,081
+22% +$66.6K
FEX icon
633
First Trust Large Cap Core AlphaDEX Fund
FEX
$1.58B
$366K 0.02%
4,572
+698
+18% +$55.7K
UNL icon
634
United States 12 Month Natural Gas Fund
UNL
$13.5M
$364K 0.02%
21,129
-17,406
-45% -$366K
KLAC icon
635
KLA
KLAC
$266B
$364K 0.02%
+9,650
New +$336K
MAIN icon
636
Main Street Capital
MAIN
$5B
$364K 0.02%
9,842
+2,772
+39% +$101K
WBD icon
637
Warner Bros
WBD
$63.4B
$363K 0.02%
38,244
-7,050
-16% -$79.6K
CF icon
638
CF Industries
CF
$18.4B
$363K 0.02%
+4,255
New +$432K
OLED icon
639
Universal Display
OLED
$3.81B
$360K 0.02%
3,331
+19
+0.6% +$1.99K
ROL icon
640
Rollins
ROL
$18.8B
$360K 0.02%
9,841
-80,887
-89% -$3.14M
WOOD icon
641
iShares Global Timber & Forestry ETF
WOOD
$261M
$357K 0.02%
4,913
– –
SOFI icon
642
SoFi Technologies
SOFI
$21.7B
$355K 0.02%
76,920
+43,197
+128% +$214K
AVY icon
643
Avery Dennison
AVY
$12.5B
$354K 0.02%
1,957
+548
+39% +$97.6K
IGIB icon
644
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
$18.5B
$353K 0.02%
7,137
+668
+10% +$32.7K
CMI icon
645
Cummins
CMI
$91.3B
$349K 0.02%
1,438
+12
+0.8% +$2.85K
CTRE icon
646
CareTrust REIT
CTRE
$10.1B
$347K 0.02%
18,664
– –
DDIV icon
647
First Trust Exchange-Traded Fund VI First Trust Dorsey Wright Momentum & Dividend ETF
DDIV
$73.7M
$346K 0.02%
12,101
-839
-6% -$24.4K
JMOM icon
648
JPMorgan US Momentum Factor ETF
JMOM
$2.49B
$346K 0.02%
9,178
-3,546
-28% -$135K
FNB icon
649
FNB Corp
FNB
$6.71B
$345K 0.02%
+26,471
New +$354K
OLLI icon
650
Ollie's Bargain Outlet
OLLI
$4.04B
$345K 0.02%
7,369
-13,883
-65% -$748K
24 25
26
27 28

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AG
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AMH
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EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
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CIA
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PS
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PFA
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RBI
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Prospera Financial Services's Q4 2022 Portfolio in Review

As of Q4 2022, Prospera Financial Services held 980 positions worth $2B, up 4.2% from $1.92B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Prospera Financial Services's Q4 2022 filing shows 149 new, 367 increased, 351 reduced and 89 closed positions. Its largest new stake was State Street SPDR Portfolio TIPS ETF: 357,247 shares worth $9.2M. The largest sale was First Trust Dorsey Wright Focus 5 ETF, an estimated $39.2M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, down from 13% a quarter earlier, followed by Financials and Healthcare.

  • Prospera Financial Services's largest Q4 2022 buy was State Street SPDR Portfolio TIPS ETF: 357,247 shares worth $9.2M.
  • Prospera Financial Services added most to First Trust Enhanced Short Maturity ETF in Q4 2022, an estimated $51.5M increase.
  • Prospera Financial Services's biggest Q4 2022 reduction was First Trust Dorsey Wright Focus 5 ETF, cutting an estimated $39.2M.
  • Prospera Financial Services fully exited Paycom in Q4 2022, selling an estimated $5.15M.
  • Prospera Financial Services's ten largest holdings make up 20% of its $2B portfolio in Q4 2022.
  • Prospera Financial Services opened 149 new positions and closed 89 in Q4 2022.
  • Prospera Financial Services's portfolio value rose 4.2% quarter-over-quarter to $2B.

Based on Prospera Financial Services's 13F filing for Q4 2022, filed 8 Feb 2023.