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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
-3.83%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$1.92B
AUM Growth
-$44.4M
Cap. Flow
+$64.1M
Cap. Flow %
3.35%
Top 10 Hldgs %
20.63%
Holding
1,691
New
67
Increased
511
Reduced
232
Closed
861

Top Buys

Rank Stock Value
1
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$24M
2
SSUS icon
Day Hagan/Ned Davis Research Smart Sector ETF
SSUS
+$19.5M
3
XBI icon
State Street SPDR S&P Biotech ETF
XBI
+$12.5M
4
AMD icon
Advanced Micro Devices
AMD
+$7.69M
5
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$7.06M

Top Sells

Rank Stock Value
1
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$46.7M
2
COWZ icon
Pacer US Cash Cows 100 ETF
COWZ
+$13.1M
3
JEPI icon
JPMorgan Equity Premium Income ETF
JEPI
+$12.9M
4
SPIP icon
State Street SPDR Portfolio TIPS ETF
SPIP
+$6.17M
5
VALE icon
Vale
VALE
+$5.04M

Sector Composition

Rank Sector Weight
1 Technology 13.28%
2 Financials 7.3%
3 Healthcare 6.57%
4 Consumer Staples 4.86%
5 Consumer Discretionary 4.85%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FTLS icon
626
First Trust Long/Short Equity ETF
FTLS
$2.46B
$334K 0.02%
7,118
-518
-7% -$25.5K
JCI icon
627
Johnson Controls International
JCI
$85.6B
$334K 0.02%
6,776
+2,901
+75% +$154K
PII icon
628
Polaris
PII
$4.07B
$331K 0.02%
3,459
-29
-0.8% -$3.25K
FXU icon
629
First Trust Utilities AlphaDEX Fund
FXU
$836M
$327K 0.02%
10,693
+3,547
+50% +$120K
VGSH icon
630
Vanguard Short-Term Treasury ETF
VGSH
$29.3B
$327K 0.02%
5,655
-332
-6% -$19.4K
QTEC icon
631
First Trust NASDAQ-100 Technology Index Fund
QTEC
$4.41B
$326K 0.02%
3,109
-1,741
-36% -$212K
CAG icon
632
Conagra Brands
CAG
$7.38B
$324K 0.02%
9,936
+2,285
+30% +$78.4K
GCC icon
633
WisdomTree Enhanced Commodity Strategy Fund
GCC
$266M
$324K 0.02%
15,192
– –
RF icon
634
Regions Financial
RF
$26.7B
$322K 0.02%
+16,056
New +$339K
WOOD icon
635
iShares Global Timber & Forestry ETF
WOOD
$266M
$321K 0.02%
4,913
– –
NLSN
636
DELISTED
Nielsen Holdings plc
NLSN
$321K 0.02%
11,571
+2,884
+33% +$75.2K
VGIT icon
637
Vanguard Intermediate-Term Treasury ETF
VGIT
$41.8B
$320K 0.02%
5,479
+10
+0.2% +$606
AAL icon
638
American Airlines Group
AAL
$10.2B
$317K 0.02%
26,362
+6,924
+36% +$96.5K
IGIB icon
639
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
$18.5B
$313K 0.02%
6,469
-2,606
-29% -$133K
OLED icon
640
Universal Display
OLED
$3.85B
$313K 0.02%
3,312
+3,077
+1,309% +$341K
GLW icon
641
Corning
GLW
$108B
$312K 0.02%
10,744
+1,100
+11% +$37.3K
VONE icon
642
Vanguard Russell 1000 ETF
VONE
$8.21B
$312K 0.02%
1,906
+2
+0.1% +$363
ERF
643
DELISTED
Enerplus Corporation
ERF
$311K 0.02%
21,952
+706
+3% +$9.9K
TT icon
644
Trane Technologies
TT
$104B
$309K 0.02%
2,132
+1,025
+93% +$153K
DSI icon
645
iShares MSCI KLD 400 Social ETF
DSI
$5.17B
$308K 0.02%
+4,593
New +$345K
FNCL icon
646
Fidelity MSCI Financials Index ETF
FNCL
$2.4B
$308K 0.02%
7,139
+27
+0.4% +$1.27K
PGX icon
647
Invesco Preferred ETF
PGX
$3.81B
$307K 0.02%
25,846
-6,200
-19% -$78K
IEZ icon
648
iShares US Oil Equipment & Services ETF
IEZ
$350M
$306K 0.02%
21,215
+9,685
+84% +$152K
UL icon
649
Unilever
UL
$144B
$306K 0.02%
6,217
+1,162
+23% +$60.7K
CACG
650
DELISTED
Legg Mason ETF Investment Trust ClearBridge All Cap Growth ESG ETF
CACG
$306K 0.02%
8,894
+686
+8% +$26.2K
24 25
26
27 28

Similar funds

AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q3 2022 Portfolio in Review

As of Q3 2022, Prospera Financial Services held 1,691 positions worth $1.92B, down 2.3% from $1.96B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Prospera Financial Services deployed $64.1M of net new capital in Q3 2022, opening 67 new positions and adding to 511 existing holdings. Its largest new stake was Day Hagan/Ned Davis Research Smart Sector ETF: 613,408 shares worth $17.7M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, up from 13% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was First Trust Enhanced Short Maturity ETF, an estimated $46.7M trimmed.

  • Prospera Financial Services's largest Q3 2022 buy was Day Hagan/Ned Davis Research Smart Sector ETF: 613,408 shares worth $17.7M.
  • Prospera Financial Services added most to First Trust Dorsey Wright Focus 5 ETF in Q3 2022, an estimated $24M increase.
  • Prospera Financial Services's biggest Q3 2022 reduction was First Trust Enhanced Short Maturity ETF, cutting an estimated $46.7M.
  • Prospera Financial Services fully exited State Street SPDR Portfolio TIPS ETF in Q3 2022, selling an estimated $6.17M.
  • Prospera Financial Services's ten largest holdings make up 21% of its $1.92B portfolio in Q3 2022.
  • Prospera Financial Services opened 67 new positions and closed 861 in Q3 2022.
  • Prospera Financial Services's portfolio value fell 2.3% quarter-over-quarter to $1.92B.

Based on Prospera Financial Services's 13F filing for Q3 2022, filed 27 Oct 2022.