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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
-2.3%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$2.39B
AUM Growth
+$74.7M
Cap. Flow
+$178M
Cap. Flow %
7.47%
Top 10 Hldgs %
21.9%
Holding
2,800
New
1,927
Increased
474
Reduced
338
Closed
16

Top Buys

Rank Stock Value
1
JEPI icon
JPMorgan Equity Premium Income ETF
JEPI
+$20.5M
2
PDBC icon
Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF
PDBC
+$14.3M
3
FTGC icon
First Trust Global Tactical Commodity Strategy Fund
FTGC
+$12.4M
4
TFI icon
State Street SPDR Nuveen ICE Municipal Bond ETF
TFI
+$6.72M
5
VTIP icon
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
+$6.44M

Top Sells

Rank Stock Value
1
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$13.7M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$12.6M
3
ABBV icon
AbbVie
ABBV
+$8.74M
4
PSK icon
State Street SPDR ICE Preferred Securities ETF
PSK
+$5.94M
5
UNL icon
United States 12 Month Natural Gas Fund
UNL
+$5.77M

Sector Composition

Rank Sector Weight
1 Technology 14.8%
2 Financials 8.1%
3 Healthcare 5.52%
4 Consumer Discretionary 5.05%
5 Industrials 4.83%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FSMB icon
626
First Trust Short Duration Managed Municipal ETF
FSMB
$619M
$448K 0.02%
+22,315
New +$456K
PGX icon
627
Invesco Preferred ETF
PGX
$3.79B
$444K 0.02%
32,743
-422
-1% -$5.88K
WELL icon
628
Welltower
WELL
$173B
$444K 0.02%
4,614
+78
+2% +$6.78K
FTXN icon
629
First Trust Nasdaq Oil & Gas ETF
FTXN
$163M
$442K 0.02%
+16,685
New +$392K
XBI icon
630
State Street SPDR S&P Biotech ETF
XBI
$10B
$442K 0.02%
4,912
+1,044
+27% +$96.4K
TAIL icon
631
Cambria Tail Risk ETF
TAIL
$150M
$441K 0.02%
26,507
+11,473
+76% +$202K
AAL icon
632
American Airlines Group
AAL
$9.82B
$440K 0.02%
24,130
+7,187
+42% +$122K
VONE icon
633
Vanguard Russell 1000 ETF
VONE
$8.09B
$440K 0.02%
2,123
+511
+32% +$104K
QDF icon
634
FlexShares Quality Dividend Index Fund
QDF
$2.2B
$439K 0.02%
7,399
-192
-3% -$11.3K
WOOD icon
635
iShares Global Timber & Forestry ETF
WOOD
$264M
$439K 0.02%
4,913
– –
VRTX icon
636
Vertex Pharmaceuticals
VRTX
$123B
$438K 0.02%
+1,679
New +$398K
FNCL icon
637
Fidelity MSCI Financials Index ETF
FNCL
$2.37B
$433K 0.02%
7,994
-442
-5% -$24.5K
NCLH icon
638
Norwegian Cruise Line
NCLH
$9.53B
$430K 0.02%
+19,658
New +$402K
HNDL icon
639
Strategy Shares Nasdaq 7HANDL Index ETF
HNDL
$627M
$428K 0.02%
17,739
+97
+0.5% +$2.36K
XMLV icon
640
Invesco S&P MidCap Low Volatility ETF
XMLV
$762M
$428K 0.02%
7,665
-161
-2% -$8.84K
AVUV icon
641
Avantis US Small Cap Value ETF
AVUV
$30.3B
$426K 0.02%
+5,335
New +$423K
CME icon
642
CME Group
CME
$95.4B
$425K 0.02%
1,786
+434
+32% +$102K
ICPT
643
DELISTED
Intercept Pharmaceuticals, Inc.
ICPT
$424K 0.02%
26,033
+5,565
+27% +$87.2K
SNAP icon
644
Snap
SNAP
$7.96B
$421K 0.02%
11,706
+5,756
+97% +$208K
AFRM icon
645
Affirm
AFRM
$23.5B
$420K 0.02%
+9,071
New +$475K
TEAM icon
646
Atlassian
TEAM
$26.5B
$417K 0.02%
1,418
-4,629
-77% -$1.38M
FEX icon
647
First Trust Large Cap Core AlphaDEX Fund
FEX
$1.56B
$416K 0.02%
4,706
+120
+3% +$10.5K
LYB icon
648
LyondellBasell Industries
LYB
$19.5B
$415K 0.02%
4,035
+300
+8% +$29.9K
TEVA icon
649
Teva Pharmaceuticals
TEVA
$40.4B
$414K 0.02%
44,104
+16,921
+62% +$141K
HYD icon
650
VanEck High Yield Muni ETF
HYD
$4.44B
$413K 0.02%
7,200
+3,715
+107% +$222K
24 25
26
27 28

Similar funds

AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q1 2022 Portfolio in Review

As of Q1 2022, Prospera Financial Services held 2,800 positions worth $2.39B, up 3.2% from $2.31B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Prospera Financial Services deployed $178M of net new capital in Q1 2022, opening 1,927 new positions and adding to 474 existing holdings. Its largest new stake was Leslie's: 10,182 shares worth $3.94M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, down from 16% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was First Trust Dorsey Wright Focus 5 ETF, an estimated $13.7M trimmed.

  • Prospera Financial Services's largest Q1 2022 buy was Leslie's: 10,182 shares worth $3.94M.
  • Prospera Financial Services added most to JPMorgan Equity Premium Income ETF in Q1 2022, an estimated $20.5M increase.
  • Prospera Financial Services's biggest Q1 2022 reduction was First Trust Dorsey Wright Focus 5 ETF, cutting an estimated $13.7M.
  • Prospera Financial Services fully exited Royal Dutch Shell PLC ADS Class B in Q1 2022, selling an estimated $2.63M.
  • Prospera Financial Services's ten largest holdings make up 22% of its $2.39B portfolio in Q1 2022.
  • Prospera Financial Services opened 1,927 new positions and closed 16 in Q1 2022.
  • Prospera Financial Services's portfolio value rose 3.2% quarter-over-quarter to $2.39B.

Based on Prospera Financial Services's 13F filing for Q1 2022, filed 4 May 2022.