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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
-0.25%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$2.01B
AUM Growth
+$12.5M
Cap. Flow
+$31.2M
Cap. Flow %
1.56%
Top 10 Hldgs %
24.22%
Holding
867
New
78
Increased
385
Reduced
279
Closed
74

Top Buys

Rank Stock Value
1
FIS icon
Fidelity National Information Services
FIS
+$6.93M
2
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$6.4M
3
IYJ icon
iShares US Industrials ETF
IYJ
+$4.7M
4
RDVY icon
First Trust Rising Dividend Achievers ETF
RDVY
+$4.69M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$4.22M

Top Sells

Rank Stock Value
1
MCK icon
McKesson
MCK
+$6.6M
2
IBND icon
State Street SPDR Bloomberg International Corporate Bond ETF
IBND
+$6.21M
3
JCI icon
Johnson Controls International
JCI
+$5.71M
4
IYE icon
iShares US Energy ETF
IYE
+$4.55M
5
PRGO icon
Perrigo
PRGO
+$3.94M

Sector Composition

Rank Sector Weight
1 Technology 15.35%
2 Financials 8.53%
3 Consumer Discretionary 5.81%
4 Industrials 5.22%
5 Healthcare 5.04%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SDOG icon
626
ALPS Sector Dividend Dogs ETF
SDOG
$1.42B
$348K 0.02%
6,810
+2,111
+45% +$110K
SMDV icon
627
ProShares Russell 2000 Dividend Growers ETF
SMDV
$701M
$346K 0.02%
5,612
+69
+1% +$4.33K
HNDL icon
628
Strategy Shares Nasdaq 7HANDL Index ETF
HNDL
$630M
$344K 0.02%
13,805
+2,625
+23% +$67.3K
JD icon
629
JD.com
JD
$41.8B
$342K 0.02%
4,733
-5,338
-53% -$394K
ETN icon
630
Eaton
ETN
$155B
$338K 0.02%
2,263
+220
+11% +$35.2K
ISCG icon
631
iShares Morningstar Small-Cap Growth ETF
ISCG
$975M
$337K 0.02%
6,836
-2,476
-27% -$125K
HISF icon
632
First Trust Exchange-Traded Fund IV First Trust High Income Strategic Focus ETF
HISF
$98.6M
$336K 0.02%
6,815
+1,620
+31% +$81.2K
FTXR icon
633
First Trust Nasdaq Transportation ETF
FTXR
$1.09B
$335K 0.02%
10,854
– –
AVY icon
634
Avery Dennison
AVY
$12.5B
$334K 0.02%
1,612
-2
-0.1% -$429
RIGS icon
635
ALPS Strategic Income Fund
RIGS
$60.4M
$334K 0.02%
13,510
+244
+2% +$6.07K
SCHW
636
Charles Schwab
SCHW
$181B
$329K 0.02%
4,515
+115
+3% +$8.21K
FDUS icon
637
Fidus Investment
FDUS
$751M
$328K 0.02%
18,794
+264
+1% +$4.6K
NUE icon
638
Nucor
NUE
$56.4B
$327K 0.02%
3,314
+1,098
+50% +$117K
SRE icon
639
Sempra
SRE
$59.7B
$327K 0.02%
5,170
-1,632
-24% -$108K
TRIL
640
DELISTED
Trillium Therapeutics Inc.
TRIL
$327K 0.02%
18,625
+6,264
+51% +$73.2K
WYNN icon
641
Wynn Resorts
WYNN
$10.3B
$324K 0.02%
+3,824
New +$377K
FTLS icon
642
First Trust Long/Short Equity ETF
FTLS
$2.46B
$322K 0.02%
6,659
+839
+14% +$41.2K
LDP icon
643
Cohen & Steers Duration Preferred & Income Fund
LDP
$598M
$322K 0.02%
11,800
– –
NEAR icon
644
iShares Short Maturity Bond ETF
NEAR
$4.82B
$322K 0.02%
6,425
+515
+9% +$25.8K
FHN icon
645
First Horizon
FHN
$12.1B
$321K 0.02%
19,721
+571
+3% +$9.1K
NXST icon
646
Nexstar Media Group
NXST
$5.67B
$318K 0.02%
2,086
+529
+34% +$78K
CI icon
647
Cigna
CI
$77B
$316K 0.02%
1,576
+342
+28% +$74.4K
AFSM icon
648
First Trust Active Factor Small Cap ETF
AFSM
$118M
$315K 0.02%
12,163
– –
HSY icon
649
Hershey
HSY
$36.6B
$315K 0.02%
1,860
-388
-17% -$68.6K
IDV icon
650
iShares International Select Dividend ETF
IDV
$8.24B
$315K 0.02%
10,342
– –
24 25
26
27 28

Similar funds

AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q3 2021 Portfolio in Review

As of Q3 2021, Prospera Financial Services held 867 positions worth $2.01B, up 0.63% from $1.99B the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Prospera Financial Services's Q3 2021 filing shows 78 new, 385 increased, 279 reduced and 74 closed positions. Its largest new stake was Carlyle Group: 86,444 shares worth $4.09M. The largest sale was McKesson, an estimated $6.6M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, up from 15% a quarter earlier, followed by Financials and Consumer Discretionary.

  • Prospera Financial Services's largest Q3 2021 buy was Carlyle Group: 86,444 shares worth $4.09M.
  • Prospera Financial Services added most to Fidelity National Information Services in Q3 2021, an estimated $6.93M increase.
  • Prospera Financial Services's biggest Q3 2021 reduction was McKesson, cutting an estimated $6.6M.
  • Prospera Financial Services fully exited State Street SPDR Bloomberg International Corporate Bond ETF in Q3 2021, selling an estimated $6.21M.
  • Prospera Financial Services's ten largest holdings make up 24% of its $2.01B portfolio in Q3 2021.
  • Prospera Financial Services opened 78 new positions and closed 74 in Q3 2021.
  • Prospera Financial Services's portfolio value rose 0.63% quarter-over-quarter to $2.01B.

Based on Prospera Financial Services's 13F filing for Q3 2021, filed 12 Nov 2021.