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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+6.8%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$262M
AUM Growth
-$867M
Cap. Flow
-$932M
Cap. Flow %
-356.11%
Top 10 Hldgs %
21.54%
Holding
1,727
New
1,155
Increased
43
Reduced
426
Closed
90

Top Buys

Rank Stock Value
1
IYK icon
iShares US Consumer Staples ETF
IYK
+$2.05M
2
IYJ icon
iShares US Industrials ETF
IYJ
+$1.75M
3
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$1.38M
4
QQQH
NEOS Nasdaq-100 Hedged Equity Income ETF
QQQH
+$974K
5
GNMA icon
iShares GNMA Bond ETF
GNMA
+$899K

Top Sells

Rank Stock Value
1
DWFI
SPDR Dorsey Wright Fixed Income Allocation ETF
DWFI
+$63.8M
2
AAPL icon
Apple
AAPL
+$59.8M
3
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$49.9M
4
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$31.7M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$25.6M

Sector Composition

Rank Sector Weight
1 Financials 10.9%
2 Industrials 9.98%
3 Technology 7.94%
4 Healthcare 6.42%
5 Consumer Discretionary 5%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NOVN
626
DELISTED
Novan, Inc. Common Stock
NOVN
$49K 0.02%
10,082
-1,150
-10% -$6.52K
IPHI
627
DELISTED
INPHI CORPORATION
IPHI
$49K 0.02%
+440
New +$51.3K
ACWV icon
628
iShares MSCI Global Min Vol Factor ETF
ACWV
$3.34B
$48K 0.02%
+522
New +$47.7K
DFP
629
Flaherty & Crumrine Dynamic Preferred and Income Fund
DFP
$424M
$48K 0.02%
+1,744
New +$45.6K
MVF
630
DELISTED
BlackRock MuniVest Fund
MVF
$48K 0.02%
+5,500
New +$48.1K
SCHE icon
631
Schwab Emerging Markets Equity ETF
SCHE
$12.2B
$48K 0.02%
+1,803
New +$48.2K
UTF icon
632
Cohen & Steers Infrastructure Fund
UTF
$3.09B
$48K 0.02%
2,141
-62,245
-97% -$1.43M
VFC icon
633
VF Corp
VFC
$5.92B
$48K 0.02%
680
-23,811
-97% -$1.54M
VIOG icon
634
Vanguard S&P Small-Cap 600 Growth ETF
VIOG
$1.04B
$48K 0.02%
+634
New +$48.8K
SYNH
635
DELISTED
Syneos Health, Inc. Class A Common Stock
SYNH
$48K 0.02%
+910
New +$54.2K
IWF icon
636
iShares Russell 1000 Growth ETF
IWF
$117B
$47K 0.02%
868
-42,204
-98% -$2.22M
MAR icon
637
Marriott International
MAR
$100B
$47K 0.02%
+509
New +$48K
MLM icon
638
Martin Marietta Materials
MLM
$34.2B
$47K 0.02%
+200
New +$43.3K
MUA icon
639
BlackRock MuniAssets Fund
MUA
$516M
$47K 0.02%
+3,403
New +$48.3K
SONY icon
640
Sony
SONY
$137B
$47K 0.02%
+3,050
New +$47.4K
SPLK
641
DELISTED
Splunk Inc
SPLK
$47K 0.02%
+251
New +$50K
AHRT
642
AH Realty Trust
AHRT
$536M
$46K 0.02%
+4,970
New +$49K
APA icon
643
APA Corp
APA
$13B
$46K 0.02%
+4,861
New +$66.6K
COOP
644
DELISTED
Mr. Cooper
COOP
$46K 0.02%
+2,064
New +$35.6K
FHLC icon
645
Fidelity MSCI Health Care Index ETF
FHLC
$3.35B
$46K 0.02%
+875
New +$45.7K
FPX icon
646
First Trust US Equity Opportunities ETF
FPX
$1.43B
$46K 0.02%
475
-55,189
-99% -$5.03M
GILD icon
647
Gilead Sciences
GILD
$165B
$46K 0.02%
732
-15,656
-96% -$1.09M
J icon
648
Jacobs Solutions
J
$16B
$46K 0.02%
+602
New +$44K
LQD icon
649
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$34.3B
$46K 0.02%
342
-12,413
-97% -$1.69M
NTAP icon
650
NetApp
NTAP
$34B
$46K 0.02%
+1,048
New +$45.7K
24 25
26
27 28

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AG
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AMH
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EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q3 2020 Portfolio in Review

As of Q3 2020, Prospera Financial Services held 1,727 positions worth $262M, down 77% from $1.13B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Prospera Financial Services withdrew a net $932M in Q3 2020, closing 90 positions and reducing 426 holdings. Its most notable exit was Netflix, an estimated $6.67M position sold in full.

By sector, the portfolio is most concentrated in Financials at 11% of assets, up from 6.9% a quarter earlier, followed by Industrials and Technology.

Against the trend, Prospera Financial Services opened a new position in NEOS Nasdaq-100 Hedged Equity Income ETF worth $924K.

  • Prospera Financial Services's largest Q3 2020 buy was NEOS Nasdaq-100 Hedged Equity Income ETF: 17,898 shares worth $924K.
  • Prospera Financial Services added most to iShares US Consumer Staples ETF in Q3 2020, an estimated $2.05M increase.
  • Prospera Financial Services's biggest Q3 2020 reduction was SPDR Dorsey Wright Fixed Income Allocation ETF, cutting an estimated $63.8M.
  • Prospera Financial Services fully exited Netflix in Q3 2020, selling an estimated $6.67M.
  • Prospera Financial Services's ten largest holdings make up 22% of its $262M portfolio in Q3 2020.
  • Prospera Financial Services opened 1,155 new positions and closed 90 in Q3 2020.
  • Prospera Financial Services's portfolio value fell 77% quarter-over-quarter to $262M.

Based on Prospera Financial Services's 13F filing for Q3 2020, filed 4 Nov 2020.