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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
-13.11%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$942M
AUM Growth
-$356M
Cap. Flow
-$167M
Cap. Flow %
-17.72%
Top 10 Hldgs %
30.97%
Holding
651
New
56
Increased
213
Reduced
222
Closed
142

Top Buys

Rank Stock Value
1
DWFI
SPDR Dorsey Wright Fixed Income Allocation ETF
DWFI
+$29.8M
2
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$20.5M
3
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$11.8M
4
AMD icon
Advanced Micro Devices
AMD
+$5.54M
5
USO icon
United States Oil Fund
USO
+$4.9M

Top Sells

Rank Stock Value
1
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$74M
2
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$26.4M
3
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$25.5M
4
VMC icon
Vulcan Materials
VMC
+$6.18M
5
DHR icon
Danaher
DHR
+$4.96M

Sector Composition

Rank Sector Weight
1 Technology 10.54%
2 Financials 7.17%
3 Healthcare 6.32%
4 Consumer Staples 4.89%
5 Consumer Discretionary 4.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VPU
626
Vanguard Utilities ETF
VPU
$8.56B
– –
-2,849
Closed -$407K
VTWV icon
627
Vanguard Russell 2000 Value ETF
VTWV
$1.29B
– –
-2,980
Closed -$334K
VWO icon
628
Vanguard FTSE Emerging Markets ETF
VWO
$117B
– –
-7,939
Closed -$353K
WDC icon
629
Western Digital
WDC
$159B
– –
-17,624
Closed -$845K
WELL icon
630
Welltower
WELL
$174B
– –
-3,079
Closed -$252K
WRB icon
631
W.R. Berkley
WRB
$28.1B
– –
-61,189
Closed -$1.88M
XLB icon
632
State Street Materials Select Sector SPDR ETF
XLB
$8.72B
– –
-77,312
Closed -$2.37M
XLC icon
633
State Street Communication Services Select Sector SPDR ETF
XLC
$22.5B
– –
-42,232
Closed -$2.27M
XLRE icon
634
State Street Real Estate Select Sector SPDR ETF
XLRE
$8.72B
– –
-8,891
Closed -$344K
XMLV icon
635
Invesco S&P MidCap Low Volatility ETF
XMLV
$762M
– –
-7,806
Closed -$420K
UTRN
636
DELISTED
Vesper US Large Cap Short-Term Reversal Strategy ETF
UTRN
– –
-22,101
Closed -$597K
SWAV
637
DELISTED
Shockwave Medical, Inc. Common Stock
SWAV
– –
-5,187
Closed -$228K
XLNX
638
DELISTED
Xilinx Inc
XLNX
– –
-2,084
Closed -$204K
KL
639
DELISTED
Kirkland Lake Gold Ltd Ordinary
KL
– –
-7,234
Closed -$319K
RFAP
640
DELISTED
First Trust RiverFront Dynamic Asia Pacific ETF
RFAP
– –
-5,463
Closed -$290K
GLUU
641
DELISTED
Glu Mobile Inc.
GLUU
– –
-17,447
Closed -$106K
AIMT
642
DELISTED
Aimmune Therapeutics
AIMT
– –
-6,803
Closed -$228K
IBKC
643
DELISTED
IBERIABANK Corp
IBKC
– –
-2,925
Closed -$219K
LK
644
DELISTED
Luckin Coffee Inc. American Depositary Shares
LK
– –
-5,475
Closed -$215K
CSFL
645
DELISTED
CenterState Bank Corporation Common Stock
CSFL
– –
-13,125
Closed -$328K
DWTR
646
DELISTED
Invesco DWA Tactical Sector Rotation ETF
DWTR
– –
-16,982
Closed -$557K
MDR
647
DELISTED
McDermott International
MDR
– –
-66,851
Closed -$45K
CART
648
DELISTED
Carolina Trust BancShares
CART
– –
-39,357
Closed -$514K
ZGNX
649
DELISTED
Zogenix, Inc.
ZGNX
– –
-5,177
Closed -$270K
DWIN
650
DELISTED
Invesco DWA Tactical Multi-Asset Income ETF
DWIN
– –
-128,810
Closed -$3.3M
23 24 25
26
27

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AG
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AMH
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EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
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CIA
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PS
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PFA
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RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q1 2020 Portfolio in Review

As of Q1 2020, Prospera Financial Services held 651 positions worth $942M, down 27% from $1.3B the previous quarter. Its ten largest holdings account for 31% of the portfolio.

Prospera Financial Services withdrew a net $167M in Q1 2020, closing 142 positions and reducing 222 holdings. Its most notable exit was Vulcan Materials, an estimated $6.18M position sold in full.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 9.7% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Prospera Financial Services opened a new position in United States Oil Fund worth $2.14M.

  • Prospera Financial Services's largest Q1 2020 buy was United States Oil Fund: 63,650 shares worth $2.14M.
  • Prospera Financial Services added most to SPDR Dorsey Wright Fixed Income Allocation ETF in Q1 2020, an estimated $29.8M increase.
  • Prospera Financial Services's biggest Q1 2020 reduction was First Trust Dorsey Wright Focus 5 ETF, cutting an estimated $74M.
  • Prospera Financial Services fully exited Vulcan Materials in Q1 2020, selling an estimated $6.18M.
  • Prospera Financial Services's ten largest holdings make up 31% of its $942M portfolio in Q1 2020.
  • Prospera Financial Services opened 56 new positions and closed 142 in Q1 2020.
  • Prospera Financial Services's portfolio value fell 27% quarter-over-quarter to $942M.

Based on Prospera Financial Services's 13F filing for Q1 2020, filed 15 May 2020.