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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+2.56%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$4.29B
AUM Growth
+$378M
Cap. Flow
+$351M
Cap. Flow %
8.16%
Top 10 Hldgs %
20.02%
Holding
1,195
New
79
Increased
633
Reduced
362
Closed
62

Top Buys

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$27M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$14.6M
3
AXP icon
American Express
AXP
+$12.3M
4
FTCB icon
First Trust Core Investment Grade ETF
FTCB
+$12.1M
5
AAPL icon
Apple
AAPL
+$11.9M

Top Sells

Rank Stock Value
1
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$25.2M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$8.13M
3
SLV icon
iShares Silver Trust
SLV
+$7.14M
4
MRK icon
Merck
MRK
+$6.33M
5
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$6.27M

Sector Composition

Rank Sector Weight
1 Technology 16.94%
2 Financials 7.11%
3 Consumer Discretionary 4.84%
4 Industrials 4.77%
5 Healthcare 4.45%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
INCM icon
601
Franklin Income Focus ETF
INCM
$1.7B
$807K 0.02%
30,921
-1,130
-4% -$30.4K
TIPT icon
602
Tiptree Inc
TIPT
$678M
$804K 0.02%
38,547
– –
DFNL icon
603
Davis Select Financial ETF
DFNL
$467M
$803K 0.02%
21,075
-762
-3% -$29.7K
FXN icon
604
First Trust Energy AlphaDEX Fund
FXN
$371M
$802K 0.02%
49,087
+1,067
+2% +$17.9K
PPG icon
605
PPG Industries
PPG
$26.5B
$801K 0.02%
6,707
+6
+0.1% +$750
PULS icon
606
PGIM Ultra Short Bond ETF
PULS
$17.7B
$799K 0.02%
16,114
-6,818
-30% -$339K
VHT icon
607
Vanguard Health Care ETF
VHT
$18.6B
$798K 0.02%
3,142
+573
+22% +$154K
PEY icon
608
Invesco High Yield Equity Dividend Achievers ETF
PEY
$1.16B
$793K 0.02%
37,320
+506
+1% +$11.1K
SPHD icon
609
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
$3.42B
$789K 0.02%
16,340
+163
+1% +$8.15K
WEC icon
610
WEC Energy
WEC
$37B
$788K 0.02%
8,380
-275
-3% -$26.7K
PFFV icon
611
Global X Variable Rate Preferred ETF
PFFV
$304M
$783K 0.02%
33,238
-1,850
-5% -$44.5K
MKC icon
612
McCormick & Company Non-Voting
MKC
$13.9B
$783K 0.02%
10,265
+88
+0.9% +$6.91K
FLOT icon
613
iShares Floating Rate Bond ETF
FLOT
$10.2B
$781K 0.02%
15,338
-241
-2% -$12.3K
OMC icon
614
Omnicom Group
OMC
$24.6B
$779K 0.02%
9,053
+2,003
+28% +$199K
IUSB icon
615
iShares Core Universal USD Bond ETF
IUSB
$43.1B
$776K 0.02%
17,163
+6,955
+68% +$319K
XYL icon
616
Xylem
XYL
$29.7B
$776K 0.02%
6,685
-745
-10% -$94.2K
FXH icon
617
First Trust Health Care AlphaDEX Fund
FXH
$1.05B
$775K 0.02%
7,437
-11,245
-60% -$1.22M
TIP icon
618
iShares TIPS Bond ETF
TIP
$14.5B
$775K 0.02%
7,270
-467
-6% -$50.6K
BDX icon
619
Becton Dickinson
BDX
$45.8B
$775K 0.02%
3,410
+78
+2% +$18K
DDOG icon
620
Datadog
DDOG
$89.3B
$769K 0.02%
5,381
+150
+3% +$20.6K
RVT icon
621
Royce Value Trust
RVT
$2.22B
$767K 0.02%
48,547
– –
LRCX icon
622
Lam Research
LRCX
$337B
$765K 0.02%
10,580
+3,370
+47% +$256K
ANET icon
623
Arista Networks
ANET
$214B
$764K 0.02%
6,916
+2,140
+45% +$220K
DVN icon
624
Devon Energy
DVN
$49.2B
$762K 0.02%
23,282
+469
+2% +$17.7K
IGLB icon
625
iShares 10+ Year Investment Grade Corporate Bond ETF
IGLB
$2.65B
$759K 0.02%
+15,349
New +$788K
23 24
25
26 27

Similar funds

AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q4 2024 Portfolio in Review

As of Q4 2024, Prospera Financial Services held 1,195 positions worth $4.29B, up 9.6% from $3.92B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Prospera Financial Services deployed $351M of net new capital in Q4 2024, opening 79 new positions and adding to 633 existing holdings. Its largest new stake was First Trust Core Investment Grade ETF: 576,054 shares worth $11.9M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 16% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was State Street SPDR Portfolio S&P 500 Value ETF, an estimated $25.2M trimmed.

  • Prospera Financial Services's largest Q4 2024 buy was First Trust Core Investment Grade ETF: 576,054 shares worth $11.9M.
  • Prospera Financial Services added most to State Street SPDR Portfolio S&P 500 Growth ETF in Q4 2024, an estimated $27M increase.
  • Prospera Financial Services's biggest Q4 2024 reduction was State Street SPDR Portfolio S&P 500 Value ETF, cutting an estimated $25.2M.
  • Prospera Financial Services fully exited VICI Properties in Q4 2024, selling an estimated $3.27M.
  • Prospera Financial Services's ten largest holdings make up 20% of its $4.29B portfolio in Q4 2024.
  • Prospera Financial Services opened 79 new positions and closed 62 in Q4 2024.
  • Prospera Financial Services's portfolio value rose 9.6% quarter-over-quarter to $4.29B.

Based on Prospera Financial Services's 13F filing for Q4 2024, filed 13 Feb 2025.