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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+6.4%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$3.92B
AUM Growth
+$319M
Cap. Flow
+$117M
Cap. Flow %
2.98%
Top 10 Hldgs %
19.99%
Holding
1,207
New
73
Increased
556
Reduced
429
Closed
91

Top Buys

Rank Stock Value
1
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$24.5M
2
CGGO icon
Capital Group Global Growth Equity ETF
CGGO
+$16.2M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$15.6M
4
AAPL icon
Apple
AAPL
+$11.8M
5
MSFT icon
Microsoft
MSFT
+$10.3M

Top Sells

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$27.3M
2
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$13.4M
3
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$13M
4
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$9.93M
5
BUFR icon
FT Vest Fund of Buffer ETFs
BUFR
+$9.7M

Sector Composition

Rank Sector Weight
1 Technology 16%
2 Financials 6.35%
3 Healthcare 5.3%
4 Industrials 4.86%
5 Consumer Discretionary 4.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NEAR icon
601
iShares Short Maturity Bond ETF
NEAR
$4.82B
$734K 0.02%
14,332
+3,454
+32% +$176K
CMG icon
602
Chipotle Mexican Grill
CMG
$43B
$732K 0.02%
12,712
-7,485
-37% -$414K
GSK icon
603
GSK
GSK
$108B
$731K 0.02%
17,881
-2,121
-11% -$86.8K
SIXP icon
604
AllianzIM U.S. Equity 6 Month Buffer10 Mar/Sep ETF
SIXP
$44.1M
$730K 0.02%
26,827
– –
GEV icon
605
GE Vernova
GEV
$251B
$729K 0.02%
2,854
+135
+5% +$25.9K
OMC icon
606
Omnicom Group
OMC
$24.6B
$729K 0.02%
7,050
+915
+15% +$87.9K
VHT icon
607
Vanguard Health Care ETF
VHT
$18.6B
$726K 0.02%
2,569
+721
+39% +$200K
FHN icon
608
First Horizon
FHN
$12.3B
$722K 0.02%
46,504
+16,872
+57% +$268K
AWK icon
609
American Water Works
AWK
$27B
$716K 0.02%
4,897
+98
+2% +$13.9K
UBSI icon
610
United Bankshares
UBSI
$6.71B
$716K 0.02%
19,298
+8
+0% +$292
KOF icon
611
Coca-Cola Femsa
KOF
$22.8B
$714K 0.02%
+8,047
New +$703K
VFH icon
612
Vanguard Financials ETF
VFH
$13.6B
$713K 0.02%
6,488
+437
+7% +$46.3K
PEG icon
613
Public Service Enterprise Group
PEG
$39.3B
$712K 0.02%
7,980
+39
+0.5% +$3.11K
TFLO icon
614
iShares Treasury Floating Rate Bond ETF
TFLO
$6.54B
$710K 0.02%
14,029
+5,104
+57% +$258K
AVY icon
615
Avery Dennison
AVY
$12.9B
$709K 0.02%
3,209
-150
-4% -$32.4K
BKNG icon
616
Booking.com
BKNG
$154B
$708K 0.02%
4,200
+1,975
+89% +$303K
TM icon
617
Toyota
TM
$221B
$701K 0.02%
3,924
-136
-3% -$25.4K
LNG icon
618
Cheniere Energy
LNG
$52.8B
$700K 0.02%
3,891
+90
+2% +$16.2K
RIG icon
619
Transocean
RIG
$5.52B
$685K 0.02%
161,065
-9,250
-5% -$45.6K
PVAL icon
620
Putnam Focused Large Cap Value ETF
PVAL
$13B
$683K 0.02%
+18,001
New +$663K
HEFA icon
621
iShares Currency Hedged MSCI EAFE ETF
HEFA
$7.51B
$674K 0.02%
19,016
-1,877
-9% -$65.2K
GDV icon
622
Gabelli Dividend & Income Trust
GDV
$2.62B
$674K 0.02%
27,552
-9,212
-25% -$216K
NUE icon
623
Nucor
NUE
$60.5B
$671K 0.02%
4,461
-401
-8% -$60.3K
NTR icon
624
Nutrien
NTR
$33.3B
$668K 0.02%
13,891
-15,589
-53% -$751K
MDYG icon
625
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
$2.83B
$667K 0.02%
+7,605
New +$649K
23 24
25
26 27

Similar funds

AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q3 2024 Portfolio in Review

As of Q3 2024, Prospera Financial Services held 1,207 positions worth $3.92B, up 8.9% from $3.6B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Prospera Financial Services's Q3 2024 filing shows 73 new, 556 increased, 429 reduced and 91 closed positions. Its largest new stake was iShares US Broker-Dealers & Securities Exchanges ETF: 48,843 shares worth $6.28M. The largest sale was State Street SPDR Portfolio S&P 500 Growth ETF, an estimated $27.3M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, down from 16% a quarter earlier, followed by Financials and Healthcare.

  • Prospera Financial Services's largest Q3 2024 buy was iShares US Broker-Dealers & Securities Exchanges ETF: 48,843 shares worth $6.28M.
  • Prospera Financial Services added most to State Street SPDR Portfolio S&P 500 Value ETF in Q3 2024, an estimated $24.5M increase.
  • Prospera Financial Services's biggest Q3 2024 reduction was State Street SPDR Portfolio S&P 500 Growth ETF, cutting an estimated $27.3M.
  • Prospera Financial Services fully exited FT Vest US Equity Moderate Buffer ETF June in Q3 2024, selling an estimated $9.36M.
  • Prospera Financial Services's ten largest holdings make up 20% of its $3.92B portfolio in Q3 2024.
  • Prospera Financial Services opened 73 new positions and closed 91 in Q3 2024.
  • Prospera Financial Services's portfolio value rose 8.9% quarter-over-quarter to $3.92B.

Based on Prospera Financial Services's 13F filing for Q3 2024, filed 7 Nov 2024.