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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+9.55%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$3.36B
AUM Growth
+$337M
Cap. Flow
+$101M
Cap. Flow %
3%
Top 10 Hldgs %
19.51%
Holding
1,152
New
101
Increased
528
Reduced
423
Closed
61

Top Buys

Rank Stock Value
1
FJAN icon
FT Vest US Equity Buffer ETF January
FJAN
+$11.3M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$9.86M
3
DJAN icon
FT Vest US Equity Deep Buffer ETF January
DJAN
+$9.86M
4
IYC icon
iShares US Consumer Discretionary ETF
IYC
+$8.46M
5
IVV icon
iShares Core S&P 500 ETF
IVV
+$7.66M

Top Sells

Rank Stock Value
1
BUFR icon
FT Vest Fund of Buffer ETFs
BUFR
+$12.5M
2
IYE icon
iShares US Energy ETF
IYE
+$8.01M
3
BILS icon
State Street SPDR Bloomberg 3-12 Month T-Bill ETF
BILS
+$7.44M
4
GLD icon
SPDR Gold Trust
GLD
+$6.68M
5
BUFD icon
FT Vest Fund of Deep Buffer ETFs
BUFD
+$6.39M

Sector Composition

Rank Sector Weight
1 Technology 14.3%
2 Financials 6.31%
3 Healthcare 4.9%
4 Energy 4.17%
5 Industrials 4.17%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BIL icon
601
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
$47.1B
$690K 0.02%
7,517
-9,960
-57% -$912K
NXST icon
602
Nexstar Media Group
NXST
$6.01B
$690K 0.02%
3,989
-23
-0.6% -$3.86K
AER icon
603
AerCap
AER
$23.4B
$689K 0.02%
7,931
+760
+11% +$59.7K
PWB icon
604
Invesco Large Cap Growth ETF
PWB
$2.17B
$688K 0.02%
7,707
-718
-9% -$60.9K
FTXL icon
605
First Trust Nasdaq Semiconductor ETF
FTXL
$1.93B
$688K 0.02%
7,597
+571
+8% +$48.5K
ARES icon
606
Ares Management
ARES
$28.1B
$684K 0.02%
5,136
+15
+0.3% +$1.92K
SIXP icon
607
AllianzIM U.S. Equity 6 Month Buffer10 Mar/Sep ETF
SIXP
$43.8M
$683K 0.02%
+26,827
New +$677K
PEY icon
608
Invesco High Yield Equity Dividend Achievers ETF
PEY
$1.16B
$678K 0.02%
32,834
+355
+1% +$7.16K
TRV icon
609
Travelers Companies
TRV
$81.1B
$677K 0.02%
2,937
-135
-4% -$28.8K
HAL icon
610
Halliburton
HAL
$26.1B
$677K 0.02%
17,169
-614
-3% -$22K
FIW icon
611
First Trust Water ETF
FIW
$1.87B
$672K 0.02%
6,564
+160
+2% +$15.4K
TIPT icon
612
Tiptree Inc
TIPT
$694M
$666K 0.02%
38,547
– –
DVOL icon
613
First Trust Dorsey Wright Momentum & Low Volatility ETF
DVOL
$73M
$658K 0.02%
21,539
-861
-4% -$24.7K
FPEI icon
614
First Trust Institutional Preferred Securities and Income ETF
FPEI
$1.92B
$658K 0.02%
36,129
+183
+0.5% +$3.3K
DBEF icon
615
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
$9.1B
$656K 0.02%
16,013
-16,109
-50% -$623K
TROW icon
616
T. Rowe Price
TROW
$25.5B
$655K 0.02%
5,370
-4,233
-44% -$473K
CMS icon
617
CMS Energy
CMS
$23B
$652K 0.02%
10,802
-3,687
-25% -$214K
PATH icon
618
UiPath
PATH
$6.52B
$648K 0.02%
+28,588
New +$669K
EFAV icon
619
iShares MSCI EAFE Min Vol Factor ETF
EFAV
$5.35B
$648K 0.02%
9,136
-693
-7% -$48.2K
SPTS icon
620
State Street SPDR Portfolio Short Term Treasury ETF
SPTS
$6.1B
$643K 0.02%
22,233
+6,078
+38% +$176K
KMB icon
621
Kimberly-Clark
KMB
$37.6B
$641K 0.02%
4,948
+247
+5% +$30.3K
HUM icon
622
Humana
HUM
$43.9B
$638K 0.02%
1,838
+599
+48% +$227K
ELV icon
623
Elevance Health
ELV
$81.5B
$635K 0.02%
1,222
+84
+7% +$41.8K
FXD icon
624
First Trust Consumer Discretionary AlphaDEX Fund
FXD
$276M
$630K 0.02%
9,756
-319
-3% -$19.1K
QS icon
625
QuantumScape Corp
QS
$3.05B
$627K 0.02%
99,725
+10,058
+11% +$67.7K
23 24
25
26 27

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AG
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AMH
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EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
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PS
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PFA
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RBI
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Prospera Financial Services's Q1 2024 Portfolio in Review

As of Q1 2024, Prospera Financial Services held 1,152 positions worth $3.36B, up 11% from $3.02B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Prospera Financial Services's Q1 2024 filing shows 101 new, 528 increased, 423 reduced and 61 closed positions. Its largest new stake was FT Vest US Equity Buffer ETF January: 275,229 shares worth $11.6M. The largest sale was FT Vest Fund of Buffer ETFs, an estimated $12.5M.

By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 13% a quarter earlier, followed by Financials and Healthcare.

  • Prospera Financial Services's largest Q1 2024 buy was FT Vest US Equity Buffer ETF January: 275,229 shares worth $11.6M.
  • Prospera Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q1 2024, an estimated $9.86M increase.
  • Prospera Financial Services's biggest Q1 2024 reduction was FT Vest Fund of Buffer ETFs, cutting an estimated $12.5M.
  • Prospera Financial Services fully exited FT Vest Fund of Deep Buffer ETFs in Q1 2024, selling an estimated $6.39M.
  • Prospera Financial Services's ten largest holdings make up 20% of its $3.36B portfolio in Q1 2024.
  • Prospera Financial Services opened 101 new positions and closed 61 in Q1 2024.
  • Prospera Financial Services's portfolio value rose 11% quarter-over-quarter to $3.36B.

Based on Prospera Financial Services's 13F filing for Q1 2024, filed 13 Aug 2024.