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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+10.09%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$3.02B
AUM Growth
+$434M
Cap. Flow
+$181M
Cap. Flow %
5.99%
Top 10 Hldgs %
18.87%
Holding
1,133
New
127
Increased
429
Reduced
454
Closed
82

Top Buys

Rank Stock Value
1
XOM icon
ExxonMobil
XOM
+$18.5M
2
BUFR icon
FT Vest Fund of Buffer ETFs
BUFR
+$13.2M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$12.7M
4
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$11.7M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$11.5M

Top Sells

Rank Stock Value
1
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$31.8M
2
SPIP icon
State Street SPDR Portfolio TIPS ETF
SPIP
+$12.2M
3
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$7.03M
4
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$6.99M
5
IYK icon
iShares US Consumer Staples ETF
IYK
+$6.65M

Sector Composition

Rank Sector Weight
1 Technology 13.49%
2 Financials 6.53%
3 Healthcare 4.81%
4 Industrials 4.22%
5 Energy 4.07%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CMI icon
601
Cummins
CMI
$88.5B
$595K 0.02%
2,482
-6
-0.2% -$1.36K
FXD icon
602
First Trust Consumer Discretionary AlphaDEX Fund
FXD
$276M
$594K 0.02%
10,075
-14
-0.1% -$735
CARR icon
603
Carrier Global
CARR
$52.5B
$591K 0.02%
10,294
-5,597
-35% -$296K
PENN icon
604
PENN Entertainment
PENN
$2.82B
$590K 0.02%
22,681
-2,191
-9% -$50.8K
TRV icon
605
Travelers Companies
TRV
$82.9B
$585K 0.02%
3,072
-489
-14% -$84.7K
SPHY icon
606
State Street SPDR Portfolio High Yield Bond ETF
SPHY
$11.5B
$583K 0.02%
+24,955
New +$564K
GRMN
607
Garmin
GRMN
$48.9B
$582K 0.02%
4,528
+260
+6% +$30.1K
FLNC icon
608
Fluence Energy
FLNC
$1.68B
$580K 0.02%
24,313
+7,460
+44% +$157K
XYL icon
609
Xylem
XYL
$29.7B
$580K 0.02%
5,069
-17
-0.3% -$1.7K
ED icon
610
Consolidated Edison
ED
$41.3B
$579K 0.02%
6,365
+1,874
+42% +$167K
PSA icon
611
Public Storage
PSA
$61.7B
$576K 0.02%
1,888
-4,062
-68% -$1.08M
SWBI icon
612
Smith & Wesson
SWBI
$657M
$576K 0.02%
+42,451
New +$584K
ALLY icon
613
Ally Financial
ALLY
$13.4B
$575K 0.02%
16,468
-2,297
-12% -$64.2K
MOS icon
614
The Mosaic Company
MOS
$7.34B
$574K 0.02%
16,065
+1,416
+10% +$50K
FTXL icon
615
First Trust Nasdaq Semiconductor ETF
FTXL
$2.05B
$573K 0.02%
7,026
+16
+0.2% +$1.14K
KMB icon
616
Kimberly-Clark
KMB
$37.5B
$571K 0.02%
4,701
-78
-2% -$9.43K
HUM icon
617
Humana
HUM
$46.7B
$567K 0.02%
+1,239
New +$611K
VNQI icon
618
Vanguard Global ex-US Real Estate ETF
VNQI
$3.52B
$567K 0.02%
+13,306
New +$531K
IEI icon
619
iShares 3-7 Year Treasury Bond ETF
IEI
$18.1B
$566K 0.02%
4,830
+1,530
+46% +$175K
HSBC icon
620
HSBC
HSBC
$356B
$564K 0.02%
13,918
-685
-5% -$26.5K
TMFC icon
621
Motley Fool 100 Index ETF
TMFC
$2.01B
$563K 0.02%
12,607
+13
+0.1% +$544
IVT icon
622
InvenTrust Properties
IVT
$2.81B
$561K 0.02%
22,126
-1,178
-5% -$29.4K
XMMO icon
623
Invesco S&P MidCap Momentum ETF
XMMO
$7.15B
$560K 0.02%
6,233
+332
+6% +$27.3K
PZA icon
624
Invesco National AMT-Free Municipal Bond ETF
PZA
$4.24B
$558K 0.02%
23,070
+227
+1% +$5.18K
OLLI icon
625
Ollie's Bargain Outlet
OLLI
$4.17B
$557K 0.02%
7,343
-14
-0.2% -$1.05K
23 24
25
26 27

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AG
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AMH
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EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
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PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
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RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q4 2023 Portfolio in Review

As of Q4 2023, Prospera Financial Services held 1,133 positions worth $3.02B, up 17% from $2.59B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Prospera Financial Services deployed $181M of net new capital in Q4 2023, opening 127 new positions and adding to 429 existing holdings. Its largest new stake was FT Vest Fund of Nasdaq-100 Buffer ETFs: 295,108 shares worth $7.97M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, down from 14% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was First Trust Dorsey Wright Focus 5 ETF, an estimated $31.8M trimmed.

  • Prospera Financial Services's largest Q4 2023 buy was FT Vest Fund of Nasdaq-100 Buffer ETFs: 295,108 shares worth $7.97M.
  • Prospera Financial Services added most to ExxonMobil in Q4 2023, an estimated $18.5M increase.
  • Prospera Financial Services's biggest Q4 2023 reduction was First Trust Dorsey Wright Focus 5 ETF, cutting an estimated $31.8M.
  • Prospera Financial Services fully exited State Street SPDR Portfolio TIPS ETF in Q4 2023, selling an estimated $12.2M.
  • Prospera Financial Services's ten largest holdings make up 19% of its $3.02B portfolio in Q4 2023.
  • Prospera Financial Services opened 127 new positions and closed 82 in Q4 2023.
  • Prospera Financial Services's portfolio value rose 17% quarter-over-quarter to $3.02B.

Based on Prospera Financial Services's 13F filing for Q4 2023, filed 14 Feb 2024.