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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+8.46%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$2B
AUM Growth
+$79.6M
Cap. Flow
-$55.5M
Cap. Flow %
-2.78%
Top 10 Hldgs %
19.58%
Holding
980
New
149
Increased
367
Reduced
351
Closed
89

Top Buys

Rank Stock Value
1
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$51.5M
2
IFV icon
First Trust Dorsey Wright International Focus 5 ETF
IFV
+$16.5M
3
JEPI icon
JPMorgan Equity Premium Income ETF
JEPI
+$10.6M
4
FTCS icon
First Trust Capital Strength ETF
FTCS
+$10.4M
5
STIP icon
iShares 0-5 Year TIPS Bond ETF
STIP
+$9.68M

Top Sells

Rank Stock Value
1
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$39.2M
2
MSFT icon
Microsoft
MSFT
+$13.8M
3
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$12.1M
4
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$12.1M
5
PDBC icon
Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF
PDBC
+$11.5M

Sector Composition

Rank Sector Weight
1 Technology 10.64%
2 Financials 6.09%
3 Healthcare 5.83%
4 Energy 4.46%
5 Industrials 4.4%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ICPT
601
DELISTED
Intercept Pharmaceuticals, Inc.
ICPT
$393K 0.02%
31,806
+2,916
+10% +$41.3K
DFND
602
DELISTED
Siren DIVCON Dividend Defender ETF
DFND
$389K 0.02%
11,547
-5,308
-31% -$180K
UCON icon
603
First Trust Smith Unconstrained Bond ETF
UCON
$3.27B
$389K 0.02%
16,115
-7,698
-32% -$185K
USAI icon
604
Pacer American Energy Infrastructure ETF
USAI
$125M
$387K 0.02%
14,517
+3,964
+38% +$108K
PWV icon
605
Invesco Large Cap Value ETF
PWV
$1.69B
$385K 0.02%
+8,186
New +$380K
LAD icon
606
Lithia Motors
LAD
$8.08B
$385K 0.02%
1,881
+18
+1% +$3.85K
VONE icon
607
Vanguard Russell 1000 ETF
VONE
$8.22B
$384K 0.02%
2,206
+300
+16% +$52.5K
HLT icon
608
Hilton Worldwide
HLT
$73.4B
$383K 0.02%
+3,031
New +$399K
FIW icon
609
First Trust Water ETF
FIW
$1.9B
$383K 0.02%
4,825
-220
-4% -$17.4K
BST icon
610
BlackRock Science and Technology Trust
BST
$1.55B
$383K 0.02%
13,494
+117
+0.9% +$3.56K
ILMN icon
611
Illumina
ILMN
$29B
$382K 0.02%
+1,941
New +$402K
MHI
612
DELISTED
Pioneer Municipal High Income Fund
MHI
$382K 0.02%
44,467
-4,561
-9% -$38.8K
QDF icon
613
FlexShares Quality Dividend Index Fund
QDF
$2.23B
$381K 0.02%
7,251
-50
-0.7% -$2.61K
EOT
614
Eaton Vance National Municipal Opportunities Trust
EOT
$270M
$381K 0.02%
23,185
-6,709
-22% -$110K
FLCB icon
615
Franklin US Core Bond ETF
FLCB
$3.03B
$381K 0.02%
17,975
-5,043
-22% -$106K
CI icon
616
Cigna
CI
$79.7B
$380K 0.02%
1,147
-9,113
-89% -$2.88M
FDUS icon
617
Fidus Investment
FDUS
$758M
$380K 0.02%
19,966
+7,305
+58% +$139K
TMFC icon
618
Motley Fool 100 Index ETF
TMFC
$2.01B
$379K 0.02%
12,454
-75
-0.6% -$2.37K
FTXO icon
619
First Trust Nasdaq Bank ETF
FTXO
$307M
$379K 0.02%
14,460
-2,299
-14% -$62.6K
WYNN icon
620
Wynn Resorts
WYNN
$10.3B
$378K 0.02%
4,583
+96
+2% +$7.03K
PPA icon
621
Invesco Aerospace & Defense ETF
PPA
$8.36B
$376K 0.02%
4,793
+636
+15% +$47.9K
FOUR icon
622
Shift4
FOUR
$4.25B
$375K 0.02%
+6,707
New +$317K
SCHB icon
623
Schwab US Broad Market ETF
SCHB
$42.9B
$375K 0.02%
25,080
-5,502
-18% -$82.7K
ATVI
624
DELISTED
Activision Blizzard
ATVI
$374K 0.02%
4,890
-4,686
-49% -$348K
GSY icon
625
Invesco Ultra Short Duration ETF
GSY
$3.86B
$374K 0.02%
7,557
-548
-7% -$27.1K
23 24
25
26 27

Similar funds

AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q4 2022 Portfolio in Review

As of Q4 2022, Prospera Financial Services held 980 positions worth $2B, up 4.2% from $1.92B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Prospera Financial Services's Q4 2022 filing shows 149 new, 367 increased, 351 reduced and 89 closed positions. Its largest new stake was State Street SPDR Portfolio TIPS ETF: 357,247 shares worth $9.2M. The largest sale was First Trust Dorsey Wright Focus 5 ETF, an estimated $39.2M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, down from 13% a quarter earlier, followed by Financials and Healthcare.

  • Prospera Financial Services's largest Q4 2022 buy was State Street SPDR Portfolio TIPS ETF: 357,247 shares worth $9.2M.
  • Prospera Financial Services added most to First Trust Enhanced Short Maturity ETF in Q4 2022, an estimated $51.5M increase.
  • Prospera Financial Services's biggest Q4 2022 reduction was First Trust Dorsey Wright Focus 5 ETF, cutting an estimated $39.2M.
  • Prospera Financial Services fully exited Paycom in Q4 2022, selling an estimated $5.15M.
  • Prospera Financial Services's ten largest holdings make up 20% of its $2B portfolio in Q4 2022.
  • Prospera Financial Services opened 149 new positions and closed 89 in Q4 2022.
  • Prospera Financial Services's portfolio value rose 4.2% quarter-over-quarter to $2B.

Based on Prospera Financial Services's 13F filing for Q4 2022, filed 8 Feb 2023.