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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
-3.83%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$1.92B
AUM Growth
-$44.4M
Cap. Flow
+$64.1M
Cap. Flow %
3.35%
Top 10 Hldgs %
20.63%
Holding
1,691
New
67
Increased
511
Reduced
232
Closed
861

Top Buys

Rank Stock Value
1
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$24M
2
SSUS icon
Day Hagan/Ned Davis Research Smart Sector ETF
SSUS
+$19.5M
3
XBI icon
State Street SPDR S&P Biotech ETF
XBI
+$12.5M
4
AMD icon
Advanced Micro Devices
AMD
+$7.69M
5
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$7.06M

Top Sells

Rank Stock Value
1
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$46.7M
2
COWZ icon
Pacer US Cash Cows 100 ETF
COWZ
+$13.1M
3
JEPI icon
JPMorgan Equity Premium Income ETF
JEPI
+$12.9M
4
SPIP icon
State Street SPDR Portfolio TIPS ETF
SPIP
+$6.17M
5
VALE icon
Vale
VALE
+$5.04M

Sector Composition

Rank Sector Weight
1 Technology 13.28%
2 Financials 7.3%
3 Healthcare 6.57%
4 Consumer Staples 4.86%
5 Consumer Discretionary 4.85%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DAL icon
601
Delta Air Lines
DAL
$58.8B
$370K 0.02%
13,180
+3,641
+38% +$116K
SCHW
602
Charles Schwab
SCHW
$184B
$367K 0.02%
5,105
+191
+4% +$13.3K
DG icon
603
Dollar General
DG
$27.8B
$366K 0.02%
1,523
+732
+93% +$181K
QYLG icon
604
Global X Nasdaq 100 Covered Call & Growth ETF
QYLG
$153M
$364K 0.02%
16,523
– –
FIW icon
605
First Trust Water ETF
FIW
$1.9B
$363K 0.02%
5,045
+830
+20% +$64.7K
HRL icon
606
Hormel Foods
HRL
$14.1B
$360K 0.02%
7,925
+4,245
+115% +$205K
NEA icon
607
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.37B
$354K 0.02%
+33,439
New +$402K
SWAN icon
608
Amplify BlackSwan Growth & Treasure Core ETF
SWAN
$157M
$352K 0.02%
14,203
– –
DDIV icon
609
First Trust Exchange-Traded Fund VI First Trust Dorsey Wright Momentum & Dividend ETF
DDIV
$73.9M
$348K 0.02%
12,940
+9,915
+328% +$300K
ICE icon
610
Intercontinental Exchange
ICE
$86.4B
$348K 0.02%
3,837
-69
-2% -$6.92K
PLUG icon
611
Plug Power
PLUG
$2.73B
$347K 0.02%
16,521
+5,327
+48% +$127K
MDB icon
612
MongoDB
MDB
$25B
$345K 0.02%
1,736
-806
-32% -$235K
QDF icon
613
FlexShares Quality Dividend Index Fund
QDF
$2.23B
$345K 0.02%
7,301
-68
-0.9% -$3.58K
SCHM icon
614
Schwab US Mid-Cap ETF
SCHM
$14.5B
$344K 0.02%
16,980
-912
-5% -$20.3K
ED icon
615
Consolidated Edison
ED
$41.3B
$343K 0.02%
3,998
+3,149
+371% +$304K
FND icon
616
Floor & Decor
FND
$6.14B
$343K 0.02%
4,880
+109
+2% +$8.75K
XLU icon
617
State Street Utilities Select Sector SPDR ETF
XLU
$23.4B
$343K 0.02%
10,470
+1,972
+23% +$72.3K
CPRX
618
DELISTED
Catalyst Pharmaceutical
CPRX
$341K 0.02%
26,612
-1,932
-7% -$22.9K
NXJ
619
DELISTED
Nuveen New Jersey Quality Municipal Income Fund
NXJ
$341K 0.02%
30,966
+1,563
+5% +$19.4K
FTA icon
620
First Trust Large Cap Value AlphaDEX Fund
FTA
$1.41B
$339K 0.02%
5,871
+2,157
+58% +$139K
XMLV icon
621
Invesco S&P MidCap Low Volatility ETF
XMLV
$766M
$339K 0.02%
7,059
-421
-6% -$22.2K
CTRE icon
622
CareTrust REIT
CTRE
$10.1B
$338K 0.02%
+18,664
New +$380K
DKNG icon
623
DraftKings
DKNG
$12.2B
$336K 0.02%
22,153
+896
+4% +$14.2K
KR icon
624
Kroger
KR
$36.3B
$336K 0.02%
7,676
+625
+9% +$29.7K
IUSB icon
625
iShares Core Universal USD Bond ETF
IUSB
$43.1B
$335K 0.02%
7,514
+19
+0.3% +$886
23 24
25
26 27

Similar funds

AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q3 2022 Portfolio in Review

As of Q3 2022, Prospera Financial Services held 1,691 positions worth $1.92B, down 2.3% from $1.96B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Prospera Financial Services deployed $64.1M of net new capital in Q3 2022, opening 67 new positions and adding to 511 existing holdings. Its largest new stake was Day Hagan/Ned Davis Research Smart Sector ETF: 613,408 shares worth $17.7M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, up from 13% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was First Trust Enhanced Short Maturity ETF, an estimated $46.7M trimmed.

  • Prospera Financial Services's largest Q3 2022 buy was Day Hagan/Ned Davis Research Smart Sector ETF: 613,408 shares worth $17.7M.
  • Prospera Financial Services added most to First Trust Dorsey Wright Focus 5 ETF in Q3 2022, an estimated $24M increase.
  • Prospera Financial Services's biggest Q3 2022 reduction was First Trust Enhanced Short Maturity ETF, cutting an estimated $46.7M.
  • Prospera Financial Services fully exited State Street SPDR Portfolio TIPS ETF in Q3 2022, selling an estimated $6.17M.
  • Prospera Financial Services's ten largest holdings make up 21% of its $1.92B portfolio in Q3 2022.
  • Prospera Financial Services opened 67 new positions and closed 861 in Q3 2022.
  • Prospera Financial Services's portfolio value fell 2.3% quarter-over-quarter to $1.92B.

Based on Prospera Financial Services's 13F filing for Q3 2022, filed 27 Oct 2022.