We are live on ! Find out more
PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
-2.3%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$2.39B
AUM Growth
+$74.7M
Cap. Flow
+$178M
Cap. Flow %
7.47%
Top 10 Hldgs %
21.9%
Holding
2,800
New
1,927
Increased
474
Reduced
338
Closed
16

Top Buys

Rank Stock Value
1
JEPI icon
JPMorgan Equity Premium Income ETF
JEPI
+$20.5M
2
PDBC icon
Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF
PDBC
+$14.3M
3
FTGC icon
First Trust Global Tactical Commodity Strategy Fund
FTGC
+$12.4M
4
TFI icon
State Street SPDR Nuveen ICE Municipal Bond ETF
TFI
+$6.72M
5
VTIP icon
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
+$6.44M

Top Sells

Rank Stock Value
1
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$13.7M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$12.6M
3
ABBV icon
AbbVie
ABBV
+$8.74M
4
PSK icon
State Street SPDR ICE Preferred Securities ETF
PSK
+$5.94M
5
UNL icon
United States 12 Month Natural Gas Fund
UNL
+$5.77M

Sector Composition

Rank Sector Weight
1 Technology 14.8%
2 Financials 8.1%
3 Healthcare 5.52%
4 Consumer Discretionary 5.05%
5 Industrials 4.83%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VOX icon
601
Vanguard Communication Services ETF
VOX
$5.68B
$490K 0.02%
4,081
-54
-1% -$6.62K
BABA icon
602
Alibaba
BABA
$276B
$489K 0.02%
4,493
+281
+7% +$32.4K
PKB icon
603
Invesco Building & Construction ETF
PKB
$418M
$488K 0.02%
11,371
-5,479
-33% -$258K
FLOT icon
604
iShares Floating Rate Bond ETF
FLOT
$10.2B
$485K 0.02%
9,589
-15,293
-61% -$774K
ADM icon
605
Archer Daniels Midland
ADM
$38.7B
$484K 0.02%
5,357
-402
-7% -$31.3K
MRNA icon
606
Moderna
MRNA
$21.6B
$484K 0.02%
2,809
+106
+4% +$17.8K
EOT
607
Eaton Vance National Municipal Opportunities Trust
EOT
$270M
$481K 0.02%
25,242
+1,289
+5% +$26.1K
SPHQ icon
608
Invesco S&P 500 Quality ETF
SPHQ
$19B
$479K 0.02%
9,595
-5,799
-38% -$292K
KR icon
609
Kroger
KR
$36.7B
$478K 0.02%
8,331
-21,060
-72% -$1.05M
SONY icon
610
Sony
SONY
$137B
$478K 0.02%
23,250
+900
+4% +$19.6K
UBSI icon
611
United Bankshares
UBSI
$6.69B
$478K 0.02%
13,714
-372
-3% -$13.5K
CARR icon
612
Carrier Global
CARR
$49.8B
$475K 0.02%
10,343
-41
-0.4% -$1.93K
FNK icon
613
First Trust Mid Cap Value AlphaDEX Fund
FNK
$231M
$473K 0.02%
+10,150
New +$471K
NXST icon
614
Nexstar Media Group
NXST
$6.01B
$471K 0.02%
2,494
-1
-0% -$174
LKQ icon
615
LKQ Corp
LKQ
$6.72B
$469K 0.02%
10,320
+1,092
+12% +$55.9K
SWAN icon
616
Amplify BlackSwan Growth & Treasure Core ETF
SWAN
$155M
$467K 0.02%
14,923
+391
+3% +$12.5K
NXTG icon
617
First Trust Indxx NextG ETF
NXTG
$523M
$464K 0.02%
6,102
-37
-0.6% -$2.84K
SDOG icon
618
ALPS Sector Dividend Dogs ETF
SDOG
$1.43B
$464K 0.02%
8,424
+705
+9% +$38.5K
BTAL icon
619
AGF US Market Neutral Anti-Beta Fund
BTAL
$315M
$462K 0.02%
25,174
+11,419
+83% +$210K
DG icon
620
Dollar General
DG
$28.4B
$462K 0.02%
2,073
-432
-17% -$91.8K
UFOX
621
Defiance Space and Connective Tech ETF
UFOX
$795M
$459K 0.02%
12,228
+932
+8% +$35.4K
CDW icon
622
CDW
CDW
$18.9B
$458K 0.02%
2,559
+757
+42% +$139K
JCI icon
623
Johnson Controls International
JCI
$85.1B
$456K 0.02%
6,951
-1,645
-19% -$113K
GLW icon
624
Corning
GLW
$107B
$453K 0.02%
12,270
+63
+0.5% +$2.46K
BYLD icon
625
iShares Yield Optimized Bond ETF
BYLD
$447M
$448K 0.02%
19,045
– –
23 24
25
26 27

Similar funds

AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q1 2022 Portfolio in Review

As of Q1 2022, Prospera Financial Services held 2,800 positions worth $2.39B, up 3.2% from $2.31B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Prospera Financial Services deployed $178M of net new capital in Q1 2022, opening 1,927 new positions and adding to 474 existing holdings. Its largest new stake was Leslie's: 10,182 shares worth $3.94M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, down from 16% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was First Trust Dorsey Wright Focus 5 ETF, an estimated $13.7M trimmed.

  • Prospera Financial Services's largest Q1 2022 buy was Leslie's: 10,182 shares worth $3.94M.
  • Prospera Financial Services added most to JPMorgan Equity Premium Income ETF in Q1 2022, an estimated $20.5M increase.
  • Prospera Financial Services's biggest Q1 2022 reduction was First Trust Dorsey Wright Focus 5 ETF, cutting an estimated $13.7M.
  • Prospera Financial Services fully exited Royal Dutch Shell PLC ADS Class B in Q1 2022, selling an estimated $2.63M.
  • Prospera Financial Services's ten largest holdings make up 22% of its $2.39B portfolio in Q1 2022.
  • Prospera Financial Services opened 1,927 new positions and closed 16 in Q1 2022.
  • Prospera Financial Services's portfolio value rose 3.2% quarter-over-quarter to $2.39B.

Based on Prospera Financial Services's 13F filing for Q1 2022, filed 4 May 2022.