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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
-0.25%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$2.01B
AUM Growth
+$12.5M
Cap. Flow
+$31.2M
Cap. Flow %
1.56%
Top 10 Hldgs %
24.22%
Holding
867
New
78
Increased
385
Reduced
279
Closed
74

Top Buys

Rank Stock Value
1
FIS icon
Fidelity National Information Services
FIS
+$6.93M
2
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$6.4M
3
IYJ icon
iShares US Industrials ETF
IYJ
+$4.7M
4
RDVY icon
First Trust Rising Dividend Achievers ETF
RDVY
+$4.69M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$4.22M

Top Sells

Rank Stock Value
1
MCK icon
McKesson
MCK
+$6.6M
2
IBND icon
State Street SPDR Bloomberg International Corporate Bond ETF
IBND
+$6.21M
3
JCI icon
Johnson Controls International
JCI
+$5.71M
4
IYE icon
iShares US Energy ETF
IYE
+$4.55M
5
PRGO icon
Perrigo
PRGO
+$3.94M

Sector Composition

Rank Sector Weight
1 Technology 15.35%
2 Financials 8.53%
3 Consumer Discretionary 5.81%
4 Industrials 5.22%
5 Healthcare 5.04%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VHT icon
601
Vanguard Health Care ETF
VHT
$18.3B
$380K 0.02%
1,532
-85
-5% -$21.8K
CTRE icon
602
CareTrust REIT
CTRE
$10.1B
$379K 0.02%
18,664
– –
GSK icon
603
GSK
GSK
$104B
$379K 0.02%
7,927
+209
+3% +$10.5K
EFR
604
Eaton Vance Senior Floating-Rate Fund
EFR
$314M
$378K 0.02%
25,900
– –
VDE icon
605
Vanguard Energy ETF
VDE
$9.87B
$378K 0.02%
5,109
+898
+21% +$62.6K
SNAP icon
606
Snap
SNAP
$7.6B
$377K 0.02%
+5,110
New +$369K
XPEV icon
607
XPeng
XPEV
$12.2B
$375K 0.02%
10,559
-1,885
-15% -$74.8K
IUSB icon
608
iShares Core Universal USD Bond ETF
IUSB
$43B
$374K 0.02%
7,004
+539
+8% +$29K
SOXX icon
609
iShares Semiconductor ETF
SOXX
$42.7B
$374K 0.02%
+2,514
New +$382K
WELL icon
610
Welltower
WELL
$175B
$372K 0.02%
4,514
+26
+0.6% +$2.23K
ICE icon
611
Intercontinental Exchange
ICE
$84.1B
$370K 0.02%
3,223
+15
+0.5% +$1.78K
IWS icon
612
iShares Russell Mid-Cap Value ETF
IWS
$15.6B
$369K 0.02%
3,254
+749
+30% +$86.7K
IGV icon
613
iShares Expanded Tech-Software Sector ETF
IGV
$12.2B
$367K 0.02%
4,600
– –
TWLO icon
614
Twilio
TWLO
$29.5B
$367K 0.02%
1,149
+189
+20% +$68.8K
LAC
615
DELISTED
Lithium Americas Corp. Common Shares
LAC
$367K 0.02%
+16,437
New +$289K
GVIP icon
616
Goldman Sachs Hedge Industry VIP ETF
GVIP
$559M
$366K 0.02%
3,711
-81
-2% -$8.25K
ISRG icon
617
Intuitive Surgical
ISRG
$128B
$362K 0.02%
1,092
-117
-10% -$39.3K
FXU icon
618
First Trust Utilities AlphaDEX Fund
FXU
$835M
$360K 0.02%
12,169
-1,194
-9% -$37.1K
FEX icon
619
First Trust Large Cap Core AlphaDEX Fund
FEX
$1.58B
$359K 0.02%
4,210
-2,168
-34% -$190K
GDRX icon
620
GoodRx Holdings
GDRX
$1.03B
$358K 0.02%
8,719
-3,100
-26% -$112K
AMP icon
621
Ameriprise Financial
AMP
$47.6B
$357K 0.02%
+1,321
New +$346K
PGR icon
622
Progressive
PGR
$125B
$354K 0.02%
3,910
+382
+11% +$36.4K
WDFC icon
623
WD-40
WDFC
$3.13B
$352K 0.02%
+1,519
New +$364K
GRMN
624
Garmin
GRMN
$46.8B
$349K 0.02%
2,240
+72
+3% +$11.7K
EBAY icon
625
eBay
EBAY
$50.3B
$348K 0.02%
4,999
-18
-0.4% -$1.29K
23 24
25
26 27

Similar funds

AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q3 2021 Portfolio in Review

As of Q3 2021, Prospera Financial Services held 867 positions worth $2.01B, up 0.63% from $1.99B the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Prospera Financial Services's Q3 2021 filing shows 78 new, 385 increased, 279 reduced and 74 closed positions. Its largest new stake was Carlyle Group: 86,444 shares worth $4.09M. The largest sale was McKesson, an estimated $6.6M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, up from 15% a quarter earlier, followed by Financials and Consumer Discretionary.

  • Prospera Financial Services's largest Q3 2021 buy was Carlyle Group: 86,444 shares worth $4.09M.
  • Prospera Financial Services added most to Fidelity National Information Services in Q3 2021, an estimated $6.93M increase.
  • Prospera Financial Services's biggest Q3 2021 reduction was McKesson, cutting an estimated $6.6M.
  • Prospera Financial Services fully exited State Street SPDR Bloomberg International Corporate Bond ETF in Q3 2021, selling an estimated $6.21M.
  • Prospera Financial Services's ten largest holdings make up 24% of its $2.01B portfolio in Q3 2021.
  • Prospera Financial Services opened 78 new positions and closed 74 in Q3 2021.
  • Prospera Financial Services's portfolio value rose 0.63% quarter-over-quarter to $2.01B.

Based on Prospera Financial Services's 13F filing for Q3 2021, filed 12 Nov 2021.