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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+6.8%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$262M
AUM Growth
-$867M
Cap. Flow
-$932M
Cap. Flow %
-356.11%
Top 10 Hldgs %
21.54%
Holding
1,727
New
1,155
Increased
43
Reduced
426
Closed
90

Top Buys

Rank Stock Value
1
IYK icon
iShares US Consumer Staples ETF
IYK
+$2.05M
2
IYJ icon
iShares US Industrials ETF
IYJ
+$1.75M
3
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$1.38M
4
QQQH
NEOS Nasdaq-100 Hedged Equity Income ETF
QQQH
+$974K
5
GNMA icon
iShares GNMA Bond ETF
GNMA
+$899K

Top Sells

Rank Stock Value
1
DWFI
SPDR Dorsey Wright Fixed Income Allocation ETF
DWFI
+$63.8M
2
AAPL icon
Apple
AAPL
+$59.8M
3
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$49.9M
4
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$31.7M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$25.6M

Sector Composition

Rank Sector Weight
1 Financials 10.9%
2 Industrials 9.98%
3 Technology 7.94%
4 Healthcare 6.42%
5 Consumer Discretionary 5%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ADSK icon
601
Autodesk
ADSK
$49.6B
$52K 0.02%
+226
New +$53.7K
BBN icon
602
BlackRock Taxable Municipal Bond Trust
BBN
$976M
$52K 0.02%
+2,000
New +$51.9K
DEO icon
603
Diageo
DEO
$49.5B
$52K 0.02%
382
-5,863
-94% -$808K
DLB icon
604
Dolby
DLB
$4.9B
$52K 0.02%
+784
New +$53.1K
SPTM icon
605
State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF
SPTM
$13.5B
$52K 0.02%
+1,277
New +$51.7K
VGK icon
606
Vanguard FTSE Europe ETF
VGK
$30.8B
$52K 0.02%
+1,000
New +$53.4K
ARTY
607
iShares Future AI & Tech ETF
ARTY
$3.47B
$52K 0.02%
+1,578
New +$50.7K
AEP icon
608
American Electric Power
AEP
$69.5B
$51K 0.02%
628
-6,356
-91% -$524K
FRI icon
609
First Trust S&P REIT Index Fund
FRI
$190M
$51K 0.02%
+2,408
New +$51.6K
IXN icon
610
iShares Global Tech ETF
IXN
$8.34B
$51K 0.02%
+1,158
New +$49.3K
JETS icon
611
US Global Jets ETF
JETS
$786M
$51K 0.02%
+3,016
New +$51.2K
IFLN
612
Invesco Bloomberg Enhanced Fallen Angels ETF
IFLN
$308M
$51K 0.02%
+2,759
New +$51.5K
ROBT icon
613
First Trust Nasdaq Artificial Intelligence and Robotics ETF
ROBT
$714M
$51K 0.02%
+1,300
New +$49.5K
TYL icon
614
Tyler Technologies
TYL
$13.3B
$51K 0.02%
145
-2,640
-95% -$913K
ASAP
615
DELISTED
Waitr Holdings Inc. Common Stock
ASAP
$51K 0.02%
795
+25
+3% +$2.08K
ALXN
616
DELISTED
Alexion Pharmaceuticals
ALXN
$51K 0.02%
449
-1,550
-78% -$167K
CRSP icon
617
CRISPR Therapeutics
CRSP
$4.77B
$50K 0.02%
+596
New +$52.9K
FIDU icon
618
Fidelity MSCI Industrials Index ETF
FIDU
$2.29B
$50K 0.02%
+1,250
New +$48.7K
IBDQ
619
DELISTED
iShares iBonds Dec 2025 Term Corporate ETF
IBDQ
– –
0
– –
AOM icon
620
iShares Core Moderate Allocation ETF
AOM
$1.75B
$49K 0.02%
+1,200
New +$49.2K
DLTR icon
621
Dollar Tree
DLTR
$24.7B
$49K 0.02%
+536
New +$50.4K
L icon
622
Loews
L
$23.9B
$49K 0.02%
+1,417
New +$50.8K
PAYX icon
623
Paychex
PAYX
$41.4B
$49K 0.02%
617
-31,415
-98% -$2.36M
TXRH icon
624
Texas Roadhouse
TXRH
$13.7B
$49K 0.02%
+800
New +$46.8K
WOLF icon
625
Wolfspeed
WOLF
$1.24B
$49K 0.02%
+776
New +$50.3K
23 24
25
26 27

Similar funds

AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q3 2020 Portfolio in Review

As of Q3 2020, Prospera Financial Services held 1,727 positions worth $262M, down 77% from $1.13B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Prospera Financial Services withdrew a net $932M in Q3 2020, closing 90 positions and reducing 426 holdings. Its most notable exit was Netflix, an estimated $6.67M position sold in full.

By sector, the portfolio is most concentrated in Financials at 11% of assets, up from 6.9% a quarter earlier, followed by Industrials and Technology.

Against the trend, Prospera Financial Services opened a new position in NEOS Nasdaq-100 Hedged Equity Income ETF worth $924K.

  • Prospera Financial Services's largest Q3 2020 buy was NEOS Nasdaq-100 Hedged Equity Income ETF: 17,898 shares worth $924K.
  • Prospera Financial Services added most to iShares US Consumer Staples ETF in Q3 2020, an estimated $2.05M increase.
  • Prospera Financial Services's biggest Q3 2020 reduction was SPDR Dorsey Wright Fixed Income Allocation ETF, cutting an estimated $63.8M.
  • Prospera Financial Services fully exited Netflix in Q3 2020, selling an estimated $6.67M.
  • Prospera Financial Services's ten largest holdings make up 22% of its $262M portfolio in Q3 2020.
  • Prospera Financial Services opened 1,155 new positions and closed 90 in Q3 2020.
  • Prospera Financial Services's portfolio value fell 77% quarter-over-quarter to $262M.

Based on Prospera Financial Services's 13F filing for Q3 2020, filed 4 Nov 2020.