We are live on ! Find out more
PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
-13.11%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$942M
AUM Growth
-$356M
Cap. Flow
-$167M
Cap. Flow %
-17.72%
Top 10 Hldgs %
30.97%
Holding
651
New
56
Increased
213
Reduced
222
Closed
142

Top Buys

Rank Stock Value
1
DWFI
SPDR Dorsey Wright Fixed Income Allocation ETF
DWFI
+$29.8M
2
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$20.5M
3
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$11.8M
4
AMD icon
Advanced Micro Devices
AMD
+$5.54M
5
USO icon
United States Oil Fund
USO
+$4.9M

Top Sells

Rank Stock Value
1
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$74M
2
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$26.4M
3
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$25.5M
4
VMC icon
Vulcan Materials
VMC
+$6.18M
5
DHR icon
Danaher
DHR
+$4.96M

Sector Composition

Rank Sector Weight
1 Technology 10.54%
2 Financials 7.17%
3 Healthcare 6.32%
4 Consumer Staples 4.89%
5 Consumer Discretionary 4.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RFEU
601
DELISTED
First Trust RiverFront Dynamic Europe ETF
RFEU
– –
-5,442
Closed -$341K
RMD icon
602
ResMed
RMD
$31.1B
– –
-15,207
Closed -$2.36M
RNEM icon
603
First Trust Emerging Markets Equity Select ETF
RNEM
$17M
– –
-4,874
Closed -$256K
ROP icon
604
Roper Technologies
ROP
$40.4B
– –
-706
Closed -$250K
ROST icon
605
Ross Stores
ROST
$80.8B
– –
-2,391
Closed -$278K
RSPU icon
606
Invesco S&P 500 Equal Weight Utilities ETF
RSPU
$541M
– –
-11,670
Closed -$620K
RXI icon
607
iShares Global Consumer Discretionary ETF
RXI
$252M
– –
-1,720
Closed -$217K
RWX icon
608
State Street SPDR Dow Jones International Real Estate ETF
RWX
$267M
– –
-10,157
Closed -$394K
SCHF icon
609
Schwab International Equity ETF
SCHF
$64.9B
– –
-13,670
Closed -$230K
SHYD icon
610
VanEck Short High Yield Muni ETF
SHYD
$452M
– –
-22,510
Closed -$567K
SMDV icon
611
ProShares Russell 2000 Dividend Growers ETF
SMDV
$701M
– –
-11,354
Closed -$702K
SPYG icon
612
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
$49.4B
– –
-11,383
Closed -$477K
SPYV icon
613
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
$36.2B
– –
-9,018
Closed -$315K
SRE icon
614
Sempra
SRE
$58.1B
– –
-31,548
Closed -$2.39M
STIP icon
615
iShares 0-5 Year TIPS Bond ETF
STIP
$15.9B
– –
-3,279
Closed -$330K
SU icon
616
Suncor Energy
SU
$77.7B
– –
-13,079
Closed -$429K
TSM icon
617
TSMC
TSM
$1.94T
– –
-5,609
Closed -$326K
TWLO icon
618
Twilio
TWLO
$28.6B
– –
-2,474
Closed -$243K
UL icon
619
Unilever
UL
$142B
– –
-4,756
Closed -$306K
USRT icon
620
iShares Core US REIT ETF
USRT
$4.71B
– –
-4,484
Closed -$245K
VCR icon
621
Vanguard Consumer Discretionary ETF
VCR
$5.97B
– –
-1,409
Closed -$267K
VKQ icon
622
Invesco Municipal Trust
VKQ
$541M
– –
-11,188
Closed -$138K
VLO icon
623
Valero Energy
VLO
$89.5B
– –
-2,359
Closed -$221K
VMC icon
624
Vulcan Materials
VMC
$36.8B
– –
-42,903
Closed -$6.18M
VNQ icon
625
Vanguard Real Estate ETF
VNQ
$39.9B
– –
-30,729
Closed -$2.85M
23 24
25
26 27

Similar funds

AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q1 2020 Portfolio in Review

As of Q1 2020, Prospera Financial Services held 651 positions worth $942M, down 27% from $1.3B the previous quarter. Its ten largest holdings account for 31% of the portfolio.

Prospera Financial Services withdrew a net $167M in Q1 2020, closing 142 positions and reducing 222 holdings. Its most notable exit was Vulcan Materials, an estimated $6.18M position sold in full.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 9.7% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Prospera Financial Services opened a new position in United States Oil Fund worth $2.14M.

  • Prospera Financial Services's largest Q1 2020 buy was United States Oil Fund: 63,650 shares worth $2.14M.
  • Prospera Financial Services added most to SPDR Dorsey Wright Fixed Income Allocation ETF in Q1 2020, an estimated $29.8M increase.
  • Prospera Financial Services's biggest Q1 2020 reduction was First Trust Dorsey Wright Focus 5 ETF, cutting an estimated $74M.
  • Prospera Financial Services fully exited Vulcan Materials in Q1 2020, selling an estimated $6.18M.
  • Prospera Financial Services's ten largest holdings make up 31% of its $942M portfolio in Q1 2020.
  • Prospera Financial Services opened 56 new positions and closed 142 in Q1 2020.
  • Prospera Financial Services's portfolio value fell 27% quarter-over-quarter to $942M.

Based on Prospera Financial Services's 13F filing for Q1 2020, filed 15 May 2020.