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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+6.4%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$3.92B
AUM Growth
+$319M
Cap. Flow
+$117M
Cap. Flow %
2.98%
Top 10 Hldgs %
19.99%
Holding
1,207
New
73
Increased
556
Reduced
429
Closed
91

Top Buys

Rank Stock Value
1
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$24.5M
2
CGGO icon
Capital Group Global Growth Equity ETF
CGGO
+$16.2M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$15.6M
4
AAPL icon
Apple
AAPL
+$11.8M
5
MSFT icon
Microsoft
MSFT
+$10.3M

Top Sells

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$27.3M
2
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$13.4M
3
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$13M
4
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$9.93M
5
BUFR icon
FT Vest Fund of Buffer ETFs
BUFR
+$9.7M

Sector Composition

Rank Sector Weight
1 Technology 16%
2 Financials 6.35%
3 Healthcare 5.3%
4 Industrials 4.86%
5 Consumer Discretionary 4.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FXN icon
576
First Trust Energy AlphaDEX Fund
FXN
$371M
$779K 0.02%
48,020
-32,659
-40% -$564K
REGN icon
577
Regeneron Pharmaceuticals
REGN
$72.9B
$778K 0.02%
+740
New +$824K
CGBL icon
578
Capital Group Core Balanced ETF
CGBL
$7.15B
$777K 0.02%
25,031
+5,797
+30% +$176K
CCL icon
579
Carnival Corporation Ltd
CCL
$38.7B
$777K 0.02%
42,047
+1,598
+4% +$27.1K
FEMB icon
580
First Trust Emerging Markets Local Currency Bond ETF
FEMB
$355M
$771K 0.02%
26,595
+2,282
+9% +$64.1K
VCR icon
581
Vanguard Consumer Discretionary ETF
VCR
$6.01B
$766K 0.02%
2,250
+30
+1% +$9.58K
NOC icon
582
Northrop Grumman
NOC
$78B
$766K 0.02%
1,449
-94
-6% -$46K
MBB icon
583
iShares MBS ETF
MBB
$39.2B
$766K 0.02%
7,963
-9,688
-55% -$916K
RVT icon
584
Royce Value Trust
RVT
$2.22B
$762K 0.02%
48,547
+800
+2% +$12.1K
CARR icon
585
Carrier Global
CARR
$52.5B
$757K 0.02%
9,395
-193
-2% -$13.4K
URI icon
586
United Rentals
URI
$67.9B
$756K 0.02%
933
+156
+20% +$112K
TIPT icon
587
Tiptree Inc
TIPT
$678M
$754K 0.02%
38,547
– –
SOFI icon
588
SoFi Technologies
SOFI
$21.5B
$754K 0.02%
95,963
-1,520
-2% -$11K
TEVA icon
589
Teva Pharmaceuticals
TEVA
$36.9B
$751K 0.02%
41,674
-13,975
-25% -$245K
COF icon
590
Capital One
COF
$130B
$749K 0.02%
4,992
+440
+10% +$62.7K
PWB icon
591
Invesco Large Cap Growth ETF
PWB
$2.24B
$746K 0.02%
7,559
-61
-0.8% -$5.75K
ED icon
592
Consolidated Edison
ED
$41.3B
$744K 0.02%
7,148
+80
+1% +$7.91K
NTAP icon
593
NetApp
NTAP
$34.2B
$744K 0.02%
+6,027
New +$752K
WSM icon
594
Williams-Sonoma
WSM
$27.8B
$744K 0.02%
4,800
-26
-0.5% -$3.73K
IWV icon
595
iShares Russell 3000 ETF
IWV
$19.5B
$743K 0.02%
2,265
-20
-0.9% -$6.29K
QS icon
596
QuantumScape Corp
QS
$3.18B
$743K 0.02%
129,143
+33,065
+34% +$204K
CLX icon
597
Clorox
CLX
$12.1B
$742K 0.02%
4,549
+135
+3% +$20K
LRGE icon
598
ClearBridge Large Cap Growth Select ETF
LRGE
$371M
$742K 0.02%
10,158
+57
+0.6% +$4.01K
FTLS icon
599
First Trust Long/Short Equity ETF
FTLS
$2.46B
$741K 0.02%
11,656
+474
+4% +$29.7K
CROX icon
600
Crocs
CROX
$6.75B
$740K 0.02%
5,109
-202
-4% -$27.6K
22 23
24
25 26

Similar funds

AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q3 2024 Portfolio in Review

As of Q3 2024, Prospera Financial Services held 1,207 positions worth $3.92B, up 8.9% from $3.6B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Prospera Financial Services's Q3 2024 filing shows 73 new, 556 increased, 429 reduced and 91 closed positions. Its largest new stake was iShares US Broker-Dealers & Securities Exchanges ETF: 48,843 shares worth $6.28M. The largest sale was State Street SPDR Portfolio S&P 500 Growth ETF, an estimated $27.3M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, down from 16% a quarter earlier, followed by Financials and Healthcare.

  • Prospera Financial Services's largest Q3 2024 buy was iShares US Broker-Dealers & Securities Exchanges ETF: 48,843 shares worth $6.28M.
  • Prospera Financial Services added most to State Street SPDR Portfolio S&P 500 Value ETF in Q3 2024, an estimated $24.5M increase.
  • Prospera Financial Services's biggest Q3 2024 reduction was State Street SPDR Portfolio S&P 500 Growth ETF, cutting an estimated $27.3M.
  • Prospera Financial Services fully exited FT Vest US Equity Moderate Buffer ETF June in Q3 2024, selling an estimated $9.36M.
  • Prospera Financial Services's ten largest holdings make up 20% of its $3.92B portfolio in Q3 2024.
  • Prospera Financial Services opened 73 new positions and closed 91 in Q3 2024.
  • Prospera Financial Services's portfolio value rose 8.9% quarter-over-quarter to $3.92B.

Based on Prospera Financial Services's 13F filing for Q3 2024, filed 7 Nov 2024.