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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+8.46%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$2B
AUM Growth
+$79.6M
Cap. Flow
-$55.5M
Cap. Flow %
-2.78%
Top 10 Hldgs %
19.58%
Holding
980
New
149
Increased
367
Reduced
351
Closed
89

Top Buys

Rank Stock Value
1
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$51.5M
2
IFV icon
First Trust Dorsey Wright International Focus 5 ETF
IFV
+$16.5M
3
JEPI icon
JPMorgan Equity Premium Income ETF
JEPI
+$10.6M
4
FTCS icon
First Trust Capital Strength ETF
FTCS
+$10.4M
5
STIP icon
iShares 0-5 Year TIPS Bond ETF
STIP
+$9.68M

Top Sells

Rank Stock Value
1
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$39.2M
2
MSFT icon
Microsoft
MSFT
+$13.8M
3
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$12.1M
4
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$12.1M
5
PDBC icon
Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF
PDBC
+$11.5M

Sector Composition

Rank Sector Weight
1 Technology 10.64%
2 Financials 6.09%
3 Healthcare 5.83%
4 Energy 4.46%
5 Industrials 4.4%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
C icon
576
Citigroup
C
$222B
$431K 0.02%
9,521
-57,686
-86% -$2.62M
XLY icon
577
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$21.7B
$428K 0.02%
6,632
-3,360
-34% -$234K
VOOG icon
578
Vanguard S&P 500 Growth ETF
VOOG
$25.2B
$427K 0.02%
+12,156
New +$439K
FLRT icon
579
Pacer Aristotle Pacific Floating Rate High Income ETF
FLRT
$657M
$427K 0.02%
9,527
+406
+4% +$18.1K
SDIV icon
580
Global X SuperDividend ETF
SDIV
$1.21B
$426K 0.02%
17,736
-3,683
-17% -$88.4K
VONG icon
581
Vanguard Russell 1000 Growth ETF
VONG
$42B
$425K 0.02%
7,717
-26,932
-78% -$1.52M
FXU icon
582
First Trust Utilities AlphaDEX Fund
FXU
$839M
$423K 0.02%
12,726
+2,033
+19% +$66K
DBMF icon
583
iMGP DBi Managed Futures Strategy ETF
DBMF
$4B
$419K 0.02%
+14,396
New +$467K
PKW icon
584
Invesco BuyBack Achievers ETF
PKW
$1.71B
$418K 0.02%
4,885
-1,183
-19% -$99.7K
PAVE icon
585
Global X US Infrastructure Development ETF
PAVE
$14.1B
$415K 0.02%
15,648
+2,687
+21% +$70.4K
FRT icon
586
Federal Realty Investment Trust
FRT
$11B
$412K 0.02%
4,076
-272
-6% -$27.5K
VOX icon
587
Vanguard Communication Services ETF
VOX
$5.64B
$411K 0.02%
5,000
+172
+4% +$14.5K
DLN icon
588
WisdomTree US LargeCap Dividend Fund
DLN
$6.29B
$410K 0.02%
+6,626
New +$404K
LNG icon
589
Cheniere Energy
LNG
$53.3B
$409K 0.02%
2,729
+104
+4% +$17.4K
CMF icon
590
iShares California Muni Bond ETF
CMF
$4.56B
$409K 0.02%
7,291
-7,609
-51% -$422K
VGT icon
591
Vanguard Information Technology ETF
VGT
$136B
$406K 0.02%
10,176
-1,800
-15% -$73.4K
ROP icon
592
Roper Technologies
ROP
$38.3B
$406K 0.02%
939
-1,313
-58% -$541K
FAD icon
593
First Trust Multi Cap Growth AlphaDEX Fund
FAD
$560M
$403K 0.02%
+4,250
New +$411K
DHI icon
594
D.R. Horton
DHI
$41.9B
$403K 0.02%
4,518
-2,819
-38% -$226K
NIO icon
595
NIO
NIO
$11.7B
$402K 0.02%
41,226
-2,135
-5% -$24.6K
DOCU
596
DocuSign
DOCU
$10.3B
$401K 0.02%
7,243
-714
-9% -$34.8K
OXY icon
597
Occidental Petroleum
OXY
$54.6B
$401K 0.02%
6,360
-13,105
-67% -$892K
AZO icon
598
AutoZone
AZO
$51B
$400K 0.02%
162
-1,221
-88% -$2.95M
CROX icon
599
Crocs
CROX
$6.73B
$398K 0.02%
3,670
-11,981
-77% -$1.06M
SPBO icon
600
State Street SPDR Portfolio Corporate Bond ETF
SPBO
$2.1B
$394K 0.02%
13,896
+3,300
+31% +$93K
22 23
24
25 26

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AG
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AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
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RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q4 2022 Portfolio in Review

As of Q4 2022, Prospera Financial Services held 980 positions worth $2B, up 4.2% from $1.92B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Prospera Financial Services's Q4 2022 filing shows 149 new, 367 increased, 351 reduced and 89 closed positions. Its largest new stake was State Street SPDR Portfolio TIPS ETF: 357,247 shares worth $9.2M. The largest sale was First Trust Dorsey Wright Focus 5 ETF, an estimated $39.2M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, down from 13% a quarter earlier, followed by Financials and Healthcare.

  • Prospera Financial Services's largest Q4 2022 buy was State Street SPDR Portfolio TIPS ETF: 357,247 shares worth $9.2M.
  • Prospera Financial Services added most to First Trust Enhanced Short Maturity ETF in Q4 2022, an estimated $51.5M increase.
  • Prospera Financial Services's biggest Q4 2022 reduction was First Trust Dorsey Wright Focus 5 ETF, cutting an estimated $39.2M.
  • Prospera Financial Services fully exited Paycom in Q4 2022, selling an estimated $5.15M.
  • Prospera Financial Services's ten largest holdings make up 20% of its $2B portfolio in Q4 2022.
  • Prospera Financial Services opened 149 new positions and closed 89 in Q4 2022.
  • Prospera Financial Services's portfolio value rose 4.2% quarter-over-quarter to $2B.

Based on Prospera Financial Services's 13F filing for Q4 2022, filed 8 Feb 2023.