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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
-3.83%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$1.92B
AUM Growth
-$44.4M
Cap. Flow
+$64.1M
Cap. Flow %
3.35%
Top 10 Hldgs %
20.63%
Holding
1,691
New
67
Increased
511
Reduced
232
Closed
861

Top Buys

Rank Stock Value
1
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$24M
2
SSUS icon
Day Hagan/Ned Davis Research Smart Sector ETF
SSUS
+$19.5M
3
XBI icon
State Street SPDR S&P Biotech ETF
XBI
+$12.5M
4
AMD icon
Advanced Micro Devices
AMD
+$7.69M
5
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$7.06M

Top Sells

Rank Stock Value
1
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$46.7M
2
COWZ icon
Pacer US Cash Cows 100 ETF
COWZ
+$13.1M
3
JEPI icon
JPMorgan Equity Premium Income ETF
JEPI
+$12.9M
4
SPIP icon
State Street SPDR Portfolio TIPS ETF
SPIP
+$6.17M
5
VALE icon
Vale
VALE
+$5.04M

Sector Composition

Rank Sector Weight
1 Technology 13.28%
2 Financials 7.3%
3 Healthcare 6.57%
4 Consumer Staples 4.86%
5 Consumer Discretionary 4.85%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
REMX icon
576
VanEck Rare Earth/Strategic Metals ETF
REMX
$1.95B
$409K 0.02%
4,914
-9,014
-65% -$834K
FITB
577
Fifth Third Bancorp
FITB
$52.4B
$408K 0.02%
12,768
+127
+1% +$4.38K
HUSV icon
578
First Trust Horizon Managed Volatility Domestic ETF
HUSV
$76.9M
$407K 0.02%
13,715
-11,093
-45% -$360K
GLU
579
Gabelli Utility & Income Trust
GLU
$115M
$403K 0.02%
28,786
– –
MHI
580
DELISTED
Pioneer Municipal High Income Fund
MHI
$403K 0.02%
49,028
+3,718
+8% +$35.3K
ICPT
581
DELISTED
Intercept Pharmaceuticals, Inc.
ICPT
$403K 0.02%
28,890
+3,730
+15% +$60.1K
BYLD icon
582
iShares Yield Optimized Bond ETF
BYLD
$449M
$402K 0.02%
18,861
-184
-1% -$4.08K
FLRT icon
583
Pacer Aristotle Pacific Floating Rate High Income ETF
FLRT
$657M
$402K 0.02%
9,121
-10,266
-53% -$466K
IJT icon
584
iShares S&P Small-Cap 600 Growth ETF
IJT
$8.27B
$402K 0.02%
3,948
+2,160
+121% +$243K
SDOG icon
585
ALPS Sector Dividend Dogs ETF
SDOG
$1.44B
$402K 0.02%
+8,898
New +$452K
GSY icon
586
Invesco Ultra Short Duration ETF
GSY
$3.86B
$400K 0.02%
8,105
+1,945
+32% +$96.4K
LAD icon
587
Lithia Motors
LAD
$8.17B
$400K 0.02%
1,863
+111
+6% +$29K
VOX icon
588
Vanguard Communication Services ETF
VOX
$5.69B
$398K 0.02%
4,828
– –
BST icon
589
BlackRock Science and Technology Trust
BST
$1.55B
$393K 0.02%
13,377
+228
+2% +$7.9K
FRT icon
590
Federal Realty Investment Trust
FRT
$10.9B
$392K 0.02%
4,348
+2,635
+154% +$268K
SNA icon
591
Snap-on
SNA
$21.7B
$392K 0.02%
1,945
+1,340
+221% +$289K
FANG icon
592
Diamondback Energy
FANG
$53.5B
$389K 0.02%
3,230
-7,913
-71% -$987K
NXPI icon
593
NXP Semiconductors
NXPI
$65.4B
$386K 0.02%
2,590
+172
+7% +$28.8K
TMFC icon
594
Motley Fool 100 Index ETF
TMFC
$2.01B
$385K 0.02%
12,529
+2,763
+28% +$94.8K
MOO icon
595
VanEck Agribusiness ETF
MOO
$998M
$384K 0.02%
4,757
+969
+26% +$86K
NDAQ icon
596
Nasdaq
NDAQ
$53.6B
$384K 0.02%
6,769
+994
+17% +$58.5K
MGK icon
597
Vanguard Mega Cap Growth ETF
MGK
$31.8B
$376K 0.02%
10,770
-5,280
-33% -$208K
FLOT icon
598
iShares Floating Rate Bond ETF
FLOT
$10.2B
$375K 0.02%
7,461
+1,325
+22% +$66.5K
VFC icon
599
VF Corp
VFC
$7.16B
$373K 0.02%
12,484
-2,430
-16% -$105K
BNDX icon
600
Vanguard Total International Bond ETF
BNDX
$82.3B
$371K 0.02%
7,769
+5,214
+204% +$259K
22 23
24
25 26

Similar funds

AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q3 2022 Portfolio in Review

As of Q3 2022, Prospera Financial Services held 1,691 positions worth $1.92B, down 2.3% from $1.96B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Prospera Financial Services deployed $64.1M of net new capital in Q3 2022, opening 67 new positions and adding to 511 existing holdings. Its largest new stake was Day Hagan/Ned Davis Research Smart Sector ETF: 613,408 shares worth $17.7M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, up from 13% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was First Trust Enhanced Short Maturity ETF, an estimated $46.7M trimmed.

  • Prospera Financial Services's largest Q3 2022 buy was Day Hagan/Ned Davis Research Smart Sector ETF: 613,408 shares worth $17.7M.
  • Prospera Financial Services added most to First Trust Dorsey Wright Focus 5 ETF in Q3 2022, an estimated $24M increase.
  • Prospera Financial Services's biggest Q3 2022 reduction was First Trust Enhanced Short Maturity ETF, cutting an estimated $46.7M.
  • Prospera Financial Services fully exited State Street SPDR Portfolio TIPS ETF in Q3 2022, selling an estimated $6.17M.
  • Prospera Financial Services's ten largest holdings make up 21% of its $1.92B portfolio in Q3 2022.
  • Prospera Financial Services opened 67 new positions and closed 861 in Q3 2022.
  • Prospera Financial Services's portfolio value fell 2.3% quarter-over-quarter to $1.92B.

Based on Prospera Financial Services's 13F filing for Q3 2022, filed 27 Oct 2022.