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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
-0.25%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$2.01B
AUM Growth
+$12.5M
Cap. Flow
+$31.2M
Cap. Flow %
1.56%
Top 10 Hldgs %
24.22%
Holding
867
New
78
Increased
385
Reduced
279
Closed
74

Top Buys

Rank Stock Value
1
FIS icon
Fidelity National Information Services
FIS
+$6.93M
2
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$6.4M
3
IYJ icon
iShares US Industrials ETF
IYJ
+$4.7M
4
RDVY icon
First Trust Rising Dividend Achievers ETF
RDVY
+$4.69M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$4.22M

Top Sells

Rank Stock Value
1
MCK icon
McKesson
MCK
+$6.6M
2
IBND icon
State Street SPDR Bloomberg International Corporate Bond ETF
IBND
+$6.21M
3
JCI icon
Johnson Controls International
JCI
+$5.71M
4
IYE icon
iShares US Energy ETF
IYE
+$4.55M
5
PRGO icon
Perrigo
PRGO
+$3.94M

Sector Composition

Rank Sector Weight
1 Technology 15.35%
2 Financials 8.53%
3 Consumer Discretionary 5.81%
4 Industrials 5.22%
5 Healthcare 5.04%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
COF icon
576
Capital One
COF
$127B
$421K 0.02%
2,598
+396
+18% +$64.6K
DASH icon
577
DoorDash
DASH
$80.3B
$421K 0.02%
+2,042
New +$391K
CMI icon
578
Cummins
CMI
$91.3B
$420K 0.02%
1,863
+44
+2% +$10.3K
ELV icon
579
Elevance Health
ELV
$82.1B
$420K 0.02%
1,127
+162
+17% +$61.6K
PII icon
580
Polaris
PII
$4.25B
$414K 0.02%
3,458
-87
-2% -$11.1K
RFUN
581
DELISTED
RiverFront Dynamic Unconstrained Income
RFUN
$412K 0.02%
16,017
-1,066
-6% -$27.5K
BRK.A icon
582
Berkshire Hathaway Class A
BRK.A
$1.07T
$411K 0.02%
1
– –
IEP icon
583
Icahn Enterprises
IEP
$5.19B
$411K 0.02%
8,226
+1,893
+30% +$105K
OIH icon
584
VanEck Oil Services ETF
OIH
$2.06B
$405K 0.02%
+2,058
New +$392K
SPG icon
585
Simon Property Group
SPG
$75.1B
$404K 0.02%
3,105
-6,382
-67% -$831K
TDOC icon
586
Teladoc Health
TDOC
$1.61B
$404K 0.02%
3,188
+1,112
+54% +$162K
BSX icon
587
Boston Scientific
BSX
$67.6B
$402K 0.02%
9,274
+500
+6% +$22.1K
MLPA icon
588
Global X MLP ETF
MLPA
$2.25B
$396K 0.02%
11,217
-683
-6% -$24.1K
MUNI icon
589
PIMCO Intermediate Municipal Bond Active Exchange-Traded Fund
MUNI
$3.06B
$396K 0.02%
7,027
+14
+0.2% +$796
UFOX
590
Defiance Space and Connective Tech ETF
UFOX
$840M
$396K 0.02%
10,900
+651
+6% +$24.6K
FDX icon
591
FedEx
FDX
$73.5B
$395K 0.02%
1,801
+656
+57% +$178K
GLU
592
Gabelli Utility & Income Trust
GLU
$115M
$394K 0.02%
20,075
– –
MCK icon
593
McKesson
MCK
$99.5B
$391K 0.02%
1,961
-32,996
-94% -$6.6M
CFR icon
594
Cullen/Frost Bankers
CFR
$10.3B
$390K 0.02%
3,291
+35
+1% +$3.91K
PENN icon
595
PENN Entertainment
PENN
$2.83B
$390K 0.02%
+5,381
New +$396K
AOR icon
596
iShares Core 60/40 Balanced Allocation ETF
AOR
$3.64B
$387K 0.02%
6,977
-502
-7% -$28.3K
IPKW icon
597
Invesco International BuyBack Achievers ETF
IPKW
$540M
$387K 0.02%
8,847
– –
WOOD icon
598
iShares Global Timber & Forestry ETF
WOOD
$261M
$385K 0.02%
4,529
+760
+20% +$66.7K
FPEI icon
599
First Trust Institutional Preferred Securities and Income ETF
FPEI
$1.93B
$382K 0.02%
18,522
+1,190
+7% +$24.7K
QABA icon
600
First Trust NASDAQ ABA Community Bank Index Fund
QABA
$92.3M
$380K 0.02%
6,759
+1,659
+33% +$89.8K
22 23
24
25 26

Similar funds

AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q3 2021 Portfolio in Review

As of Q3 2021, Prospera Financial Services held 867 positions worth $2.01B, up 0.63% from $1.99B the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Prospera Financial Services's Q3 2021 filing shows 78 new, 385 increased, 279 reduced and 74 closed positions. Its largest new stake was Carlyle Group: 86,444 shares worth $4.09M. The largest sale was McKesson, an estimated $6.6M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, up from 15% a quarter earlier, followed by Financials and Consumer Discretionary.

  • Prospera Financial Services's largest Q3 2021 buy was Carlyle Group: 86,444 shares worth $4.09M.
  • Prospera Financial Services added most to Fidelity National Information Services in Q3 2021, an estimated $6.93M increase.
  • Prospera Financial Services's biggest Q3 2021 reduction was McKesson, cutting an estimated $6.6M.
  • Prospera Financial Services fully exited State Street SPDR Bloomberg International Corporate Bond ETF in Q3 2021, selling an estimated $6.21M.
  • Prospera Financial Services's ten largest holdings make up 24% of its $2.01B portfolio in Q3 2021.
  • Prospera Financial Services opened 78 new positions and closed 74 in Q3 2021.
  • Prospera Financial Services's portfolio value rose 0.63% quarter-over-quarter to $2.01B.

Based on Prospera Financial Services's 13F filing for Q3 2021, filed 12 Nov 2021.