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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+6.8%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$262M
AUM Growth
-$867M
Cap. Flow
-$932M
Cap. Flow %
-356.11%
Top 10 Hldgs %
21.54%
Holding
1,727
New
1,155
Increased
43
Reduced
426
Closed
90

Top Buys

Rank Stock Value
1
IYK icon
iShares US Consumer Staples ETF
IYK
+$2.05M
2
IYJ icon
iShares US Industrials ETF
IYJ
+$1.75M
3
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$1.38M
4
QQQH
NEOS Nasdaq-100 Hedged Equity Income ETF
QQQH
+$974K
5
GNMA icon
iShares GNMA Bond ETF
GNMA
+$899K

Top Sells

Rank Stock Value
1
DWFI
SPDR Dorsey Wright Fixed Income Allocation ETF
DWFI
+$63.8M
2
AAPL icon
Apple
AAPL
+$59.8M
3
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$49.9M
4
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$31.7M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$25.6M

Sector Composition

Rank Sector Weight
1 Financials 10.9%
2 Industrials 9.98%
3 Technology 7.94%
4 Healthcare 6.42%
5 Consumer Discretionary 5%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GPC icon
576
Genuine Parts
GPC
$17.9B
$57K 0.02%
+599
New +$55.7K
IJK icon
577
iShares S&P Mid-Cap 400 Growth ETF
IJK
$10.6B
$57K 0.02%
+960
New +$57.1K
KEYS icon
578
Keysight
KEYS
$50.7B
$57K 0.02%
+580
New +$57K
IGLB icon
579
iShares 10+ Year Investment Grade Corporate Bond ETF
IGLB
$2.62B
$56K 0.02%
+799
New +$57.3K
ONLN icon
580
ProShares Online Retail ETF
ONLN
$63.5M
$56K 0.02%
+890
New +$55K
ROL icon
581
Rollins
ROL
$18.6B
$56K 0.02%
1,553
-6,325
-80% -$219K
STRO icon
582
Sutro Biopharma
STRO
$386M
$56K 0.02%
+552
New +$52.2K
STZ icon
583
Constellation Brands
STZ
$22.5B
$56K 0.02%
+295
New +$53.8K
CLDX icon
584
Celldex Therapeutics
CLDX
$2.94B
$55K 0.02%
+3,738
New +$43.8K
FCEF icon
585
First Trust Exchange-Traded Fund VIII First Trust Income Opportunities ETF
FCEF
$80.1M
$55K 0.02%
+2,809
New +$55K
IVE icon
586
iShares S&P 500 Value ETF
IVE
$49.1B
$55K 0.02%
+492
New +$55.8K
KALA icon
587
KALA BIO
KALA
$12.5M
$55K 0.02%
+3
New +$69K
LUMN icon
588
Lumen
LUMN
$6.43B
$55K 0.02%
+5,410
New +$56.2K
PPL
589
PPL Corp
PPL
$26.9B
$55K 0.02%
2,036
-12,610
-86% -$340K
PSEC icon
590
Prospect Capital
PSEC
$1.08B
$55K 0.02%
10,878
-83,522
-88% -$420K
ATVI
591
DELISTED
Activision Blizzard
ATVI
$55K 0.02%
678
-44,695
-99% -$3.63M
DBC icon
592
Invesco DB Commodity Index Tracking Fund
DBC
$1.69B
$54K 0.02%
+4,099
New +$53.5K
FDLO icon
593
Fidelity Low Volatility Factor ETF
FDLO
$1.42B
$54K 0.02%
+1,353
New +$52.6K
FEMS icon
594
First Trust Emerging Markets Small Cap AlphaDEX Fund
FEMS
$237M
$54K 0.02%
+1,595
New +$55.9K
GWW icon
595
W.W. Grainger
GWW
$64.2B
$54K 0.02%
150
-2,414
-94% -$832K
EXPO icon
596
Exponent
EXPO
$3.19B
$53K 0.02%
+730
New +$58.1K
TREX icon
597
Trex
TREX
$4.4B
$53K 0.02%
+738
New +$51.1K
WEC icon
598
WEC Energy
WEC
$36.3B
$53K 0.02%
555
-9,530
-94% -$888K
WTRG icon
599
Essential Utilities
WTRG
$11.5B
$53K 0.02%
+1,323
New +$56.8K
MMP
600
DELISTED
Magellan Midstream Partners, L.P.
MMP
$53K 0.02%
1,564
-7,451
-83% -$295K
22 23
24
25 26

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AG
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AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q3 2020 Portfolio in Review

As of Q3 2020, Prospera Financial Services held 1,727 positions worth $262M, down 77% from $1.13B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Prospera Financial Services withdrew a net $932M in Q3 2020, closing 90 positions and reducing 426 holdings. Its most notable exit was Netflix, an estimated $6.67M position sold in full.

By sector, the portfolio is most concentrated in Financials at 11% of assets, up from 6.9% a quarter earlier, followed by Industrials and Technology.

Against the trend, Prospera Financial Services opened a new position in NEOS Nasdaq-100 Hedged Equity Income ETF worth $924K.

  • Prospera Financial Services's largest Q3 2020 buy was NEOS Nasdaq-100 Hedged Equity Income ETF: 17,898 shares worth $924K.
  • Prospera Financial Services added most to iShares US Consumer Staples ETF in Q3 2020, an estimated $2.05M increase.
  • Prospera Financial Services's biggest Q3 2020 reduction was SPDR Dorsey Wright Fixed Income Allocation ETF, cutting an estimated $63.8M.
  • Prospera Financial Services fully exited Netflix in Q3 2020, selling an estimated $6.67M.
  • Prospera Financial Services's ten largest holdings make up 22% of its $262M portfolio in Q3 2020.
  • Prospera Financial Services opened 1,155 new positions and closed 90 in Q3 2020.
  • Prospera Financial Services's portfolio value fell 77% quarter-over-quarter to $262M.

Based on Prospera Financial Services's 13F filing for Q3 2020, filed 4 Nov 2020.