We are live on ! Find out more
PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
-13.11%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$942M
AUM Growth
-$356M
Cap. Flow
-$167M
Cap. Flow %
-17.72%
Top 10 Hldgs %
30.97%
Holding
651
New
56
Increased
213
Reduced
222
Closed
142

Top Buys

Rank Stock Value
1
DWFI
SPDR Dorsey Wright Fixed Income Allocation ETF
DWFI
+$29.8M
2
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$20.5M
3
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$11.8M
4
AMD icon
Advanced Micro Devices
AMD
+$5.54M
5
USO icon
United States Oil Fund
USO
+$4.9M

Top Sells

Rank Stock Value
1
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$74M
2
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$26.4M
3
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$25.5M
4
VMC icon
Vulcan Materials
VMC
+$6.18M
5
DHR icon
Danaher
DHR
+$4.96M

Sector Composition

Rank Sector Weight
1 Technology 10.54%
2 Financials 7.17%
3 Healthcare 6.32%
4 Consumer Staples 4.89%
5 Consumer Discretionary 4.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IYR icon
576
iShares US Real Estate ETF
IYR
$4.75B
– –
-4,648
Closed -$433K
KEYS icon
577
Keysight
KEYS
$50.7B
– –
-20,336
Closed -$2.09M
KHC icon
578
Kraft Heinz
KHC
$32.8B
– –
-34,798
Closed -$1.12M
KLAC icon
579
KLA
KLAC
$222B
– –
-57,310
Closed -$1.02M
KWEB icon
580
KraneShares CSI China Internet ETF
KWEB
$5.5B
– –
-4,450
Closed -$217K
LGLV icon
581
State Street SPDR US Large Cap Low Volatility Index ETF
LGLV
$1.22B
– –
-7,500
Closed -$857K
LRCX icon
582
Lam Research
LRCX
$316B
– –
-53,730
Closed -$1.57M
LULU icon
583
lululemon athletica
LULU
$13.5B
– –
-1,585
Closed -$367K
MANH icon
584
Manhattan Associates
MANH
$11.9B
– –
-27,026
Closed -$2.15M
MCO icon
585
Moody's
MCO
$83.7B
– –
-20,029
Closed -$4.75M
MNA icon
586
IQ ARB Merger Arbitrage ETF
MNA
$251M
– –
-7,704
Closed -$256K
MSCI icon
587
MSCI
MSCI
$42.4B
– –
-8,240
Closed -$2.13M
NVR icon
588
NVR
NVR
$17.1B
– –
-559
Closed -$2.13M
NXPI icon
589
NXP Semiconductors
NXPI
$60.8B
– –
-2,712
Closed -$345K
OKE icon
590
Oneok
OKE
$56.7B
– –
-4,283
Closed -$324K
OMC icon
591
Omnicom Group
OMC
$22.7B
– –
-3,010
Closed -$244K
ORLY icon
592
O'Reilly Automotive
ORLY
$75.1B
– –
-9,510
Closed -$278K
PEG icon
593
Public Service Enterprise Group
PEG
$38.7B
– –
-4,782
Closed -$282K
PPLT
594
abrdn Physical Platinum Shares ETF
PPLT
$1.83B
– –
-67,000
Closed -$609K
PUI icon
595
Invesco Dorsey Wright Utilities Momentum ETF
PUI
$54.3M
– –
-10,060
Closed -$345K
PVH icon
596
PVH
PVH
$4.07B
– –
-2,390
Closed -$251K
PZA icon
597
Invesco National AMT-Free Municipal Bond ETF
PZA
$4.23B
– –
-7,695
Closed -$204K
RDIV icon
598
Invesco S&P Ultra Dividend Revenue ETF
RDIV
$1.4B
– –
-7,665
Closed -$302K
REM icon
599
iShares Mortgage Real Estate ETF
REM
$549M
– –
-10,806
Closed -$481K
REZ icon
600
iShares Residential and Multisector Real Estate ETF
REZ
$906M
– –
-6,925
Closed -$522K
22 23
24
25 26

Similar funds

AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q1 2020 Portfolio in Review

As of Q1 2020, Prospera Financial Services held 651 positions worth $942M, down 27% from $1.3B the previous quarter. Its ten largest holdings account for 31% of the portfolio.

Prospera Financial Services withdrew a net $167M in Q1 2020, closing 142 positions and reducing 222 holdings. Its most notable exit was Vulcan Materials, an estimated $6.18M position sold in full.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 9.7% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Prospera Financial Services opened a new position in United States Oil Fund worth $2.14M.

  • Prospera Financial Services's largest Q1 2020 buy was United States Oil Fund: 63,650 shares worth $2.14M.
  • Prospera Financial Services added most to SPDR Dorsey Wright Fixed Income Allocation ETF in Q1 2020, an estimated $29.8M increase.
  • Prospera Financial Services's biggest Q1 2020 reduction was First Trust Dorsey Wright Focus 5 ETF, cutting an estimated $74M.
  • Prospera Financial Services fully exited Vulcan Materials in Q1 2020, selling an estimated $6.18M.
  • Prospera Financial Services's ten largest holdings make up 31% of its $942M portfolio in Q1 2020.
  • Prospera Financial Services opened 56 new positions and closed 142 in Q1 2020.
  • Prospera Financial Services's portfolio value fell 27% quarter-over-quarter to $942M.

Based on Prospera Financial Services's 13F filing for Q1 2020, filed 15 May 2020.