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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+8.46%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$2B
AUM Growth
+$79.6M
Cap. Flow
-$55.5M
Cap. Flow %
-2.78%
Top 10 Hldgs %
19.58%
Holding
980
New
149
Increased
367
Reduced
351
Closed
89

Top Buys

Rank Stock Value
1
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$51.5M
2
IFV icon
First Trust Dorsey Wright International Focus 5 ETF
IFV
+$16.5M
3
JEPI icon
JPMorgan Equity Premium Income ETF
JEPI
+$10.6M
4
FTCS icon
First Trust Capital Strength ETF
FTCS
+$10.4M
5
STIP icon
iShares 0-5 Year TIPS Bond ETF
STIP
+$9.68M

Top Sells

Rank Stock Value
1
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$39.2M
2
MSFT icon
Microsoft
MSFT
+$13.8M
3
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$12.1M
4
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$12.1M
5
PDBC icon
Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF
PDBC
+$11.5M

Sector Composition

Rank Sector Weight
1 Technology 10.64%
2 Financials 6.09%
3 Healthcare 5.83%
4 Energy 4.46%
5 Industrials 4.4%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BRK.A icon
551
Berkshire Hathaway Class A
BRK.A
$1.09T
$469K 0.02%
+1
New +$449K
IGM icon
552
iShares Expanded Tech Sector ETF
IGM
$9.82B
$469K 0.02%
10,038
-2,172
-18% -$104K
CLM icon
553
Cornerstone Strategic Value Fund
CLM
$2.2B
$468K 0.02%
64,496
-54,610
-46% -$441K
FTXN icon
554
First Trust Nasdaq Oil & Gas ETF
FTXN
$160M
$467K 0.02%
+16,685
New +$481K
BUD icon
555
AB InBev
BUD
$161B
$466K 0.02%
7,762
-1,262
-14% -$67.8K
VFC icon
556
VF Corp
VFC
$6.96B
$464K 0.02%
16,816
+4,332
+35% +$127K
IJT icon
557
iShares S&P Small-Cap 600 Growth ETF
IJT
$8.26B
$464K 0.02%
4,296
+348
+9% +$38.3K
IFRA icon
558
iShares US Infrastructure ETF
IFRA
$4.59B
$461K 0.02%
12,720
– –
HYS icon
559
PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
HYS
$1.75B
$459K 0.02%
5,143
+403
+9% +$36.1K
PKB icon
560
Invesco Building & Construction ETF
PKB
$437M
$459K 0.02%
11,244
+1
+0% +$41
DAL icon
561
Delta Air Lines
DAL
$58.4B
$457K 0.02%
13,915
+735
+6% +$24.4K
HUSV icon
562
First Trust Horizon Managed Volatility Domestic ETF
HUSV
$77.1M
$453K 0.02%
13,715
– –
TEVA icon
563
Teva Pharmaceuticals
TEVA
$36.5B
$451K 0.02%
49,473
-12,337
-20% -$108K
AAL icon
564
American Airlines Group
AAL
$10.1B
$450K 0.02%
35,402
+9,040
+34% +$123K
IUSG icon
565
iShares Core S&P US Growth ETF
IUSG
$31.1B
$444K 0.02%
5,442
-601
-10% -$50.2K
BYLD icon
566
iShares Yield Optimized Bond ETF
BYLD
$449M
$439K 0.02%
20,261
+1,400
+7% +$30.2K
MOO icon
567
VanEck Agribusiness ETF
MOO
$997M
$439K 0.02%
5,113
+356
+7% +$31.3K
GSK icon
568
GSK
GSK
$107B
$438K 0.02%
12,473
+4,513
+57% +$150K
IQLT icon
569
iShares MSCI Intl Quality Factor ETF
IQLT
$13.7B
$437K 0.02%
+13,499
New +$419K
CAG icon
570
Conagra Brands
CAG
$7.38B
$436K 0.02%
11,276
+1,340
+13% +$48.6K
MTN icon
571
Vail Resorts
MTN
$5.45B
$433K 0.02%
+1,817
New +$426K
FITB
572
Fifth Third Bancorp
FITB
$52.1B
$433K 0.02%
13,200
+432
+3% +$14.7K
REGN icon
573
Regeneron Pharmaceuticals
REGN
$71.7B
$433K 0.02%
+600
New +$443K
SCHW
574
Charles Schwab
SCHW
$184B
$432K 0.02%
5,192
+87
+2% +$6.75K
FTA icon
575
First Trust Large Cap Value AlphaDEX Fund
FTA
$1.41B
$431K 0.02%
6,554
+683
+12% +$44.3K
21 22
23
24 25

Similar funds

AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q4 2022 Portfolio in Review

As of Q4 2022, Prospera Financial Services held 980 positions worth $2B, up 4.2% from $1.92B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Prospera Financial Services's Q4 2022 filing shows 149 new, 367 increased, 351 reduced and 89 closed positions. Its largest new stake was State Street SPDR Portfolio TIPS ETF: 357,247 shares worth $9.2M. The largest sale was First Trust Dorsey Wright Focus 5 ETF, an estimated $39.2M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, down from 13% a quarter earlier, followed by Financials and Healthcare.

  • Prospera Financial Services's largest Q4 2022 buy was State Street SPDR Portfolio TIPS ETF: 357,247 shares worth $9.2M.
  • Prospera Financial Services added most to First Trust Enhanced Short Maturity ETF in Q4 2022, an estimated $51.5M increase.
  • Prospera Financial Services's biggest Q4 2022 reduction was First Trust Dorsey Wright Focus 5 ETF, cutting an estimated $39.2M.
  • Prospera Financial Services fully exited Paycom in Q4 2022, selling an estimated $5.15M.
  • Prospera Financial Services's ten largest holdings make up 20% of its $2B portfolio in Q4 2022.
  • Prospera Financial Services opened 149 new positions and closed 89 in Q4 2022.
  • Prospera Financial Services's portfolio value rose 4.2% quarter-over-quarter to $2B.

Based on Prospera Financial Services's 13F filing for Q4 2022, filed 8 Feb 2023.