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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
-3.83%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$1.92B
AUM Growth
-$44.4M
Cap. Flow
+$64.1M
Cap. Flow %
3.35%
Top 10 Hldgs %
20.63%
Holding
1,691
New
67
Increased
511
Reduced
232
Closed
861

Top Buys

Rank Stock Value
1
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$24M
2
SSUS icon
Day Hagan/Ned Davis Research Smart Sector ETF
SSUS
+$19.5M
3
XBI icon
State Street SPDR S&P Biotech ETF
XBI
+$12.5M
4
AMD icon
Advanced Micro Devices
AMD
+$7.69M
5
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$7.06M

Top Sells

Rank Stock Value
1
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$46.7M
2
COWZ icon
Pacer US Cash Cows 100 ETF
COWZ
+$13.1M
3
JEPI icon
JPMorgan Equity Premium Income ETF
JEPI
+$12.9M
4
SPIP icon
State Street SPDR Portfolio TIPS ETF
SPIP
+$6.17M
5
VALE icon
Vale
VALE
+$5.04M

Sector Composition

Rank Sector Weight
1 Technology 13.28%
2 Financials 7.3%
3 Healthcare 6.57%
4 Consumer Staples 4.86%
5 Consumer Discretionary 4.85%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TRTN
551
DELISTED
Triton International Limited
TRTN
$440K 0.02%
8,037
+120
+2% +$7.18K
IUSV icon
552
iShares Core S&P US Value ETF
IUSV
$27.5B
$437K 0.02%
6,979
+142
+2% +$9.8K
LNG icon
553
Cheniere Energy
LNG
$52.8B
$436K 0.02%
2,625
+1,958
+294% +$297K
RMT
554
Royce Micro-Cap Trust
RMT
$733M
$435K 0.02%
54,863
-1,138
-2% -$10.1K
FTXO icon
555
First Trust Nasdaq Bank ETF
FTXO
$308M
$434K 0.02%
16,759
+114
+0.7% +$3.19K
SYF icon
556
Synchrony
SYF
$25.1B
$434K 0.02%
15,392
-126
-0.8% -$4.07K
SPIB icon
557
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
$11.5B
$430K 0.02%
+13,739
New +$448K
STNE icon
558
StoneCo
STNE
$2.71B
$429K 0.02%
44,954
+10,361
+30% +$99.2K
BAH icon
559
Booz Allen Hamilton
BAH
$8.78B
$428K 0.02%
4,628
+2,181
+89% +$207K
SCHB icon
560
Schwab US Broad Market ETF
SCHB
$42.9B
$428K 0.02%
30,582
-231
-0.7% -$3.59K
AON icon
561
Aon
AON
$81.4B
$427K 0.02%
1,594
+4
+0.3% +$1.13K
IYF icon
562
iShares US Financials ETF
IYF
$4.74B
$427K 0.02%
6,310
+4,640
+278% +$342K
STE icon
563
Steris
STE
$22.4B
$427K 0.02%
2,569
+1,609
+168% +$327K
MGM icon
564
MGM Resorts International
MGM
$11.8B
$426K 0.02%
14,334
-2,933
-17% -$95.4K
NUE icon
565
Nucor
NUE
$60.5B
$426K 0.02%
3,979
+2,308
+138% +$290K
DOCU
566
DocuSign
DOCU
$10.7B
$425K 0.02%
7,957
-1,602
-17% -$100K
VXUS icon
567
Vanguard Total International Stock ETF
VXUS
$153B
$419K 0.02%
9,157
– –
ARMK icon
568
Aramark
ARMK
$15.1B
$418K 0.02%
+18,545
New +$461K
PKB icon
569
Invesco Building & Construction ETF
PKB
$436M
$417K 0.02%
11,243
+3,698
+49% +$150K
TIPT icon
570
Tiptree Inc
TIPT
$678M
$416K 0.02%
38,647
– –
HYS icon
571
PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
HYS
$1.75B
$414K 0.02%
+4,740
New +$429K
TAIL icon
572
Cambria Tail Risk ETF
TAIL
$149M
$413K 0.02%
24,523
-175
-0.7% -$2.91K
IFRA icon
573
iShares US Infrastructure ETF
IFRA
$4.56B
$410K 0.02%
+12,720
New +$459K
BUD icon
574
AB InBev
BUD
$161B
$409K 0.02%
9,024
+2,224
+33% +$115K
OKE icon
575
Oneok
OKE
$55.9B
$409K 0.02%
7,969
+3,449
+76% +$205K
21 22
23
24 25

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AG
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AMH
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EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q3 2022 Portfolio in Review

As of Q3 2022, Prospera Financial Services held 1,691 positions worth $1.92B, down 2.3% from $1.96B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Prospera Financial Services deployed $64.1M of net new capital in Q3 2022, opening 67 new positions and adding to 511 existing holdings. Its largest new stake was Day Hagan/Ned Davis Research Smart Sector ETF: 613,408 shares worth $17.7M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, up from 13% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was First Trust Enhanced Short Maturity ETF, an estimated $46.7M trimmed.

  • Prospera Financial Services's largest Q3 2022 buy was Day Hagan/Ned Davis Research Smart Sector ETF: 613,408 shares worth $17.7M.
  • Prospera Financial Services added most to First Trust Dorsey Wright Focus 5 ETF in Q3 2022, an estimated $24M increase.
  • Prospera Financial Services's biggest Q3 2022 reduction was First Trust Enhanced Short Maturity ETF, cutting an estimated $46.7M.
  • Prospera Financial Services fully exited State Street SPDR Portfolio TIPS ETF in Q3 2022, selling an estimated $6.17M.
  • Prospera Financial Services's ten largest holdings make up 21% of its $1.92B portfolio in Q3 2022.
  • Prospera Financial Services opened 67 new positions and closed 861 in Q3 2022.
  • Prospera Financial Services's portfolio value fell 2.3% quarter-over-quarter to $1.92B.

Based on Prospera Financial Services's 13F filing for Q3 2022, filed 27 Oct 2022.