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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+6.8%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$262M
AUM Growth
-$867M
Cap. Flow
-$932M
Cap. Flow %
-356.11%
Top 10 Hldgs %
21.54%
Holding
1,727
New
1,155
Increased
43
Reduced
426
Closed
90

Top Buys

Rank Stock Value
1
IYK icon
iShares US Consumer Staples ETF
IYK
+$2.05M
2
IYJ icon
iShares US Industrials ETF
IYJ
+$1.75M
3
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$1.38M
4
QQQH
NEOS Nasdaq-100 Hedged Equity Income ETF
QQQH
+$974K
5
GNMA icon
iShares GNMA Bond ETF
GNMA
+$899K

Top Sells

Rank Stock Value
1
DWFI
SPDR Dorsey Wright Fixed Income Allocation ETF
DWFI
+$63.8M
2
AAPL icon
Apple
AAPL
+$59.8M
3
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$49.9M
4
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$31.7M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$25.6M

Sector Composition

Rank Sector Weight
1 Financials 10.9%
2 Industrials 9.98%
3 Technology 7.94%
4 Healthcare 6.42%
5 Consumer Discretionary 5%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FBIN icon
551
Fortune Brands Innovations
FBIN
$5.86B
$61K 0.02%
+827
New +$55.3K
LNC icon
552
Lincoln National
LNC
$7.92B
$61K 0.02%
+1,933
New +$69K
COF icon
553
Capital One
COF
$128B
$60K 0.02%
+832
New +$55.6K
ES icon
554
Eversource Energy
ES
$28.1B
$60K 0.02%
719
-29,478
-98% -$2.52M
FXU icon
555
First Trust Utilities AlphaDEX Fund
FXU
$826M
$60K 0.02%
2,270
-42,371
-95% -$1.14M
VCLT icon
556
Vanguard Long-Term Corporate Bond ETF
VCLT
$8.81B
$60K 0.02%
+559
New +$61.1K
ANGL icon
557
VanEck Fallen Angel High Yield Bond ETF
ANGL
$3.07B
$59K 0.02%
+1,971
New +$59.1K
CWI icon
558
State Street SPDR MSCI ACWI ex-US ETF
CWI
$2.7B
$59K 0.02%
+2,436
New +$58.7K
DOV icon
559
Dover
DOV
$26.7B
$59K 0.02%
+541
New +$57.9K
NZF icon
560
Nuveen Municipal Credit Income Fund
NZF
$2.41B
$59K 0.02%
+4,031
New +$60.5K
STX icon
561
Seagate
STX
$174B
$59K 0.02%
+1,206
New +$56.7K
TWLO icon
562
Twilio
TWLO
$28.6B
$59K 0.02%
240
-1,184
-83% -$292K
XYZ
563
Block Inc
XYZ
$48.9B
$59K 0.02%
365
-18,554
-98% -$2.62M
JHML icon
564
John Hancock Multifactor Large Cap ETF
JHML
$1.15B
$58K 0.02%
+1,399
New +$57.5K
MSA icon
565
Mine Safety
MSA
$6.79B
$58K 0.02%
+433
New +$53K
VFH icon
566
Vanguard Financials ETF
VFH
$13.4B
$58K 0.02%
+986
New +$58.6K
VOD icon
567
Vodafone
VOD
$37.1B
$58K 0.02%
+4,290
New +$64.7K
VPL icon
568
Vanguard FTSE Pacific ETF
VPL
$7.77B
$58K 0.02%
+850
New +$56.8K
VYM icon
569
Vanguard High Dividend Yield ETF
VYM
$80.8B
$58K 0.02%
718
-18,226
-96% -$1.49M
TRTN
570
DELISTED
Triton International Limited
TRTN
$58K 0.02%
1,435
-6,442
-82% -$220K
DWFI
571
DELISTED
SPDR Dorsey Wright Fixed Income Allocation ETF
DWFI
$58K 0.02%
2,410
-2,636,298
-100% -$63.8M
AFG icon
572
American Financial Group
AFG
$11.9B
$57K 0.02%
+849
New +$54.7K
BFK
573
DELISTED
BlackRock Municipal Income Trust
BFK
$57K 0.02%
+4,127
New +$58.5K
CDNS icon
574
Cadence Design Systems
CDNS
$91.6B
$57K 0.02%
+530
New +$55.8K
CXT icon
575
Crane NXT
CXT
$2.99B
$57K 0.02%
+3,302
New +$65.2K
21 22
23
24 25

Similar funds

AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q3 2020 Portfolio in Review

As of Q3 2020, Prospera Financial Services held 1,727 positions worth $262M, down 77% from $1.13B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Prospera Financial Services withdrew a net $932M in Q3 2020, closing 90 positions and reducing 426 holdings. Its most notable exit was Netflix, an estimated $6.67M position sold in full.

By sector, the portfolio is most concentrated in Financials at 11% of assets, up from 6.9% a quarter earlier, followed by Industrials and Technology.

Against the trend, Prospera Financial Services opened a new position in NEOS Nasdaq-100 Hedged Equity Income ETF worth $924K.

  • Prospera Financial Services's largest Q3 2020 buy was NEOS Nasdaq-100 Hedged Equity Income ETF: 17,898 shares worth $924K.
  • Prospera Financial Services added most to iShares US Consumer Staples ETF in Q3 2020, an estimated $2.05M increase.
  • Prospera Financial Services's biggest Q3 2020 reduction was SPDR Dorsey Wright Fixed Income Allocation ETF, cutting an estimated $63.8M.
  • Prospera Financial Services fully exited Netflix in Q3 2020, selling an estimated $6.67M.
  • Prospera Financial Services's ten largest holdings make up 22% of its $262M portfolio in Q3 2020.
  • Prospera Financial Services opened 1,155 new positions and closed 90 in Q3 2020.
  • Prospera Financial Services's portfolio value fell 77% quarter-over-quarter to $262M.

Based on Prospera Financial Services's 13F filing for Q3 2020, filed 4 Nov 2020.