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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
-13.11%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$942M
AUM Growth
-$356M
Cap. Flow
-$167M
Cap. Flow %
-17.72%
Top 10 Hldgs %
30.97%
Holding
651
New
56
Increased
213
Reduced
222
Closed
142

Top Buys

Rank Stock Value
1
DWFI
SPDR Dorsey Wright Fixed Income Allocation ETF
DWFI
+$29.8M
2
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$20.5M
3
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$11.8M
4
AMD icon
Advanced Micro Devices
AMD
+$5.54M
5
USO icon
United States Oil Fund
USO
+$4.9M

Top Sells

Rank Stock Value
1
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$74M
2
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$26.4M
3
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$25.5M
4
VMC icon
Vulcan Materials
VMC
+$6.18M
5
DHR icon
Danaher
DHR
+$4.96M

Sector Composition

Rank Sector Weight
1 Technology 10.54%
2 Financials 7.17%
3 Healthcare 6.32%
4 Consumer Staples 4.89%
5 Consumer Discretionary 4.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FDMO icon
551
Fidelity Momentum Factor ETF
FDMO
$892M
– –
-25,436
Closed -$933K
FDT icon
552
First Trust Developed Markets ex-US AlphaDEX Fund
FDT
$1.24B
– –
-4,902
Closed -$273K
FISV
553
Fiserv Inc
FISV
$29.7B
– –
-33,680
Closed -$3.89M
FIS icon
554
Fidelity National Information Services
FIS
$24.2B
– –
-30,690
Closed -$4.27M
FLDR icon
555
Fidelity Low Duration Bond Factor ETF
FLDR
$1.98B
– –
-4,923
Closed -$249K
FLOT icon
556
iShares Floating Rate Bond ETF
FLOT
$10.2B
– –
-4,286
Closed -$218K
FNV icon
557
Franco-Nevada
FNV
$41.3B
– –
-9,066
Closed -$936K
FREL icon
558
Fidelity MSCI Real Estate Index ETF
FREL
$1.53B
– –
-37,314
Closed -$1.04M
FTDS icon
559
First Trust Dividend Strength ETF
FTDS
$39M
– –
-7,443
Closed -$268K
FUTY icon
560
Fidelity MSCI Utilities Index ETF
FUTY
$2.34B
– –
-10,315
Closed -$436K
FXG icon
561
First Trust Consumer Staples AlphaDEX Fund
FXG
$235M
– –
-8,460
Closed -$423K
GNTX icon
562
Gentex
GNTX
$5.1B
– –
-66,628
Closed -$1.93M
GPN icon
563
Global Payments
GPN
$24.1B
– –
-13,601
Closed -$2.48M
GPRO icon
564
GoPro
GPRO
$120M
– –
-12,105
Closed -$53K
HAS icon
565
Hasbro
HAS
$13.5B
– –
-3,639
Closed -$384K
HIMX
566
Himax Technologies
HIMX
$2.03B
– –
-10,000
Closed -$27K
HLX icon
567
Helix Energy Solutions
HLX
$1.34B
– –
-18,441
Closed -$178K
HUM icon
568
Humana
HUM
$43.9B
– –
-615
Closed -$225K
HYMB icon
569
State Street SPDR Nuveen ICE High Yield Municipal Bond ETF
HYMB
$3.1B
– –
-11,220
Closed -$331K
ICF icon
570
iShares Select U.S. REIT ETF
ICF
$2.13B
– –
-10,576
Closed -$619K
IJT icon
571
iShares S&P Small-Cap 600 Growth ETF
IJT
$8.13B
– –
-2,856
Closed -$276K
ILCG icon
572
iShares Morningstar Growth ETF
ILCG
$3B
– –
-6,775
Closed -$284K
ITA icon
573
iShares US Aerospace & Defense ETF
ITA
$14B
– –
-8,562
Closed -$951K
IVE icon
574
iShares S&P 500 Value ETF
IVE
$49.1B
– –
-1,944
Closed -$253K
IWB icon
575
iShares Russell 1000 ETF
IWB
$47.1B
– –
-1,787
Closed -$319K
21 22
23
24 25

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AG
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AMH
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EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
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CIA
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PS
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PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q1 2020 Portfolio in Review

As of Q1 2020, Prospera Financial Services held 651 positions worth $942M, down 27% from $1.3B the previous quarter. Its ten largest holdings account for 31% of the portfolio.

Prospera Financial Services withdrew a net $167M in Q1 2020, closing 142 positions and reducing 222 holdings. Its most notable exit was Vulcan Materials, an estimated $6.18M position sold in full.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 9.7% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Prospera Financial Services opened a new position in United States Oil Fund worth $2.14M.

  • Prospera Financial Services's largest Q1 2020 buy was United States Oil Fund: 63,650 shares worth $2.14M.
  • Prospera Financial Services added most to SPDR Dorsey Wright Fixed Income Allocation ETF in Q1 2020, an estimated $29.8M increase.
  • Prospera Financial Services's biggest Q1 2020 reduction was First Trust Dorsey Wright Focus 5 ETF, cutting an estimated $74M.
  • Prospera Financial Services fully exited Vulcan Materials in Q1 2020, selling an estimated $6.18M.
  • Prospera Financial Services's ten largest holdings make up 31% of its $942M portfolio in Q1 2020.
  • Prospera Financial Services opened 56 new positions and closed 142 in Q1 2020.
  • Prospera Financial Services's portfolio value fell 27% quarter-over-quarter to $942M.

Based on Prospera Financial Services's 13F filing for Q1 2020, filed 15 May 2020.