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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+6.4%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$3.92B
AUM Growth
+$319M
Cap. Flow
+$117M
Cap. Flow %
2.98%
Top 10 Hldgs %
19.99%
Holding
1,207
New
73
Increased
556
Reduced
429
Closed
91

Top Buys

Rank Stock Value
1
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$24.5M
2
CGGO icon
Capital Group Global Growth Equity ETF
CGGO
+$16.2M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$15.6M
4
AAPL icon
Apple
AAPL
+$11.8M
5
MSFT icon
Microsoft
MSFT
+$10.3M

Top Sells

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$27.3M
2
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$13.4M
3
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$13M
4
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$9.93M
5
BUFR icon
FT Vest Fund of Buffer ETFs
BUFR
+$9.7M

Sector Composition

Rank Sector Weight
1 Technology 16%
2 Financials 6.35%
3 Healthcare 5.3%
4 Industrials 4.86%
5 Consumer Discretionary 4.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ICE icon
526
Intercontinental Exchange
ICE
$86.4B
$908K 0.02%
5,650
-681
-11% -$105K
IEI icon
527
iShares 3-7 Year Treasury Bond ETF
IEI
$18.1B
$905K 0.02%
7,568
+4,234
+127% +$500K
VXUS icon
528
Vanguard Total International Stock ETF
VXUS
$153B
$904K 0.02%
13,961
+164
+1% +$10.2K
FXO icon
529
First Trust Financials AlphaDEX Fund
FXO
$1.15B
$901K 0.02%
17,627
-3,603
-17% -$177K
PWR icon
530
Quanta Services
PWR
$88.3B
$900K 0.02%
+3,018
New +$798K
MAR icon
531
Marriott International
MAR
$101B
$896K 0.02%
3,603
+2,172
+152% +$506K
DVN icon
532
Devon Energy
DVN
$49.2B
$893K 0.02%
22,813
+3,867
+20% +$170K
PPG icon
533
PPG Industries
PPG
$26.5B
$888K 0.02%
6,701
+250
+4% +$31.6K
LDUR icon
534
PIMCO Enhanced Low Duration Active Exchange-Traded Fund
LDUR
$1.37B
$883K 0.02%
9,184
+100
+1% +$9.54K
XMMO icon
535
Invesco S&P MidCap Momentum ETF
XMMO
$7.15B
$882K 0.02%
7,334
+1,659
+29% +$192K
INCM icon
536
Franklin Income Focus ETF
INCM
$1.7B
$871K 0.02%
32,051
+5,883
+22% +$157K
CMS icon
537
CMS Energy
CMS
$23B
$871K 0.02%
12,330
-1,843
-13% -$121K
DFAC icon
538
Dimensional US Core Equity 2 ETF
DFAC
$47.7B
$864K 0.02%
25,197
+7,298
+41% +$241K
ARKG icon
539
ARK Genomic Revolution ETF
ARKG
$1.54B
$860K 0.02%
33,607
+5,180
+18% +$132K
CHD icon
540
Church & Dwight Co
CHD
$23.7B
$858K 0.02%
8,193
+86
+1% +$8.82K
TIP icon
541
iShares TIPS Bond ETF
TIP
$14.5B
$855K 0.02%
7,737
-878
-10% -$95.4K
BHP icon
542
BHP
BHP
$213B
$855K 0.02%
13,765
-495
-3% -$27.3K
PH icon
543
Parker-Hannifin
PH
$125B
$853K 0.02%
1,347
+364
+37% +$207K
XEL icon
544
Xcel Energy
XEL
$50.1B
$847K 0.02%
12,974
+946
+8% +$56.1K
OKTA icon
545
Okta
OKTA
$23.7B
$846K 0.02%
11,385
-79
-0.7% -$6.9K
PFFV icon
546
Global X Variable Rate Preferred ETF
PFFV
$304M
$844K 0.02%
35,088
– –
MKC icon
547
McCormick & Company Non-Voting
MKC
$13.9B
$838K 0.02%
10,177
+50
+0.5% +$3.9K
FPF
548
First Trust Intermediate Duration Preferred & Income Fund
FPF
$1.08B
$836K 0.02%
42,823
+1,581
+4% +$29.3K
MUB icon
549
iShares National Muni Bond ETF
MUB
$45.3B
$836K 0.02%
7,689
-648
-8% -$69.8K
HWM icon
550
Howmet Aerospace
HWM
$114B
$835K 0.02%
+8,334
New +$752K
20 21
22
23 24

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AG
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AMH
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EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
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CIA
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PS
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PFA
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RBI
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Prospera Financial Services's Q3 2024 Portfolio in Review

As of Q3 2024, Prospera Financial Services held 1,207 positions worth $3.92B, up 8.9% from $3.6B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Prospera Financial Services's Q3 2024 filing shows 73 new, 556 increased, 429 reduced and 91 closed positions. Its largest new stake was iShares US Broker-Dealers & Securities Exchanges ETF: 48,843 shares worth $6.28M. The largest sale was State Street SPDR Portfolio S&P 500 Growth ETF, an estimated $27.3M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, down from 16% a quarter earlier, followed by Financials and Healthcare.

  • Prospera Financial Services's largest Q3 2024 buy was iShares US Broker-Dealers & Securities Exchanges ETF: 48,843 shares worth $6.28M.
  • Prospera Financial Services added most to State Street SPDR Portfolio S&P 500 Value ETF in Q3 2024, an estimated $24.5M increase.
  • Prospera Financial Services's biggest Q3 2024 reduction was State Street SPDR Portfolio S&P 500 Growth ETF, cutting an estimated $27.3M.
  • Prospera Financial Services fully exited FT Vest US Equity Moderate Buffer ETF June in Q3 2024, selling an estimated $9.36M.
  • Prospera Financial Services's ten largest holdings make up 20% of its $3.92B portfolio in Q3 2024.
  • Prospera Financial Services opened 73 new positions and closed 91 in Q3 2024.
  • Prospera Financial Services's portfolio value rose 8.9% quarter-over-quarter to $3.92B.

Based on Prospera Financial Services's 13F filing for Q3 2024, filed 7 Nov 2024.