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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
-2.85%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$2.59B
AUM Growth
-$26.7M
Cap. Flow
+$66.7M
Cap. Flow %
2.58%
Top 10 Hldgs %
19.41%
Holding
1,082
New
78
Increased
496
Reduced
373
Closed
76

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$9.66M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$9.18M
3
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$8.8M
4
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$7.69M
5
BUFR icon
FT Vest Fund of Buffer ETFs
BUFR
+$6.11M

Top Sells

Rank Stock Value
1
IFV icon
First Trust Dorsey Wright International Focus 5 ETF
IFV
+$19.3M
2
STIP icon
iShares 0-5 Year TIPS Bond ETF
STIP
+$12.1M
3
PIZ icon
Invesco Dorsey Wright Developed Markets Momentum ETF
PIZ
+$9.54M
4
PIE icon
Invesco Dorsey Wright Emerging Markets Momentum ETF
PIE
+$9.45M
5
VTIP icon
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
+$7.73M

Sector Composition

Rank Sector Weight
1 Technology 13.76%
2 Financials 6.88%
3 Healthcare 5.36%
4 Industrials 4.66%
5 Consumer Staples 4.25%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XLU icon
526
State Street Utilities Select Sector SPDR ETF
XLU
$23.4B
$691K 0.03%
23,442
+1,076
+5% +$34.7K
GM icon
527
General Motors
GM
$81.7B
$689K 0.03%
20,907
-765
-4% -$27.2K
USVT
528
DELISTED
US Value ETF
USVT
$673K 0.03%
25,247
+3,770
+18% +$103K
FXL icon
529
First Trust Technology AlphaDEX Fund
FXL
$2.45B
$662K 0.03%
5,950
-142
-2% -$16.2K
XLB icon
530
State Street Materials Select Sector SPDR ETF
XLB
$8.82B
$661K 0.03%
16,830
+11,422
+211% +$469K
FIX icon
531
Comfort Systems
FIX
$57.2B
$660K 0.03%
3,874
+947
+32% +$166K
KEY icon
532
KeyCorp
KEY
$24.3B
$659K 0.03%
61,236
+21,417
+54% +$237K
GOAU icon
533
US Global GO Gold and Precious Metal Miners ETF
GOAU
$163M
$655K 0.03%
44,134
-302
-0.7% -$4.91K
FLS icon
534
Flowserve
FLS
$9.38B
$653K 0.03%
16,421
+4,230
+35% +$163K
IWN icon
535
iShares Russell 2000 Value ETF
IWN
$14.5B
$652K 0.03%
4,806
-71
-1% -$10.2K
PFFV icon
536
Global X Variable Rate Preferred ETF
PFFV
$304M
$651K 0.03%
28,343
+943
+3% +$21.4K
CLX icon
537
Clorox
CLX
$12.1B
$647K 0.03%
4,933
-193
-4% -$29.3K
TIPT icon
538
Tiptree Inc
TIPT
$678M
$646K 0.03%
38,547
– –
MGM icon
539
MGM Resorts International
MGM
$11.8B
$642K 0.02%
17,461
-6,533
-27% -$289K
ISCG icon
540
iShares Morningstar Small-Cap Growth ETF
ISCG
$976M
$642K 0.02%
16,559
+10,529
+175% +$433K
CALF icon
541
Pacer US Small Cap Cash Cows 100 ETF
CALF
$3.73B
$641K 0.02%
15,353
+2,135
+16% +$90.1K
GNRC icon
542
Generac Holdings
GNRC
$11.5B
$634K 0.02%
5,819
+4,110
+240% +$508K
FXR icon
543
First Trust Industrials/Producer Durables AlphaDEX Fund
FXR
$742M
$633K 0.02%
11,013
-851
-7% -$51K
VTWO icon
544
Vanguard Russell 2000 ETF
VTWO
$17.5B
$625K 0.02%
8,743
+142
+2% +$10.8K
LGOV icon
545
First Trust Long Duration Opportunities ETF
LGOV
$625M
$621K 0.02%
30,645
+21,170
+223% +$454K
SGEN
546
DELISTED
Seagen Inc. Common Stock
SGEN
$619K 0.02%
2,916
-6,043
-67% -$1.21M
COLB icon
547
Columbia Banking Systems
COLB
$8.84B
$617K 0.02%
30,418
+12,507
+70% +$261K
SCHO icon
548
Schwab Short-Term US Treasury ETF
SCHO
$12.8B
$614K 0.02%
+25,642
New +$615K
HLT icon
549
Hilton Worldwide
HLT
$73.4B
$611K 0.02%
4,071
+133
+3% +$20.1K
IWV icon
550
iShares Russell 3000 ETF
IWV
$19.5B
$610K 0.02%
2,478
-87
-3% -$22.2K
20 21
22
23 24

Similar funds

AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q3 2023 Portfolio in Review

As of Q3 2023, Prospera Financial Services held 1,082 positions worth $2.59B, down 1% from $2.61B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Prospera Financial Services's Q3 2023 filing shows 78 new, 496 increased, 373 reduced and 76 closed positions. Its largest new stake was Vale: 339,367 shares worth $4.55M. The largest sale was First Trust Dorsey Wright International Focus 5 ETF, an estimated $19.3M.

By sector, the portfolio is most concentrated in Technology at 14% of assets, down from 15% a quarter earlier, followed by Financials and Healthcare.

  • Prospera Financial Services's largest Q3 2023 buy was Vale: 339,367 shares worth $4.55M.
  • Prospera Financial Services added most to iShares Core S&P 500 ETF in Q3 2023, an estimated $9.66M increase.
  • Prospera Financial Services's biggest Q3 2023 reduction was First Trust Dorsey Wright International Focus 5 ETF, cutting an estimated $19.3M.
  • Prospera Financial Services fully exited State Street SPDR FTSE International Government Inflation-Protected Bond ETF in Q3 2023, selling an estimated $6.03M.
  • Prospera Financial Services's ten largest holdings make up 19% of its $2.59B portfolio in Q3 2023.
  • Prospera Financial Services opened 78 new positions and closed 76 in Q3 2023.
  • Prospera Financial Services's portfolio value fell 1% quarter-over-quarter to $2.59B.

Based on Prospera Financial Services's 13F filing for Q3 2023, filed 13 Nov 2023.