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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+8.46%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$2B
AUM Growth
+$79.6M
Cap. Flow
-$55.5M
Cap. Flow %
-2.78%
Top 10 Hldgs %
19.58%
Holding
980
New
149
Increased
367
Reduced
351
Closed
89

Top Buys

Rank Stock Value
1
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$51.5M
2
IFV icon
First Trust Dorsey Wright International Focus 5 ETF
IFV
+$16.5M
3
JEPI icon
JPMorgan Equity Premium Income ETF
JEPI
+$10.6M
4
FTCS icon
First Trust Capital Strength ETF
FTCS
+$10.4M
5
STIP icon
iShares 0-5 Year TIPS Bond ETF
STIP
+$9.68M

Top Sells

Rank Stock Value
1
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$39.2M
2
MSFT icon
Microsoft
MSFT
+$13.8M
3
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$12.1M
4
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$12.1M
5
PDBC icon
Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF
PDBC
+$11.5M

Sector Composition

Rank Sector Weight
1 Technology 10.64%
2 Financials 6.09%
3 Healthcare 5.83%
4 Energy 4.46%
5 Industrials 4.4%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DG icon
526
Dollar General
DG
$27.9B
$521K 0.03%
2,113
+590
+39% +$146K
XMMO icon
527
Invesco S&P MidCap Momentum ETF
XMMO
$7.16B
$520K 0.03%
6,901
+116
+2% +$8.91K
AON icon
528
Aon
AON
$81.2B
$518K 0.03%
1,727
+133
+8% +$38.9K
XYL icon
529
Xylem
XYL
$29.7B
$513K 0.03%
4,639
+1,453
+46% +$152K
SYF icon
530
Synchrony
SYF
$25B
$511K 0.03%
15,553
+161
+1% +$5.51K
ICE icon
531
Intercontinental Exchange
ICE
$86.4B
$510K 0.03%
4,974
+1,137
+30% +$113K
MHF
532
Western Asset Municipal High Income Fund
MHF
$151M
$508K 0.03%
79,697
-13,216
-14% -$84.5K
HAL icon
533
Halliburton
HAL
$26.3B
$507K 0.03%
+12,889
New +$456K
PBJ icon
534
Invesco Food & Beverage ETF
PBJ
$111M
$504K 0.03%
+11,050
New +$508K
VXUS icon
535
Vanguard Total International Stock ETF
VXUS
$153B
$502K 0.03%
9,701
+544
+6% +$27.2K
JCI icon
536
Johnson Controls International
JCI
$84.8B
$500K 0.03%
7,817
+1,041
+15% +$63.7K
HNDL icon
537
Strategy Shares Nasdaq 7HANDL Index ETF
HNDL
$633M
$493K 0.02%
25,182
+1,737
+7% +$34.3K
NEAR icon
538
iShares Short Maturity Bond ETF
NEAR
$4.83B
$493K 0.02%
10,000
-527
-5% -$25.9K
IEI icon
539
iShares 3-7 Year Treasury Bond ETF
IEI
$18.1B
$492K 0.02%
+4,282
New +$491K
IUSV icon
540
iShares Core S&P US Value ETF
IUSV
$27.5B
$487K 0.02%
6,892
-87
-1% -$6.05K
FSLR icon
541
First Solar
FSLR
$21.6B
$486K 0.02%
3,245
-2,752
-46% -$408K
DFNL icon
542
Davis Select Financial ETF
DFNL
$464M
$484K 0.02%
17,885
-114
-0.6% -$3.1K
YUM icon
543
Yum! Brands
YUM
$41.3B
$481K 0.02%
+3,757
New +$455K
NANR icon
544
State Street SPDR S&P North American Natural Resources ETF
NANR
$744M
$480K 0.02%
+8,850
New +$482K
CSX icon
545
CSX Corp
CSX
$95.8B
$478K 0.02%
15,430
+5,275
+52% +$159K
OKE icon
546
Oneok
OKE
$55.4B
$478K 0.02%
7,270
-699
-9% -$43K
MOS icon
547
The Mosaic Company
MOS
$7.32B
$478K 0.02%
+10,885
New +$539K
HL icon
548
Hecla Mining
HL
$9.87B
$474K 0.02%
+85,248
New +$424K
TMUS icon
549
T-Mobile US
TMUS
$197B
$474K 0.02%
3,385
-20,060
-86% -$2.88M
HAIN icon
550
Hain Celestial
HAIN
$46.3M
$472K 0.02%
+29,193
New +$520K
20 21
22
23 24

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AG
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AMH
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EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
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PS
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PFA
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RBI
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Prospera Financial Services's Q4 2022 Portfolio in Review

As of Q4 2022, Prospera Financial Services held 980 positions worth $2B, up 4.2% from $1.92B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Prospera Financial Services's Q4 2022 filing shows 149 new, 367 increased, 351 reduced and 89 closed positions. Its largest new stake was State Street SPDR Portfolio TIPS ETF: 357,247 shares worth $9.2M. The largest sale was First Trust Dorsey Wright Focus 5 ETF, an estimated $39.2M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, down from 13% a quarter earlier, followed by Financials and Healthcare.

  • Prospera Financial Services's largest Q4 2022 buy was State Street SPDR Portfolio TIPS ETF: 357,247 shares worth $9.2M.
  • Prospera Financial Services added most to First Trust Enhanced Short Maturity ETF in Q4 2022, an estimated $51.5M increase.
  • Prospera Financial Services's biggest Q4 2022 reduction was First Trust Dorsey Wright Focus 5 ETF, cutting an estimated $39.2M.
  • Prospera Financial Services fully exited Paycom in Q4 2022, selling an estimated $5.15M.
  • Prospera Financial Services's ten largest holdings make up 20% of its $2B portfolio in Q4 2022.
  • Prospera Financial Services opened 149 new positions and closed 89 in Q4 2022.
  • Prospera Financial Services's portfolio value rose 4.2% quarter-over-quarter to $2B.

Based on Prospera Financial Services's 13F filing for Q4 2022, filed 8 Feb 2023.