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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
-2.3%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$2.39B
AUM Growth
+$74.7M
Cap. Flow
+$178M
Cap. Flow %
7.47%
Top 10 Hldgs %
21.9%
Holding
2,800
New
1,927
Increased
474
Reduced
338
Closed
16

Top Buys

Rank Stock Value
1
JEPI icon
JPMorgan Equity Premium Income ETF
JEPI
+$20.5M
2
PDBC icon
Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF
PDBC
+$14.3M
3
FTGC icon
First Trust Global Tactical Commodity Strategy Fund
FTGC
+$12.4M
4
TFI icon
State Street SPDR Nuveen ICE Municipal Bond ETF
TFI
+$6.72M
5
VTIP icon
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
+$6.44M

Top Sells

Rank Stock Value
1
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$13.7M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$12.6M
3
ABBV icon
AbbVie
ABBV
+$8.74M
4
PSK icon
State Street SPDR ICE Preferred Securities ETF
PSK
+$5.94M
5
UNL icon
United States 12 Month Natural Gas Fund
UNL
+$5.77M

Sector Composition

Rank Sector Weight
1 Technology 14.8%
2 Financials 8.1%
3 Healthcare 5.52%
4 Consumer Discretionary 5.05%
5 Industrials 4.83%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CSX icon
526
CSX Corp
CSX
$94B
$650K 0.03%
17,355
+5,167
+42% +$183K
PRU icon
527
Prudential Financial
PRU
$42.6B
$649K 0.03%
5,492
+188
+4% +$21.4K
TRV icon
528
Travelers Companies
TRV
$81.1B
$649K 0.03%
3,547
+398
+13% +$68.2K
XMMO icon
529
Invesco S&P MidCap Momentum ETF
XMMO
$6.9B
$649K 0.03%
7,523
+185
+3% +$15.8K
PWB icon
530
Invesco Large Cap Growth ETF
PWB
$2.17B
$648K 0.03%
8,969
-560
-6% -$40K
ICE icon
531
Intercontinental Exchange
ICE
$87.2B
$647K 0.03%
4,898
+1,817
+59% +$235K
BB icon
532
BlackBerry
BB
$4.58B
$642K 0.03%
86,013
-14,863
-15% -$112K
NIO icon
533
NIO
NIO
$11.9B
$633K 0.03%
30,091
+3,346
+13% +$78.8K
NVS icon
534
Novartis
NVS
$302B
$627K 0.03%
7,133
-4,934
-41% -$427K
FPEI icon
535
First Trust Institutional Preferred Securities and Income ETF
FPEI
$1.92B
$626K 0.03%
32,271
-313
-1% -$6.19K
PKW icon
536
Invesco BuyBack Achievers ETF
PKW
$1.72B
$622K 0.03%
6,875
+779
+13% +$71.5K
THQ
537
abrdn Healthcare Opportunities Fund
THQ
$784M
$617K 0.03%
27,730
– –
AEP icon
538
American Electric Power
AEP
$70.4B
$611K 0.03%
6,119
+323
+6% +$29.5K
FCVT icon
539
First Trust SSI Strategic Convertible Securities ETF
FCVT
$108M
$611K 0.03%
15,771
-12,596
-44% -$479K
EES icon
540
WisdomTree US SmallCap Earnings Fund
EES
$720M
$610K 0.03%
+12,713
New +$618K
COF icon
541
Capital One
COF
$128B
$609K 0.03%
4,634
+1,878
+68% +$274K
BF.B icon
542
Brown-Forman Class B
BF.B
$13.5B
$607K 0.03%
9,058
+1,298
+17% +$86.4K
MMP
543
DELISTED
Magellan Midstream Partners, L.P.
MMP
$607K 0.03%
12,355
+347
+3% +$16.8K
RIGS icon
544
ALPS Strategic Income Fund
RIGS
$60.5M
$605K 0.03%
25,513
-1,095
-4% -$26.3K
CACG
545
DELISTED
Legg Mason ETF Investment Trust ClearBridge All Cap Growth ESG ETF
CACG
$603K 0.03%
13,234
-1,110
-8% -$49.8K
VXUS icon
546
Vanguard Total International Stock ETF
VXUS
$151B
$595K 0.02%
9,964
+473
+5% +$28.8K
HDV
547
iShares Core High Dividend ETF
HDV
$14.7B
$594K 0.02%
27,735
+115
+0.4% +$2.39K
FLCB icon
548
Franklin US Core Bond ETF
FLCB
$3.02B
$592K 0.02%
25,270
-4,396
-15% -$106K
DINT icon
549
Davis Select International ETF
DINT
$284M
$590K 0.02%
33,484
+537
+2% +$10K
TSM icon
550
TSMC
TSM
$1.94T
$582K 0.02%
5,580
+515
+10% +$60.2K
20 21
22
23 24

Similar funds

AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q1 2022 Portfolio in Review

As of Q1 2022, Prospera Financial Services held 2,800 positions worth $2.39B, up 3.2% from $2.31B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Prospera Financial Services deployed $178M of net new capital in Q1 2022, opening 1,927 new positions and adding to 474 existing holdings. Its largest new stake was Leslie's: 10,182 shares worth $3.94M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, down from 16% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was First Trust Dorsey Wright Focus 5 ETF, an estimated $13.7M trimmed.

  • Prospera Financial Services's largest Q1 2022 buy was Leslie's: 10,182 shares worth $3.94M.
  • Prospera Financial Services added most to JPMorgan Equity Premium Income ETF in Q1 2022, an estimated $20.5M increase.
  • Prospera Financial Services's biggest Q1 2022 reduction was First Trust Dorsey Wright Focus 5 ETF, cutting an estimated $13.7M.
  • Prospera Financial Services fully exited Royal Dutch Shell PLC ADS Class B in Q1 2022, selling an estimated $2.63M.
  • Prospera Financial Services's ten largest holdings make up 22% of its $2.39B portfolio in Q1 2022.
  • Prospera Financial Services opened 1,927 new positions and closed 16 in Q1 2022.
  • Prospera Financial Services's portfolio value rose 3.2% quarter-over-quarter to $2.39B.

Based on Prospera Financial Services's 13F filing for Q1 2022, filed 4 May 2022.