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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
-0.25%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$2.01B
AUM Growth
+$12.5M
Cap. Flow
+$31.2M
Cap. Flow %
1.56%
Top 10 Hldgs %
24.22%
Holding
867
New
78
Increased
385
Reduced
279
Closed
74

Top Buys

Rank Stock Value
1
FIS icon
Fidelity National Information Services
FIS
+$6.93M
2
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$6.4M
3
IYJ icon
iShares US Industrials ETF
IYJ
+$4.7M
4
RDVY icon
First Trust Rising Dividend Achievers ETF
RDVY
+$4.69M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$4.22M

Top Sells

Rank Stock Value
1
MCK icon
McKesson
MCK
+$6.6M
2
IBND icon
State Street SPDR Bloomberg International Corporate Bond ETF
IBND
+$6.21M
3
JCI icon
Johnson Controls International
JCI
+$5.71M
4
IYE icon
iShares US Energy ETF
IYE
+$4.55M
5
PRGO icon
Perrigo
PRGO
+$3.94M

Sector Composition

Rank Sector Weight
1 Technology 15.35%
2 Financials 8.53%
3 Consumer Discretionary 5.81%
4 Industrials 5.22%
5 Healthcare 5.04%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TWTR
526
DELISTED
Twitter, Inc.
TWTR
$519K 0.03%
8,596
-17,279
-67% -$1.13M
VTHR icon
527
Vanguard Russell 3000 ETF
VTHR
$4.63B
$518K 0.03%
2,617
– –
CPNG icon
528
Coupang
CPNG
$28.6B
$517K 0.03%
+18,549
New +$641K
EOT
529
Eaton Vance National Municipal Opportunities Trust
EOT
$267M
$517K 0.03%
21,853
+400
+2% +$9.21K
NEA icon
530
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.35B
$516K 0.03%
33,943
+5,505
+19% +$87K
PINS icon
531
Pinterest
PINS
$13.2B
$516K 0.03%
10,129
+1,426
+16% +$87.6K
HDV
532
iShares Core High Dividend ETF
HDV
$14.5B
$506K 0.03%
26,775
+7,615
+40% +$147K
PWR icon
533
Quanta Services
PWR
$93.1B
$506K 0.03%
4,444
– –
MMP
534
DELISTED
Magellan Midstream Partners, L.P.
MMP
$506K 0.03%
11,098
-380
-3% -$18.1K
GIS icon
535
General Mills
GIS
$19.5B
$505K 0.03%
8,441
+476
+6% +$28.1K
IWY icon
536
iShares Russell Top 200 Growth ETF
IWY
$15.7B
$504K 0.03%
3,299
-920
-22% -$145K
VGT icon
537
Vanguard Information Technology ETF
VGT
$138B
$504K 0.03%
10,024
-17,808
-64% -$923K
OLED icon
538
Universal Display
OLED
$3.81B
$500K 0.02%
2,917
-53
-2% -$11K
SONY icon
539
Sony
SONY
$131B
$500K 0.02%
22,625
-190
-0.8% -$3.98K
ENB icon
540
Enbridge
ENB
$121B
$496K 0.02%
12,457
-23,471
-65% -$926K
VNQ icon
541
Vanguard Real Estate ETF
VNQ
$39.8B
$495K 0.02%
4,862
-452
-9% -$47.9K
DFNL icon
542
Davis Select Financial ETF
DFNL
$461M
$494K 0.02%
16,234
-641
-4% -$19.4K
SPYD icon
543
State Street SPDR Portfolio S&P 500 High Dividend ETF
SPYD
$7.68B
$490K 0.02%
12,507
-10,303
-45% -$410K
SWAN icon
544
Amplify BlackSwan Growth & Treasure Core ETF
SWAN
$156M
$490K 0.02%
14,325
-167
-1% -$5.89K
INSP icon
545
Inspire Medical Systems
INSP
$1.47B
$489K 0.02%
2,100
– –
HAL icon
546
Halliburton
HAL
$26.8B
$486K 0.02%
22,494
-956
-4% -$19.6K
KMI icon
547
Kinder Morgan
KMI
$70.6B
$479K 0.02%
28,658
-3,965
-12% -$67.4K
UPST icon
548
Upstart Holdings
UPST
$2.63B
$478K 0.02%
+1,512
New +$298K
IJT icon
549
iShares S&P Small-Cap 600 Growth ETF
IJT
$8.25B
$477K 0.02%
3,667
-10,095
-73% -$1.33M
PGX icon
550
Invesco Preferred ETF
PGX
$3.81B
$474K 0.02%
31,565
+5,795
+22% +$88K
20 21
22
23 24

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AG
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AMH
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EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
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CIA
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PS
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PFA
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RBI
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Prospera Financial Services's Q3 2021 Portfolio in Review

As of Q3 2021, Prospera Financial Services held 867 positions worth $2.01B, up 0.63% from $1.99B the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Prospera Financial Services's Q3 2021 filing shows 78 new, 385 increased, 279 reduced and 74 closed positions. Its largest new stake was Carlyle Group: 86,444 shares worth $4.09M. The largest sale was McKesson, an estimated $6.6M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, up from 15% a quarter earlier, followed by Financials and Consumer Discretionary.

  • Prospera Financial Services's largest Q3 2021 buy was Carlyle Group: 86,444 shares worth $4.09M.
  • Prospera Financial Services added most to Fidelity National Information Services in Q3 2021, an estimated $6.93M increase.
  • Prospera Financial Services's biggest Q3 2021 reduction was McKesson, cutting an estimated $6.6M.
  • Prospera Financial Services fully exited State Street SPDR Bloomberg International Corporate Bond ETF in Q3 2021, selling an estimated $6.21M.
  • Prospera Financial Services's ten largest holdings make up 24% of its $2.01B portfolio in Q3 2021.
  • Prospera Financial Services opened 78 new positions and closed 74 in Q3 2021.
  • Prospera Financial Services's portfolio value rose 0.63% quarter-over-quarter to $2.01B.

Based on Prospera Financial Services's 13F filing for Q3 2021, filed 12 Nov 2021.