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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+6.8%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$262M
AUM Growth
-$867M
Cap. Flow
-$932M
Cap. Flow %
-356.11%
Top 10 Hldgs %
21.54%
Holding
1,727
New
1,155
Increased
43
Reduced
426
Closed
90

Top Buys

Rank Stock Value
1
IYK icon
iShares US Consumer Staples ETF
IYK
+$2.05M
2
IYJ icon
iShares US Industrials ETF
IYJ
+$1.75M
3
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$1.38M
4
QQQH
NEOS Nasdaq-100 Hedged Equity Income ETF
QQQH
+$974K
5
GNMA icon
iShares GNMA Bond ETF
GNMA
+$899K

Top Sells

Rank Stock Value
1
DWFI
SPDR Dorsey Wright Fixed Income Allocation ETF
DWFI
+$63.8M
2
AAPL icon
Apple
AAPL
+$59.8M
3
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$49.9M
4
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$31.7M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$25.6M

Sector Composition

Rank Sector Weight
1 Financials 10.9%
2 Industrials 9.98%
3 Technology 7.94%
4 Healthcare 6.42%
5 Consumer Discretionary 5%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WPC icon
526
W.P. Carey
WPC
$17B
$67K 0.03%
+1,050
New +$70.8K
BNDX icon
527
Vanguard Total International Bond ETF
BNDX
$82B
$66K 0.03%
1,134
-10,551
-90% -$612K
BUD icon
528
AB InBev
BUD
$164B
$66K 0.03%
1,220
-5,105
-81% -$283K
LAMR icon
529
Lamar Advertising Co
LAMR
$16.7B
$66K 0.03%
+995
New +$66.1K
SLB icon
530
SLB Ltd
SLB
$72.7B
$66K 0.03%
+4,212
New +$78.3K
ING icon
531
ING
ING
$92.9B
$65K 0.02%
9,118
-4,786
-34% -$36.6K
NEM icon
532
Newmont
NEM
$96.2B
$65K 0.02%
+1,018
New +$66.4K
NVO
533
Novo Nordisk
NVO
$228B
$65K 0.02%
1,864
-26,074
-93% -$869K
HD icon
534
Home Depot
HD
$337B
$64K 0.02%
232
-18,101
-99% -$4.9M
ISHP icon
535
First Trust Exchange-Traded Fund VI First Trust S-Network E-Commerce ETF
ISHP
$5.39M
$64K 0.02%
+2,381
New +$61K
LEVI icon
536
Levi Strauss
LEVI
$9.49B
$64K 0.02%
+4,770
New +$60.5K
NXST icon
537
Nexstar Media Group
NXST
$6.01B
$64K 0.02%
+710
New +$64.1K
SPYG icon
538
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
$49.4B
$64K 0.02%
+1,280
New +$62.7K
ATR icon
539
AptarGroup
ATR
$8.69B
$63K 0.02%
+556
New +$65K
CPRT icon
540
Copart
CPRT
$28.5B
$63K 0.02%
+2,392
New +$57.9K
PTH icon
541
Invesco Dorsey Wright Healthcare Momentum ETF
PTH
$217M
$63K 0.02%
+1,398
New +$61.6K
PZA icon
542
Invesco National AMT-Free Municipal Bond ETF
PZA
$4.23B
$63K 0.02%
+2,369
New +$63.6K
XMLV icon
543
Invesco S&P MidCap Low Volatility ETF
XMLV
$762M
$63K 0.02%
+1,500
New +$63.9K
PCI
544
DELISTED
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
$63K 0.02%
+3,154
New +$60.3K
AKAM icon
545
Akamai
AKAM
$15.6B
$62K 0.02%
+564
New +$62.6K
BNS icon
546
Scotiabank
BNS
$105B
$62K 0.02%
+1,500
New +$62.9K
CFG icon
547
Citizens Financial Group
CFG
$30.1B
$62K 0.02%
+2,434
New +$61.7K
SHAK icon
548
Shake Shack
SHAK
$2.54B
$62K 0.02%
+961
New +$55.7K
VAW icon
549
Vanguard Materials ETF
VAW
$3.01B
$62K 0.02%
460
-2,014
-81% -$267K
APTV icon
550
Aptiv
APTV
$12.3B
$61K 0.02%
+666
New +$55.9K
20 21
22
23 24

Similar funds

AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q3 2020 Portfolio in Review

As of Q3 2020, Prospera Financial Services held 1,727 positions worth $262M, down 77% from $1.13B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Prospera Financial Services withdrew a net $932M in Q3 2020, closing 90 positions and reducing 426 holdings. Its most notable exit was Netflix, an estimated $6.67M position sold in full.

By sector, the portfolio is most concentrated in Financials at 11% of assets, up from 6.9% a quarter earlier, followed by Industrials and Technology.

Against the trend, Prospera Financial Services opened a new position in NEOS Nasdaq-100 Hedged Equity Income ETF worth $924K.

  • Prospera Financial Services's largest Q3 2020 buy was NEOS Nasdaq-100 Hedged Equity Income ETF: 17,898 shares worth $924K.
  • Prospera Financial Services added most to iShares US Consumer Staples ETF in Q3 2020, an estimated $2.05M increase.
  • Prospera Financial Services's biggest Q3 2020 reduction was SPDR Dorsey Wright Fixed Income Allocation ETF, cutting an estimated $63.8M.
  • Prospera Financial Services fully exited Netflix in Q3 2020, selling an estimated $6.67M.
  • Prospera Financial Services's ten largest holdings make up 22% of its $262M portfolio in Q3 2020.
  • Prospera Financial Services opened 1,155 new positions and closed 90 in Q3 2020.
  • Prospera Financial Services's portfolio value fell 77% quarter-over-quarter to $262M.

Based on Prospera Financial Services's 13F filing for Q3 2020, filed 4 Nov 2020.