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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
-13.11%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$942M
AUM Growth
-$356M
Cap. Flow
-$167M
Cap. Flow %
-17.72%
Top 10 Hldgs %
30.97%
Holding
651
New
56
Increased
213
Reduced
222
Closed
142

Top Buys

Rank Stock Value
1
DWFI
SPDR Dorsey Wright Fixed Income Allocation ETF
DWFI
+$29.8M
2
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$20.5M
3
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$11.8M
4
AMD icon
Advanced Micro Devices
AMD
+$5.54M
5
USO icon
United States Oil Fund
USO
+$4.9M

Top Sells

Rank Stock Value
1
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$74M
2
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$26.4M
3
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$25.5M
4
VMC icon
Vulcan Materials
VMC
+$6.18M
5
DHR icon
Danaher
DHR
+$4.96M

Sector Composition

Rank Sector Weight
1 Technology 10.54%
2 Financials 7.17%
3 Healthcare 6.32%
4 Consumer Staples 4.89%
5 Consumer Discretionary 4.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CODI icon
526
Compass Diversified
CODI
$752M
– –
-18,568
Closed -$462K
COLL icon
527
Collegium Pharmaceutical
COLL
$1.18B
– –
-13,751
Closed -$283K
CRBP icon
528
Corbus Pharmaceuticals
CRBP
$165M
– –
-760
Closed -$124K
CRUS icon
529
Cirrus Logic
CRUS
$6.76B
– –
-20,063
Closed -$1.65M
CSX icon
530
CSX Corp
CSX
$94B
– –
-8,634
Closed -$208K
CTSH icon
531
Cognizant
CTSH
$25.2B
– –
-3,720
Closed -$231K
CVNA icon
532
Carvana
CVNA
$47.5B
– –
-85,360
Closed -$1.57M
DBEM icon
533
Xtrackers MSCI Emerging Markets Hedged Equity ETF
DBEM
$101M
– –
-11,732
Closed -$279K
DGRO icon
534
iShares Core Dividend Growth ETF
DGRO
$42.8B
– –
-13,646
Closed -$574K
DGX icon
535
Quest Diagnostics
DGX
$26B
– –
-6,465
Closed -$690K
DHR icon
536
Danaher
DHR
$138B
– –
-36,420
Closed -$4.96M
DIV icon
537
Global X SuperDividend US ETF
DIV
$792M
– –
-9,735
Closed -$231K
DVLU icon
538
First Trust Dorsey Wright Momentum & Value ETF
DVLU
$46.5M
– –
-12,093
Closed -$237K
DVN icon
539
Devon Energy
DVN
$51.3B
– –
-11,283
Closed -$293K
EFG icon
540
iShares MSCI EAFE Growth ETF
EFG
$16.2B
– –
-2,484
Closed -$215K
EL icon
541
Estee Lauder
EL
$30.4B
– –
-12,476
Closed -$2.58M
EMLC icon
542
VanEck JP Morgan EM Local Currency Bond ETF
EMLC
$4.76B
– –
-20,955
Closed -$713K
EOG icon
543
EOG Resources
EOG
$77.7B
– –
-2,632
Closed -$220K
ERIC icon
544
Ericsson
ERIC
$32.1B
– –
-15,715
Closed -$138K
ETN icon
545
Eaton
ETN
$141B
– –
-2,112
Closed -$200K
ETR icon
546
Entergy
ETR
$50.3B
– –
-4,222
Closed -$253K
EW icon
547
Edwards Lifesciences
EW
$49.4B
– –
-2,616
Closed -$203K
EXPE icon
548
Expedia Group
EXPE
$36.5B
– –
-1,858
Closed -$201K
FANG icon
549
Diamondback Energy
FANG
$56B
– –
-2,902
Closed -$269K
FDLO icon
550
Fidelity Low Volatility Factor ETF
FDLO
$1.42B
– –
-14,182
Closed -$549K
20 21
22
23 24

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AG
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AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q1 2020 Portfolio in Review

As of Q1 2020, Prospera Financial Services held 651 positions worth $942M, down 27% from $1.3B the previous quarter. Its ten largest holdings account for 31% of the portfolio.

Prospera Financial Services withdrew a net $167M in Q1 2020, closing 142 positions and reducing 222 holdings. Its most notable exit was Vulcan Materials, an estimated $6.18M position sold in full.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 9.7% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Prospera Financial Services opened a new position in United States Oil Fund worth $2.14M.

  • Prospera Financial Services's largest Q1 2020 buy was United States Oil Fund: 63,650 shares worth $2.14M.
  • Prospera Financial Services added most to SPDR Dorsey Wright Fixed Income Allocation ETF in Q1 2020, an estimated $29.8M increase.
  • Prospera Financial Services's biggest Q1 2020 reduction was First Trust Dorsey Wright Focus 5 ETF, cutting an estimated $74M.
  • Prospera Financial Services fully exited Vulcan Materials in Q1 2020, selling an estimated $6.18M.
  • Prospera Financial Services's ten largest holdings make up 31% of its $942M portfolio in Q1 2020.
  • Prospera Financial Services opened 56 new positions and closed 142 in Q1 2020.
  • Prospera Financial Services's portfolio value fell 27% quarter-over-quarter to $942M.

Based on Prospera Financial Services's 13F filing for Q1 2020, filed 15 May 2020.