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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+6.4%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$3.92B
AUM Growth
+$319M
Cap. Flow
+$117M
Cap. Flow %
2.98%
Top 10 Hldgs %
19.99%
Holding
1,207
New
73
Increased
556
Reduced
429
Closed
91

Top Buys

Rank Stock Value
1
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$24.5M
2
CGGO icon
Capital Group Global Growth Equity ETF
CGGO
+$16.2M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$15.6M
4
AAPL icon
Apple
AAPL
+$11.8M
5
MSFT icon
Microsoft
MSFT
+$10.3M

Top Sells

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$27.3M
2
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$13.4M
3
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$13M
4
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$9.93M
5
BUFR icon
FT Vest Fund of Buffer ETFs
BUFR
+$9.7M

Sector Composition

Rank Sector Weight
1 Technology 16%
2 Financials 6.35%
3 Healthcare 5.3%
4 Industrials 4.86%
5 Consumer Discretionary 4.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PLTR icon
501
Palantir
PLTR
$296B
$1M 0.03%
26,951
-1,252
-4% -$38.4K
SDOG icon
502
ALPS Sector Dividend Dogs ETF
SDOG
$1.44B
$999K 0.03%
16,944
-12
-0.1% -$675
YUM icon
503
Yum! Brands
YUM
$41.4B
$994K 0.03%
7,112
+253
+4% +$33.6K
DSEP icon
504
FT Vest US Equity Deep Buffer ETF September
DSEP
$349M
$992K 0.03%
24,771
+118
+0.5% +$4.66K
SCHG icon
505
Schwab US Large-Cap Growth ETF
SCHG
$59.1B
$985K 0.03%
37,816
+5,236
+16% +$132K
RSG icon
506
Republic Services
RSG
$66.6B
$984K 0.03%
4,896
+869
+22% +$175K
BE icon
507
Bloom Energy
BE
$47.5B
$983K 0.03%
93,055
+714
+0.8% +$8.47K
PFXF icon
508
VanEck Preferred Securities ex Financials ETF
PFXF
$2.4B
$977K 0.02%
53,494
-7,297
-12% -$128K
VAW icon
509
Vanguard Materials ETF
VAW
$3.05B
$977K 0.02%
4,618
-208
-4% -$41.6K
KYN icon
510
Kayne Anderson Energy Infrastructure Fund
KYN
$2.43B
$976K 0.02%
88,752
-500
-0.6% -$5.31K
CMI icon
511
Cummins
CMI
$88.5B
$973K 0.02%
2,998
-15
-0.5% -$4.44K
NRG icon
512
NRG Energy
NRG
$26.9B
$970K 0.02%
10,650
+2,394
+29% +$190K
USFR icon
513
WisdomTree Floating Rate Treasury Fund
USFR
$18.1B
$969K 0.02%
19,292
-3,306
-15% -$166K
HISF icon
514
First Trust Exchange-Traded Fund IV First Trust High Income Strategic Focus ETF
HISF
$98.8M
$968K 0.02%
21,288
– –
XLP icon
515
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.6B
$962K 0.02%
11,590
+540
+5% +$43.4K
HDV
516
iShares Core High Dividend ETF
HDV
$14.7B
$962K 0.02%
40,845
+5,315
+15% +$122K
VXF icon
517
Vanguard Extended Market ETF
VXF
$30.5B
$957K 0.02%
5,260
+411
+8% +$71.9K
FEZ icon
518
State Street SPDR EURO STOXX 50 ETF
FEZ
$4.32B
$956K 0.02%
17,966
-71,191
-80% -$3.63M
PAA icon
519
Plains All American Pipeline
PAA
$17.2B
$952K 0.02%
54,824
-168
-0.3% -$3.01K
TT icon
520
Trane Technologies
TT
$104B
$948K 0.02%
2,437
-526
-18% -$182K
IHDG icon
521
WisdomTree International Hedged Quality Dividend Growth Fund
IHDG
$2.22B
$936K 0.02%
20,482
+64
+0.3% +$2.89K
GRMN
522
Garmin
GRMN
$48.9B
$932K 0.02%
5,290
+276
+6% +$47.7K
TLH icon
523
iShares 10-20 Year Treasury Bond ETF
TLH
$11.1B
$931K 0.02%
8,513
+1,473
+21% +$158K
SPHQ icon
524
Invesco S&P 500 Quality ETF
SPHQ
$19.3B
$928K 0.02%
13,791
-94,917
-87% -$6.17M
JKHY icon
525
Jack Henry & Associates
JKHY
$11.2B
$923K 0.02%
5,223
-111
-2% -$18.8K
19 20
21
22 23

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AG
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AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q3 2024 Portfolio in Review

As of Q3 2024, Prospera Financial Services held 1,207 positions worth $3.92B, up 8.9% from $3.6B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Prospera Financial Services's Q3 2024 filing shows 73 new, 556 increased, 429 reduced and 91 closed positions. Its largest new stake was iShares US Broker-Dealers & Securities Exchanges ETF: 48,843 shares worth $6.28M. The largest sale was State Street SPDR Portfolio S&P 500 Growth ETF, an estimated $27.3M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, down from 16% a quarter earlier, followed by Financials and Healthcare.

  • Prospera Financial Services's largest Q3 2024 buy was iShares US Broker-Dealers & Securities Exchanges ETF: 48,843 shares worth $6.28M.
  • Prospera Financial Services added most to State Street SPDR Portfolio S&P 500 Value ETF in Q3 2024, an estimated $24.5M increase.
  • Prospera Financial Services's biggest Q3 2024 reduction was State Street SPDR Portfolio S&P 500 Growth ETF, cutting an estimated $27.3M.
  • Prospera Financial Services fully exited FT Vest US Equity Moderate Buffer ETF June in Q3 2024, selling an estimated $9.36M.
  • Prospera Financial Services's ten largest holdings make up 20% of its $3.92B portfolio in Q3 2024.
  • Prospera Financial Services opened 73 new positions and closed 91 in Q3 2024.
  • Prospera Financial Services's portfolio value rose 8.9% quarter-over-quarter to $3.92B.

Based on Prospera Financial Services's 13F filing for Q3 2024, filed 7 Nov 2024.