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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+9.55%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$3.36B
AUM Growth
+$337M
Cap. Flow
+$101M
Cap. Flow %
3%
Top 10 Hldgs %
19.51%
Holding
1,152
New
101
Increased
528
Reduced
423
Closed
61

Top Buys

Rank Stock Value
1
FJAN icon
FT Vest US Equity Buffer ETF January
FJAN
+$11.3M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$9.86M
3
DJAN icon
FT Vest US Equity Deep Buffer ETF January
DJAN
+$9.86M
4
IYC icon
iShares US Consumer Discretionary ETF
IYC
+$8.46M
5
IVV icon
iShares Core S&P 500 ETF
IVV
+$7.66M

Top Sells

Rank Stock Value
1
BUFR icon
FT Vest Fund of Buffer ETFs
BUFR
+$12.5M
2
IYE icon
iShares US Energy ETF
IYE
+$8.01M
3
BILS icon
State Street SPDR Bloomberg 3-12 Month T-Bill ETF
BILS
+$7.44M
4
GLD icon
SPDR Gold Trust
GLD
+$6.68M
5
BUFD icon
FT Vest Fund of Deep Buffer ETFs
BUFD
+$6.39M

Sector Composition

Rank Sector Weight
1 Technology 14.3%
2 Financials 6.31%
3 Healthcare 4.9%
4 Energy 4.17%
5 Industrials 4.17%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DFAS icon
501
Dimensional US Small Cap ETF
DFAS
$15.3B
$968K 0.03%
15,532
– –
MUB icon
502
iShares National Muni Bond ETF
MUB
$45.2B
$967K 0.03%
8,984
-482
-5% -$52K
UL icon
503
Unilever
UL
$142B
$957K 0.03%
16,932
-2,217
-12% -$123K
XLC icon
504
State Street Communication Services Select Sector SPDR ETF
XLC
$22.5B
$952K 0.03%
11,652
+744
+7% +$57.9K
DINT icon
505
Davis Select International ETF
DINT
$284M
$946K 0.03%
49,034
+2,190
+5% +$39.9K
PPA icon
506
Invesco Aerospace & Defense ETF
PPA
$8.07B
$946K 0.03%
9,294
-431
-4% -$40.9K
LDUR icon
507
PIMCO Enhanced Low Duration Active Exchange-Traded Fund
LDUR
$1.37B
$942K 0.03%
9,918
+80
+0.8% +$7.59K
HISF icon
508
First Trust Exchange-Traded Fund IV First Trust High Income Strategic Focus ETF
HISF
$98.4M
$942K 0.03%
+21,288
New +$944K
DSEP icon
509
FT Vest US Equity Deep Buffer ETF September
DSEP
$346M
$941K 0.03%
24,653
-1,330
-5% -$49.6K
PAA icon
510
Plains All American Pipeline
PAA
$17.6B
$940K 0.03%
53,551
+5,325
+11% +$86K
IHDG icon
511
WisdomTree International Hedged Quality Dividend Growth Fund
IHDG
$2.2B
$937K 0.03%
20,398
+1,239
+6% +$54.1K
VONE icon
512
Vanguard Russell 1000 ETF
VONE
$8.09B
$936K 0.03%
3,925
+2,188
+126% +$496K
OEF icon
513
iShares S&P 100 ETF
OEF
$19.5B
$933K 0.03%
3,770
-5
-0.1% -$1.18K
KR icon
514
Kroger
KR
$36.7B
$932K 0.03%
16,305
+413
+3% +$20.3K
MXI icon
515
iShares Global Materials ETF
MXI
$337M
$931K 0.03%
10,411
-444
-4% -$37.5K
JKHY icon
516
Jack Henry & Associates
JKHY
$11.4B
$929K 0.03%
5,346
-2,501
-32% -$426K
DHR icon
517
Danaher
DHR
$138B
$922K 0.03%
3,693
+960
+35% +$234K
FXN icon
518
First Trust Energy AlphaDEX Fund
FXN
$379M
$920K 0.03%
49,134
-830
-2% -$14K
PPG icon
519
PPG Industries
PPG
$24.9B
$920K 0.03%
6,346
-342
-5% -$48.6K
USFR icon
520
WisdomTree Floating Rate Treasury Fund
USFR
$18.1B
$919K 0.03%
18,264
-17,379
-49% -$875K
SDOG icon
521
ALPS Sector Dividend Dogs ETF
SDOG
$1.43B
$918K 0.03%
17,011
+5,127
+43% +$265K
TT icon
522
Trane Technologies
TT
$98.8B
$916K 0.03%
3,051
+1,270
+71% +$345K
PRU icon
523
Prudential Financial
PRU
$42.6B
$915K 0.03%
7,787
+71
+0.9% +$7.65K
YUM icon
524
Yum! Brands
YUM
$41.9B
$914K 0.03%
6,586
+849
+15% +$113K
IYM icon
525
iShares US Basic Materials ETF
IYM
$1.13B
$907K 0.03%
6,137
+2,994
+95% +$411K
19 20
21
22 23

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AG
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AMH
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EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
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CIA
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PS
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PFA
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RBI
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Prospera Financial Services's Q1 2024 Portfolio in Review

As of Q1 2024, Prospera Financial Services held 1,152 positions worth $3.36B, up 11% from $3.02B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Prospera Financial Services's Q1 2024 filing shows 101 new, 528 increased, 423 reduced and 61 closed positions. Its largest new stake was FT Vest US Equity Buffer ETF January: 275,229 shares worth $11.6M. The largest sale was FT Vest Fund of Buffer ETFs, an estimated $12.5M.

By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 13% a quarter earlier, followed by Financials and Healthcare.

  • Prospera Financial Services's largest Q1 2024 buy was FT Vest US Equity Buffer ETF January: 275,229 shares worth $11.6M.
  • Prospera Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q1 2024, an estimated $9.86M increase.
  • Prospera Financial Services's biggest Q1 2024 reduction was FT Vest Fund of Buffer ETFs, cutting an estimated $12.5M.
  • Prospera Financial Services fully exited FT Vest Fund of Deep Buffer ETFs in Q1 2024, selling an estimated $6.39M.
  • Prospera Financial Services's ten largest holdings make up 20% of its $3.36B portfolio in Q1 2024.
  • Prospera Financial Services opened 101 new positions and closed 61 in Q1 2024.
  • Prospera Financial Services's portfolio value rose 11% quarter-over-quarter to $3.36B.

Based on Prospera Financial Services's 13F filing for Q1 2024, filed 13 Aug 2024.