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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+10.09%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$3.02B
AUM Growth
+$434M
Cap. Flow
+$181M
Cap. Flow %
5.99%
Top 10 Hldgs %
18.87%
Holding
1,133
New
127
Increased
429
Reduced
454
Closed
82

Top Buys

Rank Stock Value
1
XOM icon
ExxonMobil
XOM
+$18.5M
2
BUFR icon
FT Vest Fund of Buffer ETFs
BUFR
+$13.2M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$12.7M
4
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$11.7M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$11.5M

Top Sells

Rank Stock Value
1
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$31.8M
2
SPIP icon
State Street SPDR Portfolio TIPS ETF
SPIP
+$12.2M
3
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$7.03M
4
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$6.99M
5
IYK icon
iShares US Consumer Staples ETF
IYK
+$6.65M

Sector Composition

Rank Sector Weight
1 Technology 13.49%
2 Financials 6.53%
3 Healthcare 4.81%
4 Industrials 4.22%
5 Energy 4.07%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BBJP icon
501
JPMorgan BetaBuilders Japan ETF
BBJP
$17.1B
$870K 0.03%
16,574
+9,230
+126% +$469K
QQQM icon
502
Invesco NASDAQ 100 ETF
QQQM
$94.9B
$869K 0.03%
5,156
+2,026
+65% +$316K
DINT icon
503
Davis Select International ETF
DINT
$284M
$868K 0.03%
46,844
+6,022
+15% +$108K
PGR icon
504
Progressive
PGR
$128B
$866K 0.03%
5,434
-730
-12% -$114K
SWAV
505
DELISTED
Shockwave Medical, Inc. Common Stock
SWAV
$863K 0.03%
4,528
+723
+19% +$137K
BHP icon
506
BHP
BHP
$213B
$863K 0.03%
12,627
+282
+2% +$17K
AXP icon
507
American Express
AXP
$227B
$862K 0.03%
4,599
+849
+23% +$137K
EWG icon
508
iShares MSCI Germany ETF
EWG
$1.56B
$861K 0.03%
29,008
+442
+2% +$12.1K
SPHD icon
509
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
$3.42B
$859K 0.03%
20,251
-389
-2% -$15.5K
OEF icon
510
iShares S&P 100 ETF
OEF
$19.8B
$843K 0.03%
3,775
-46
-1% -$9.67K
GCOW icon
511
Pacer Global Cash Cows Dividend ETF
GCOW
$3.4B
$843K 0.03%
24,600
+771
+3% +$25.3K
TMUS icon
512
T-Mobile US
TMUS
$196B
$843K 0.03%
5,258
+974
+23% +$144K
CMS icon
513
CMS Energy
CMS
$23B
$841K 0.03%
14,489
-2,124
-13% -$119K
FXN icon
514
First Trust Energy AlphaDEX Fund
FXN
$371M
$834K 0.03%
49,964
+162
+0.3% +$2.76K
DDOG icon
515
Datadog
DDOG
$89.3B
$827K 0.03%
6,810
+376
+6% +$38.7K
OKE icon
516
Oneok
OKE
$55.9B
$825K 0.03%
11,743
-710
-6% -$47.6K
EWBC icon
517
East-West Bancorp
EWBC
$18B
$821K 0.03%
11,406
-3,524
-24% -$212K
BUD icon
518
AB InBev
BUD
$161B
$818K 0.03%
12,665
-1,058
-8% -$62.5K
XLU icon
519
State Street Utilities Select Sector SPDR ETF
XLU
$23.4B
$816K 0.03%
25,774
+2,332
+10% +$71.3K
CPRT icon
520
Copart
CPRT
$28.4B
$814K 0.03%
16,603
-5,022
-23% -$237K
KLAC icon
521
KLA
KLAC
$249B
$810K 0.03%
13,930
-1,590
-10% -$82.8K
VTWO icon
522
Vanguard Russell 2000 ETF
VTWO
$17.5B
$805K 0.03%
9,926
+1,183
+14% +$85.7K
IHDG icon
523
WisdomTree International Hedged Quality Dividend Growth Fund
IHDG
$2.22B
$804K 0.03%
19,159
+579
+3% +$23K
PRU icon
524
Prudential Financial
PRU
$43B
$800K 0.03%
7,716
-1,688
-18% -$162K
XLC icon
525
State Street Communication Services Select Sector SPDR ETF
XLC
$22.6B
$793K 0.03%
10,908
-16,606
-60% -$1.14M
19 20
21
22 23

Similar funds

AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q4 2023 Portfolio in Review

As of Q4 2023, Prospera Financial Services held 1,133 positions worth $3.02B, up 17% from $2.59B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Prospera Financial Services deployed $181M of net new capital in Q4 2023, opening 127 new positions and adding to 429 existing holdings. Its largest new stake was FT Vest Fund of Nasdaq-100 Buffer ETFs: 295,108 shares worth $7.97M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, down from 14% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was First Trust Dorsey Wright Focus 5 ETF, an estimated $31.8M trimmed.

  • Prospera Financial Services's largest Q4 2023 buy was FT Vest Fund of Nasdaq-100 Buffer ETFs: 295,108 shares worth $7.97M.
  • Prospera Financial Services added most to ExxonMobil in Q4 2023, an estimated $18.5M increase.
  • Prospera Financial Services's biggest Q4 2023 reduction was First Trust Dorsey Wright Focus 5 ETF, cutting an estimated $31.8M.
  • Prospera Financial Services fully exited State Street SPDR Portfolio TIPS ETF in Q4 2023, selling an estimated $12.2M.
  • Prospera Financial Services's ten largest holdings make up 19% of its $3.02B portfolio in Q4 2023.
  • Prospera Financial Services opened 127 new positions and closed 82 in Q4 2023.
  • Prospera Financial Services's portfolio value rose 17% quarter-over-quarter to $3.02B.

Based on Prospera Financial Services's 13F filing for Q4 2023, filed 14 Feb 2024.