We are live on ! Find out more
PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+8.46%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$2B
AUM Growth
+$79.6M
Cap. Flow
-$55.5M
Cap. Flow %
-2.78%
Top 10 Hldgs %
19.58%
Holding
980
New
149
Increased
367
Reduced
351
Closed
89

Top Buys

Rank Stock Value
1
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$51.5M
2
IFV icon
First Trust Dorsey Wright International Focus 5 ETF
IFV
+$16.5M
3
JEPI icon
JPMorgan Equity Premium Income ETF
JEPI
+$10.6M
4
FTCS icon
First Trust Capital Strength ETF
FTCS
+$10.4M
5
STIP icon
iShares 0-5 Year TIPS Bond ETF
STIP
+$9.68M

Top Sells

Rank Stock Value
1
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$39.2M
2
MSFT icon
Microsoft
MSFT
+$13.8M
3
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$12.1M
4
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$12.1M
5
PDBC icon
Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF
PDBC
+$11.5M

Sector Composition

Rank Sector Weight
1 Technology 10.64%
2 Financials 6.09%
3 Healthcare 5.83%
4 Energy 4.46%
5 Industrials 4.4%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CHY
501
Calamos Convertible and High Income Fund
CHY
$1B
$576K 0.03%
54,617
+4,851
+10% +$54K
TRTN
502
DELISTED
Triton International Limited
TRTN
$572K 0.03%
8,322
+285
+4% +$18K
INSP icon
503
Inspire Medical Systems
INSP
$1.49B
$569K 0.03%
+2,260
New +$482K
PSEC icon
504
Prospect Capital
PSEC
$1.13B
$565K 0.03%
+80,847
New +$581K
SDOG icon
505
ALPS Sector Dividend Dogs ETF
SDOG
$1.43B
$561K 0.03%
10,903
+2,005
+23% +$101K
EFG icon
506
iShares MSCI EAFE Growth ETF
EFG
$16.3B
$561K 0.03%
6,692
+3,779
+130% +$306K
HWC icon
507
Hancock Whitney
HWC
$6.15B
$557K 0.03%
11,507
+24
+0.2% +$1.24K
ARMK icon
508
Aramark
ARMK
$15.1B
$554K 0.03%
18,545
– –
TDIV icon
509
First Trust NASDAQ Technology Dividend Index Fund
TDIV
$4.12B
$552K 0.03%
11,543
+4,921
+74% +$235K
FPF
510
First Trust Intermediate Duration Preferred & Income Fund
FPF
$1.08B
$543K 0.03%
32,169
+1,000
+3% +$16.7K
SHYG icon
511
iShares 0-5 Year High Yield Corporate Bond ETF
SHYG
$7.61B
$542K 0.03%
+13,262
New +$543K
GIS icon
512
General Mills
GIS
$20.1B
$542K 0.03%
6,463
-4,113
-39% -$335K
IEZ icon
513
iShares US Oil Equipment & Services ETF
IEZ
$351M
$541K 0.03%
25,528
+4,313
+20% +$85K
TIPT icon
514
Tiptree Inc
TIPT
$688M
$535K 0.03%
38,647
– –
THQ
515
abrdn Healthcare Opportunities Fund
THQ
$785M
$534K 0.03%
26,954
+50
+0.2% +$986
ATO icon
516
Atmos Energy
ATO
$30.3B
$531K 0.03%
4,735
-12,170
-72% -$1.34M
LTPZ icon
517
PIMCO 15+ Year US TIPS Index Exchange-Traded Fund
LTPZ
$699M
$530K 0.03%
+9,097
New +$533K
VLO icon
518
Valero Energy
VLO
$89.4B
$530K 0.03%
4,174
-230
-5% -$28.9K
PFFV icon
519
Global X Variable Rate Preferred ETF
PFFV
$304M
$529K 0.03%
+23,495
New +$540K
NXPI icon
520
NXP Semiconductors
NXPI
$66.1B
$528K 0.03%
3,343
+753
+29% +$119K
STNE icon
521
StoneCo
STNE
$2.71B
$526K 0.03%
55,736
+10,782
+24% +$113K
XYZ
522
Block Inc
XYZ
$49.3B
$525K 0.03%
8,354
-1,133
-12% -$69.9K
HYD icon
523
VanEck High Yield Muni ETF
HYD
$4.45B
$525K 0.03%
10,379
-667
-6% -$33.7K
PWB icon
524
Invesco Large Cap Growth ETF
PWB
$2.23B
$523K 0.03%
8,747
-208
-2% -$12.6K
WELL icon
525
Welltower
WELL
$174B
$522K 0.03%
7,957
+609
+8% +$39.2K
19 20
21
22 23

Similar funds

AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q4 2022 Portfolio in Review

As of Q4 2022, Prospera Financial Services held 980 positions worth $2B, up 4.2% from $1.92B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Prospera Financial Services's Q4 2022 filing shows 149 new, 367 increased, 351 reduced and 89 closed positions. Its largest new stake was State Street SPDR Portfolio TIPS ETF: 357,247 shares worth $9.2M. The largest sale was First Trust Dorsey Wright Focus 5 ETF, an estimated $39.2M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, down from 13% a quarter earlier, followed by Financials and Healthcare.

  • Prospera Financial Services's largest Q4 2022 buy was State Street SPDR Portfolio TIPS ETF: 357,247 shares worth $9.2M.
  • Prospera Financial Services added most to First Trust Enhanced Short Maturity ETF in Q4 2022, an estimated $51.5M increase.
  • Prospera Financial Services's biggest Q4 2022 reduction was First Trust Dorsey Wright Focus 5 ETF, cutting an estimated $39.2M.
  • Prospera Financial Services fully exited Paycom in Q4 2022, selling an estimated $5.15M.
  • Prospera Financial Services's ten largest holdings make up 20% of its $2B portfolio in Q4 2022.
  • Prospera Financial Services opened 149 new positions and closed 89 in Q4 2022.
  • Prospera Financial Services's portfolio value rose 4.2% quarter-over-quarter to $2B.

Based on Prospera Financial Services's 13F filing for Q4 2022, filed 8 Feb 2023.