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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
-3.83%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$1.92B
AUM Growth
-$44.4M
Cap. Flow
+$64.1M
Cap. Flow %
3.35%
Top 10 Hldgs %
20.63%
Holding
1,691
New
67
Increased
511
Reduced
232
Closed
861

Top Buys

Rank Stock Value
1
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$24M
2
SSUS icon
Day Hagan/Ned Davis Research Smart Sector ETF
SSUS
+$19.5M
3
XBI icon
State Street SPDR S&P Biotech ETF
XBI
+$12.5M
4
AMD icon
Advanced Micro Devices
AMD
+$7.69M
5
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$7.06M

Top Sells

Rank Stock Value
1
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$46.7M
2
COWZ icon
Pacer US Cash Cows 100 ETF
COWZ
+$13.1M
3
JEPI icon
JPMorgan Equity Premium Income ETF
JEPI
+$12.9M
4
SPIP icon
State Street SPDR Portfolio TIPS ETF
SPIP
+$6.17M
5
VALE icon
Vale
VALE
+$5.04M

Sector Composition

Rank Sector Weight
1 Technology 13.28%
2 Financials 7.3%
3 Healthcare 6.57%
4 Consumer Staples 4.86%
5 Consumer Discretionary 4.85%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TRV icon
501
Travelers Companies
TRV
$82.9B
$541K 0.03%
3,523
+75
+2% +$12.2K
CBSH icon
502
Commerce Bancshares
CBSH
$8.64B
$537K 0.03%
9,869
+772
+8% +$44K
SPG icon
503
Simon Property Group
SPG
$76.8B
$536K 0.03%
5,978
+3,696
+162% +$378K
GTIP icon
504
Goldman Sachs Access Inflation Protected USD Bond ETF
GTIP
$292M
$533K 0.03%
11,182
-549
-5% -$28.2K
PRU icon
505
Prudential Financial
PRU
$43B
$527K 0.03%
6,136
+553
+10% +$53.2K
EWU icon
506
iShares MSCI United Kingdom ETF
EWU
$4.09B
$525K 0.03%
20,050
+19,714
+5,867% +$579K
HWC icon
507
Hancock Whitney
HWC
$6.19B
$525K 0.03%
11,483
+1,456
+15% +$70.1K
XYZ
508
Block Inc
XYZ
$49.5B
$522K 0.03%
9,487
+1,920
+25% +$136K
HSY icon
509
Hershey
HSY
$37.2B
$521K 0.03%
2,361
+302
+15% +$67.7K
WBD icon
510
Warner Bros
WBD
$64.2B
$521K 0.03%
45,294
+1,811
+4% +$24.6K
NEAR icon
511
iShares Short Maturity Bond ETF
NEAR
$4.82B
$518K 0.03%
10,527
– –
PAA icon
512
Plains All American Pipeline
PAA
$17.2B
$518K 0.03%
49,271
+2,203
+5% +$24.6K
FPF
513
First Trust Intermediate Duration Preferred & Income Fund
FPF
$1.08B
$517K 0.03%
31,169
– –
SHOP icon
514
Shopify
SHOP
$169B
$514K 0.03%
19,101
+3,871
+25% +$132K
NXST icon
515
Nexstar Media Group
NXST
$5.92B
$513K 0.03%
3,067
+106
+4% +$19.6K
ORCL icon
516
Oracle
ORCL
$346B
$512K 0.03%
8,374
+1,326
+19% +$97.1K
PWB icon
517
Invesco Large Cap Growth ETF
PWB
$2.24B
$510K 0.03%
8,955
-95
-1% -$5.96K
WMB icon
518
Williams Companies
WMB
$85.8B
$510K 0.03%
17,799
+14,459
+433% +$471K
CHY
519
Calamos Convertible and High Income Fund
CHY
$1B
$502K 0.03%
49,766
+800
+2% +$9.77K
TEVA icon
520
Teva Pharmaceuticals
TEVA
$36.9B
$499K 0.03%
61,810
+27,197
+79% +$240K
MPC icon
521
Marathon Petroleum
MPC
$89.3B
$498K 0.03%
5,018
-1,210
-19% -$113K
TSCO icon
522
Tractor Supply
TSCO
$16.5B
$495K 0.03%
13,275
-680
-5% -$26.5K
DHI icon
523
D.R. Horton
DHI
$42.3B
$494K 0.03%
7,337
+6,962
+1,857% +$512K
FE icon
524
FirstEnergy
FE
$28.7B
$493K 0.03%
+13,321
New +$526K
EOT
525
Eaton Vance National Municipal Opportunities Trust
EOT
$269M
$492K 0.03%
29,894
+4,155
+16% +$74.4K
19 20
21
22 23

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AG
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AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q3 2022 Portfolio in Review

As of Q3 2022, Prospera Financial Services held 1,691 positions worth $1.92B, down 2.3% from $1.96B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Prospera Financial Services deployed $64.1M of net new capital in Q3 2022, opening 67 new positions and adding to 511 existing holdings. Its largest new stake was Day Hagan/Ned Davis Research Smart Sector ETF: 613,408 shares worth $17.7M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, up from 13% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was First Trust Enhanced Short Maturity ETF, an estimated $46.7M trimmed.

  • Prospera Financial Services's largest Q3 2022 buy was Day Hagan/Ned Davis Research Smart Sector ETF: 613,408 shares worth $17.7M.
  • Prospera Financial Services added most to First Trust Dorsey Wright Focus 5 ETF in Q3 2022, an estimated $24M increase.
  • Prospera Financial Services's biggest Q3 2022 reduction was First Trust Enhanced Short Maturity ETF, cutting an estimated $46.7M.
  • Prospera Financial Services fully exited State Street SPDR Portfolio TIPS ETF in Q3 2022, selling an estimated $6.17M.
  • Prospera Financial Services's ten largest holdings make up 21% of its $1.92B portfolio in Q3 2022.
  • Prospera Financial Services opened 67 new positions and closed 861 in Q3 2022.
  • Prospera Financial Services's portfolio value fell 2.3% quarter-over-quarter to $1.92B.

Based on Prospera Financial Services's 13F filing for Q3 2022, filed 27 Oct 2022.