We are live on ! Find out more
PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
-2.3%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$2.39B
AUM Growth
+$74.7M
Cap. Flow
+$178M
Cap. Flow %
7.47%
Top 10 Hldgs %
21.9%
Holding
2,800
New
1,927
Increased
474
Reduced
338
Closed
16

Top Buys

Rank Stock Value
1
JEPI icon
JPMorgan Equity Premium Income ETF
JEPI
+$20.5M
2
PDBC icon
Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF
PDBC
+$14.3M
3
FTGC icon
First Trust Global Tactical Commodity Strategy Fund
FTGC
+$12.4M
4
TFI icon
State Street SPDR Nuveen ICE Municipal Bond ETF
TFI
+$6.72M
5
VTIP icon
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
+$6.44M

Top Sells

Rank Stock Value
1
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$13.7M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$12.6M
3
ABBV icon
AbbVie
ABBV
+$8.74M
4
PSK icon
State Street SPDR ICE Preferred Securities ETF
PSK
+$5.94M
5
UNL icon
United States 12 Month Natural Gas Fund
UNL
+$5.77M

Sector Composition

Rank Sector Weight
1 Technology 14.8%
2 Financials 8.1%
3 Healthcare 5.52%
4 Consumer Discretionary 5.05%
5 Industrials 4.83%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TDIV icon
501
First Trust NASDAQ Technology Dividend Index Fund
TDIV
$4.11B
$702K 0.03%
11,908
+5,926
+99% +$352K
IVT icon
502
InvenTrust Properties
IVT
$2.8B
$700K 0.03%
22,748
+4,165
+22% +$113K
ANGL icon
503
VanEck Fallen Angel High Yield Bond ETF
ANGL
$3.08B
$698K 0.03%
+22,970
New +$714K
ASML icon
504
ASML
ASML
$609B
$697K 0.03%
1,044
-3,781
-78% -$2.53M
LUV icon
505
Southwest Airlines
LUV
$21.9B
$697K 0.03%
15,218
+5,904
+63% +$260K
RSG icon
506
Republic Services
RSG
$67.4B
$696K 0.03%
5,252
+483
+10% +$61.4K
ORCL icon
507
Oracle
ORCL
$345B
$695K 0.03%
8,408
+1,241
+17% +$101K
UCON icon
508
First Trust Smith Unconstrained Bond ETF
UCON
$3.27B
$690K 0.03%
27,029
+676
+3% +$17.5K
NEM icon
509
Newmont
NEM
$97B
$684K 0.03%
8,607
+5,007
+139% +$339K
RMT
510
Royce Micro-Cap Trust
RMT
$722M
$681K 0.03%
64,745
-775
-1% -$8.12K
XEL icon
511
Xcel Energy
XEL
$49.1B
$680K 0.03%
9,421
+146
+2% +$10K
VONV icon
512
Vanguard Russell 1000 Value ETF
VONV
$20.6B
$679K 0.03%
9,325
+4,575
+96% +$330K
SCHM icon
513
Schwab US Mid-Cap ETF
SCHM
$14.3B
$677K 0.03%
26,700
-327
-1% -$8.2K
C icon
514
Citigroup
C
$215B
$674K 0.03%
12,604
+3,434
+37% +$212K
FIF
515
DELISTED
FIRST TRUST ENERGY INFRASTRUCTURE FUND
FIF
$674K 0.03%
44,248
+1,867
+4% +$26.3K
IJT icon
516
iShares S&P Small-Cap 600 Growth ETF
IJT
$8.19B
$668K 0.03%
5,338
+1,573
+42% +$198K
TOTL icon
517
State Street DoubleLine Total Return Tactical ETF
TOTL
$4.1B
$664K 0.03%
14,832
-2,140
-13% -$98.4K
FCX icon
518
Freeport-McMoran
FCX
$86.8B
$663K 0.03%
13,320
+7,833
+143% +$347K
TSCO icon
519
Tractor Supply
TSCO
$16.4B
$660K 0.03%
14,100
-1,150
-8% -$50.8K
ICLN icon
520
iShares Global Clean Energy ETF
ICLN
$2.24B
$659K 0.03%
30,629
-175
-0.6% -$3.42K
PSEC icon
521
Prospect Capital
PSEC
$1.1B
$658K 0.03%
79,500
+2,500
+3% +$20.8K
GIS icon
522
General Mills
GIS
$20.2B
$657K 0.03%
9,699
+142
+1% +$9.52K
FPF
523
First Trust Intermediate Duration Preferred & Income Fund
FPF
$1.07B
$656K 0.03%
29,819
+3,857
+15% +$85.9K
NXPI icon
524
NXP Semiconductors
NXPI
$62.5B
$656K 0.03%
3,522
-5,166
-59% -$1.02M
DFND
525
DELISTED
Siren DIVCON Dividend Defender ETF
DFND
$651K 0.03%
17,702
+3,944
+29% +$149K
19 20
21
22 23

Similar funds

AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q1 2022 Portfolio in Review

As of Q1 2022, Prospera Financial Services held 2,800 positions worth $2.39B, up 3.2% from $2.31B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Prospera Financial Services deployed $178M of net new capital in Q1 2022, opening 1,927 new positions and adding to 474 existing holdings. Its largest new stake was Leslie's: 10,182 shares worth $3.94M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, down from 16% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was First Trust Dorsey Wright Focus 5 ETF, an estimated $13.7M trimmed.

  • Prospera Financial Services's largest Q1 2022 buy was Leslie's: 10,182 shares worth $3.94M.
  • Prospera Financial Services added most to JPMorgan Equity Premium Income ETF in Q1 2022, an estimated $20.5M increase.
  • Prospera Financial Services's biggest Q1 2022 reduction was First Trust Dorsey Wright Focus 5 ETF, cutting an estimated $13.7M.
  • Prospera Financial Services fully exited Royal Dutch Shell PLC ADS Class B in Q1 2022, selling an estimated $2.63M.
  • Prospera Financial Services's ten largest holdings make up 22% of its $2.39B portfolio in Q1 2022.
  • Prospera Financial Services opened 1,927 new positions and closed 16 in Q1 2022.
  • Prospera Financial Services's portfolio value rose 3.2% quarter-over-quarter to $2.39B.

Based on Prospera Financial Services's 13F filing for Q1 2022, filed 4 May 2022.