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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
-0.25%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$2.01B
AUM Growth
+$12.5M
Cap. Flow
+$31.2M
Cap. Flow %
1.56%
Top 10 Hldgs %
24.22%
Holding
867
New
78
Increased
385
Reduced
279
Closed
74

Top Buys

Rank Stock Value
1
FIS icon
Fidelity National Information Services
FIS
+$6.93M
2
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$6.4M
3
IYJ icon
iShares US Industrials ETF
IYJ
+$4.7M
4
RDVY icon
First Trust Rising Dividend Achievers ETF
RDVY
+$4.69M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$4.22M

Top Sells

Rank Stock Value
1
MCK icon
McKesson
MCK
+$6.6M
2
IBND icon
State Street SPDR Bloomberg International Corporate Bond ETF
IBND
+$6.21M
3
JCI icon
Johnson Controls International
JCI
+$5.71M
4
IYE icon
iShares US Energy ETF
IYE
+$4.55M
5
PRGO icon
Perrigo
PRGO
+$3.94M

Sector Composition

Rank Sector Weight
1 Technology 15.35%
2 Financials 8.53%
3 Consumer Discretionary 5.81%
4 Industrials 5.22%
5 Healthcare 5.04%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DFND
501
DELISTED
Siren DIVCON Dividend Defender ETF
DFND
$561K 0.03%
14,719
+478
+3% +$18.8K
DAL icon
502
Delta Air Lines
DAL
$57B
$559K 0.03%
13,128
-1,825
-12% -$74.5K
PRU icon
503
Prudential Financial
PRU
$42.3B
$556K 0.03%
5,284
+627
+13% +$64.6K
UBER icon
504
Uber
UBER
$139B
$556K 0.03%
12,410
+2,489
+25% +$109K
PXD
505
DELISTED
Pioneer Natural Resource Co.
PXD
$553K 0.03%
3,320
+398
+14% +$60.2K
TEVA icon
506
Teva Pharmaceuticals
TEVA
$36.2B
$552K 0.03%
56,683
-5,147
-8% -$48.2K
PPL
507
PPL Corp
PPL
$27.1B
$549K 0.03%
19,693
+286
+1% +$8.25K
IYG icon
508
iShares US Financial Services ETF
IYG
$2.16B
$548K 0.03%
8,736
– –
SHLS icon
509
Shoals Technologies Group
SHLS
$1.57B
$547K 0.03%
+19,609
New +$609K
DINT icon
510
Davis Select International ETF
DINT
$283M
$540K 0.03%
27,437
+4,555
+20% +$94.3K
PAA icon
511
Plains All American Pipeline
PAA
$17.1B
$540K 0.03%
53,130
+445
+0.8% +$4.42K
ARKG icon
512
ARK Genomic Revolution ETF
ARKG
$1.54B
$539K 0.03%
7,208
+980
+16% +$82.2K
LUV icon
513
Southwest Airlines
LUV
$22.2B
$539K 0.03%
10,470
+560
+6% +$28.3K
SON icon
514
Sonoco
SON
$5.8B
$539K 0.03%
9,046
+208
+2% +$13.3K
XYL icon
515
Xylem
XYL
$28.6B
$538K 0.03%
4,354
+17
+0.4% +$2.19K
VT icon
516
Vanguard Total World Stock ETF
VT
$76.4B
$534K 0.03%
5,240
– –
MHF
517
Western Asset Municipal High Income Fund
MHF
$152M
$532K 0.03%
66,996
+9,800
+17% +$80.2K
SCHB icon
518
Schwab US Broad Market ETF
SCHB
$42.8B
$530K 0.03%
30,636
+420
+1% +$7.47K
IBB icon
519
iShares Biotechnology ETF
IBB
$9.44B
$529K 0.03%
3,268
-321
-9% -$54K
BF.B icon
520
Brown-Forman Class B
BF.B
$12.6B
$528K 0.03%
7,879
+72
+0.9% +$5.1K
CARR icon
521
Carrier Global
CARR
$57.6B
$528K 0.03%
+10,196
New +$549K
DG icon
522
Dollar General
DG
$27.2B
$528K 0.03%
2,487
+578
+30% +$130K
UBSI icon
523
United Bankshares
UBSI
$6.57B
$528K 0.03%
14,519
-211
-1% -$7.38K
ARKW icon
524
ARK Web x.0 ETF
ARKW
$1.65B
$521K 0.03%
3,755
-7,672
-67% -$1.13M
SPAB icon
525
State Street SPDR Portfolio Aggregate Bond ETF
SPAB
$9.78B
$519K 0.03%
17,394
+290
+2% +$8.74K
19 20
21
22 23

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AG
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AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q3 2021 Portfolio in Review

As of Q3 2021, Prospera Financial Services held 867 positions worth $2.01B, up 0.63% from $1.99B the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Prospera Financial Services's Q3 2021 filing shows 78 new, 385 increased, 279 reduced and 74 closed positions. Its largest new stake was Carlyle Group: 86,444 shares worth $4.09M. The largest sale was McKesson, an estimated $6.6M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, up from 15% a quarter earlier, followed by Financials and Consumer Discretionary.

  • Prospera Financial Services's largest Q3 2021 buy was Carlyle Group: 86,444 shares worth $4.09M.
  • Prospera Financial Services added most to Fidelity National Information Services in Q3 2021, an estimated $6.93M increase.
  • Prospera Financial Services's biggest Q3 2021 reduction was McKesson, cutting an estimated $6.6M.
  • Prospera Financial Services fully exited State Street SPDR Bloomberg International Corporate Bond ETF in Q3 2021, selling an estimated $6.21M.
  • Prospera Financial Services's ten largest holdings make up 24% of its $2.01B portfolio in Q3 2021.
  • Prospera Financial Services opened 78 new positions and closed 74 in Q3 2021.
  • Prospera Financial Services's portfolio value rose 0.63% quarter-over-quarter to $2.01B.

Based on Prospera Financial Services's 13F filing for Q3 2021, filed 12 Nov 2021.