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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+6.8%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$262M
AUM Growth
-$867M
Cap. Flow
-$932M
Cap. Flow %
-356.11%
Top 10 Hldgs %
21.54%
Holding
1,727
New
1,155
Increased
43
Reduced
426
Closed
90

Top Buys

Rank Stock Value
1
IYK icon
iShares US Consumer Staples ETF
IYK
+$2.05M
2
IYJ icon
iShares US Industrials ETF
IYJ
+$1.75M
3
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$1.38M
4
QQQH
NEOS Nasdaq-100 Hedged Equity Income ETF
QQQH
+$974K
5
GNMA icon
iShares GNMA Bond ETF
GNMA
+$899K

Top Sells

Rank Stock Value
1
DWFI
SPDR Dorsey Wright Fixed Income Allocation ETF
DWFI
+$63.8M
2
AAPL icon
Apple
AAPL
+$59.8M
3
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$49.9M
4
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$31.7M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$25.6M

Sector Composition

Rank Sector Weight
1 Financials 10.9%
2 Industrials 9.98%
3 Technology 7.94%
4 Healthcare 6.42%
5 Consumer Discretionary 5%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KRTX
501
DELISTED
Karuna Therapeutics, Inc. Common Stock
KRTX
$73K 0.03%
+942
New +$80.3K
EXC icon
502
Exelon
EXC
$48.1B
$72K 0.03%
+2,811
New +$74.5K
UBER icon
503
Uber
UBER
$145B
$72K 0.03%
1,975
-8,078
-80% -$267K
CTVA icon
504
Corteva
CTVA
$60.5B
$71K 0.03%
+2,476
New +$69.7K
IR icon
505
Ingersoll Rand
IR
$33.1B
$71K 0.03%
+1,996
New +$66.8K
LI icon
506
Li Auto
LI
$14.4B
$71K 0.03%
+4,100
New +$68.5K
NCLH icon
507
Norwegian Cruise Line
NCLH
$9.53B
$71K 0.03%
+4,126
New +$65.3K
RCL icon
508
Royal Caribbean
RCL
$86.5B
$71K 0.03%
+1,096
New +$64.5K
SCHM icon
509
Schwab US Mid-Cap ETF
SCHM
$14.2B
$71K 0.03%
3,825
-31,020
-89% -$575K
CTRA
510
DELISTED
Coterra Energy
CTRA
$70K 0.03%
+4,043
New +$75.6K
IGSB icon
511
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$23B
$70K 0.03%
1,278
-9,070
-88% -$498K
JBHT icon
512
JB Hunt Transport Services
JBHT
$25.9B
$70K 0.03%
+555
New +$73.9K
WMB icon
513
Williams Companies
WMB
$85.8B
$70K 0.03%
+3,520
New +$71.7K
GWPH
514
DELISTED
GW Pharmaceuticals Plc American Depositary Shares
GWPH
$70K 0.03%
724
-1,144
-61% -$132K
CWB icon
515
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.41B
$69K 0.03%
1,000
-34,298
-97% -$2.28M
HEDJ icon
516
WisdomTree Europe Hedged Equity Fund
HEDJ
$1.81B
$69K 0.03%
+2,244
New +$69.9K
SYF icon
517
Synchrony
SYF
$24.4B
$69K 0.03%
2,655
-9,554
-78% -$232K
SRC
518
DELISTED
SPIRIT REALTY CAPITAL, INC.
SRC
$69K 0.03%
+2,053
New +$71.6K
XLRN
519
DELISTED
Acceleron Pharma
XLRN
$69K 0.03%
+609
New +$60.6K
AOD
520
abrdn Total Dynamic Dividend Fund
AOD
$1.08B
$68K 0.03%
+8,511
New +$68K
DELL icon
521
Dell
DELL
$239B
$68K 0.03%
+1,973
New +$61.5K
RNG icon
522
RingCentral
RNG
$4.83B
$68K 0.03%
246
-4,217
-94% -$1.17M
SAGE
523
DELISTED
Sage Therapeutics
SAGE
$68K 0.03%
+1,118
New +$56.7K
SJI
524
DELISTED
South Jersey Industries, Inc.
SJI
$68K 0.03%
+3,516
New +$78.7K
RNP icon
525
Cohen & Steers REIT and Preferred and Income Fund
RNP
$989M
$67K 0.03%
+3,333
New +$65.7K
19 20
21
22 23

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AG
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AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q3 2020 Portfolio in Review

As of Q3 2020, Prospera Financial Services held 1,727 positions worth $262M, down 77% from $1.13B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Prospera Financial Services withdrew a net $932M in Q3 2020, closing 90 positions and reducing 426 holdings. Its most notable exit was Netflix, an estimated $6.67M position sold in full.

By sector, the portfolio is most concentrated in Financials at 11% of assets, up from 6.9% a quarter earlier, followed by Industrials and Technology.

Against the trend, Prospera Financial Services opened a new position in NEOS Nasdaq-100 Hedged Equity Income ETF worth $924K.

  • Prospera Financial Services's largest Q3 2020 buy was NEOS Nasdaq-100 Hedged Equity Income ETF: 17,898 shares worth $924K.
  • Prospera Financial Services added most to iShares US Consumer Staples ETF in Q3 2020, an estimated $2.05M increase.
  • Prospera Financial Services's biggest Q3 2020 reduction was SPDR Dorsey Wright Fixed Income Allocation ETF, cutting an estimated $63.8M.
  • Prospera Financial Services fully exited Netflix in Q3 2020, selling an estimated $6.67M.
  • Prospera Financial Services's ten largest holdings make up 22% of its $262M portfolio in Q3 2020.
  • Prospera Financial Services opened 1,155 new positions and closed 90 in Q3 2020.
  • Prospera Financial Services's portfolio value fell 77% quarter-over-quarter to $262M.

Based on Prospera Financial Services's 13F filing for Q3 2020, filed 4 Nov 2020.