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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
-13.11%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$942M
AUM Growth
-$356M
Cap. Flow
-$167M
Cap. Flow %
-17.72%
Top 10 Hldgs %
30.97%
Holding
651
New
56
Increased
213
Reduced
222
Closed
142

Top Buys

Rank Stock Value
1
DWFI
SPDR Dorsey Wright Fixed Income Allocation ETF
DWFI
+$29.8M
2
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$20.5M
3
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$11.8M
4
AMD icon
Advanced Micro Devices
AMD
+$5.54M
5
USO icon
United States Oil Fund
USO
+$4.9M

Top Sells

Rank Stock Value
1
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$74M
2
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$26.4M
3
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$25.5M
4
VMC icon
Vulcan Materials
VMC
+$6.18M
5
DHR icon
Danaher
DHR
+$4.96M

Sector Composition

Rank Sector Weight
1 Technology 10.54%
2 Financials 7.17%
3 Healthcare 6.32%
4 Consumer Staples 4.89%
5 Consumer Discretionary 4.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ABR icon
501
Arbor Realty Trust
ABR
$977M
$65K 0.01%
+13,336
New +$163K
HEPA
502
DELISTED
Hepion Pharmaceuticals
HEPA
$62K 0.01%
35
+22
+169% +$87.9K
NOVN
503
DELISTED
Novan, Inc. Common Stock
NOVN
$54K 0.01%
11,405
+1,160
+11% +$6.59K
JMLP
504
DELISTED
NUVEEN ALL CAP ENERGY MLP OPPORTUNITIES FUND
JMLP
$35K ﹤0.01%
31,336
-1,822
-5% -$7K
CRDF icon
505
Cardiff Oncology
CRDF
$63M
$24K ﹤0.01%
23,270
-8,100
-26% -$11.4K
ASAP
506
DELISTED
Waitr Holdings Inc. Common Stock
ASAP
$16K ﹤0.01%
670
+25
+4% +$282
CHK
507
DELISTED
Chesapeake Energy Corporation
CHK
$8K ﹤0.01%
242
+154
+175% +$13.5K
GSV
508
DELISTED
Gold Standard Ventures Corp.
GSV
$7K ﹤0.01%
+15,000
New +$9.95K
HPR
509
DELISTED
HighPoint Resources Corporation
HPR
$3K ﹤0.01%
271
– –
ACWI icon
510
iShares MSCI ACWI ETF
ACWI
$32B
– –
-5,002
Closed -$396K
AEM icon
511
Agnico Eagle Mines
AEM
$72.2B
– –
-5,934
Closed -$366K
AGD
512
abrdn Global Dynamic Dividend Fund
AGD
$313M
– –
-12,060
Closed -$125K
ALB icon
513
Albemarle
ALB
$13.4B
– –
-2,883
Closed -$211K
AMP icon
514
Ameriprise Financial
AMP
$47.8B
– –
-1,261
Closed -$210K
ANET icon
515
Arista Networks
ANET
$199B
– –
-18,144
Closed -$231K
ARGX icon
516
argenx
ARGX
$55.2B
– –
-1,754
Closed -$282K
ATO icon
517
Atmos Energy
ATO
$29.7B
– –
-11,464
Closed -$1.28M
AZO icon
518
AutoZone
AZO
$51.3B
– –
-2,375
Closed -$2.83M
BTI icon
519
British American Tobacco
BTI
$136B
– –
-5,478
Closed -$233K
BUD icon
520
AB InBev
BUD
$164B
– –
-4,201
Closed -$345K
CDNS icon
521
Cadence Design Systems
CDNS
$91.6B
– –
-28,719
Closed -$1.99M
CFR icon
522
Cullen/Frost Bankers
CFR
$10.5B
– –
-3,469
Closed -$339K
CHTR icon
523
Charter Communications
CHTR
$17.3B
– –
-5,032
Closed -$2.44M
CMI icon
524
Cummins
CMI
$83.6B
– –
-2,216
Closed -$397K
CNK icon
525
Cinemark Holdings
CNK
$4.07B
– –
-6,500
Closed -$220K
19 20
21
22 23

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AG
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AMH
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EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
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CIA
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PS
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PFA
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RBI
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Prospera Financial Services's Q1 2020 Portfolio in Review

As of Q1 2020, Prospera Financial Services held 651 positions worth $942M, down 27% from $1.3B the previous quarter. Its ten largest holdings account for 31% of the portfolio.

Prospera Financial Services withdrew a net $167M in Q1 2020, closing 142 positions and reducing 222 holdings. Its most notable exit was Vulcan Materials, an estimated $6.18M position sold in full.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 9.7% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Prospera Financial Services opened a new position in United States Oil Fund worth $2.14M.

  • Prospera Financial Services's largest Q1 2020 buy was United States Oil Fund: 63,650 shares worth $2.14M.
  • Prospera Financial Services added most to SPDR Dorsey Wright Fixed Income Allocation ETF in Q1 2020, an estimated $29.8M increase.
  • Prospera Financial Services's biggest Q1 2020 reduction was First Trust Dorsey Wright Focus 5 ETF, cutting an estimated $74M.
  • Prospera Financial Services fully exited Vulcan Materials in Q1 2020, selling an estimated $6.18M.
  • Prospera Financial Services's ten largest holdings make up 31% of its $942M portfolio in Q1 2020.
  • Prospera Financial Services opened 56 new positions and closed 142 in Q1 2020.
  • Prospera Financial Services's portfolio value fell 27% quarter-over-quarter to $942M.

Based on Prospera Financial Services's 13F filing for Q1 2020, filed 15 May 2020.