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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+10.09%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$3.02B
AUM Growth
+$434M
Cap. Flow
+$181M
Cap. Flow %
5.99%
Top 10 Hldgs %
18.87%
Holding
1,133
New
127
Increased
429
Reduced
454
Closed
82

Top Buys

Rank Stock Value
1
XOM icon
ExxonMobil
XOM
+$18.5M
2
BUFR icon
FT Vest Fund of Buffer ETFs
BUFR
+$13.2M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$12.7M
4
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$11.7M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$11.5M

Top Sells

Rank Stock Value
1
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$31.8M
2
SPIP icon
State Street SPDR Portfolio TIPS ETF
SPIP
+$12.2M
3
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$7.03M
4
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$6.99M
5
IYK icon
iShares US Consumer Staples ETF
IYK
+$6.65M

Sector Composition

Rank Sector Weight
1 Technology 13.49%
2 Financials 6.53%
3 Healthcare 4.81%
4 Industrials 4.22%
5 Energy 4.07%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PICK icon
476
iShares MSCI Global Metals & Mining Producers ETF
PICK
$2.24B
$973K 0.03%
22,589
+1,853
+9% +$73.7K
DVN icon
477
Devon Energy
DVN
$50.9B
$959K 0.03%
21,173
-827
-4% -$37.9K
MKC icon
478
McCormick & Company Non-Voting
MKC
$13.7B
$958K 0.03%
13,999
+3,489
+33% +$228K
SCHW
479
Charles Schwab
SCHW
$181B
$953K 0.03%
13,858
+631
+5% +$36.4K
RRX icon
480
Regal Rexnord
RRX
$13.5B
$949K 0.03%
6,409
+568
+10% +$71.7K
STNE icon
481
StoneCo
STNE
$2.78B
$948K 0.03%
52,555
-332
-0.6% -$4.36K
MXI icon
482
iShares Global Materials ETF
MXI
$346M
$947K 0.03%
10,855
-5,961
-35% -$480K
DSEP icon
483
FT Vest US Equity Deep Buffer ETF September
DSEP
$349M
$947K 0.03%
25,983
– –
USVT
484
DELISTED
US Value ETF
USVT
$946K 0.03%
32,336
+7,089
+28% +$193K
SOFI icon
485
SoFi Technologies
SOFI
$21.1B
$946K 0.03%
95,031
+1,117
+1% +$8.88K
FXH icon
486
First Trust Health Care AlphaDEX Fund
FXH
$1.04B
$946K 0.03%
9,131
-522
-5% -$50.3K
BE icon
487
Bloom Energy
BE
$61B
$942K 0.03%
63,659
+2,506
+4% +$31.4K
VAW icon
488
Vanguard Materials ETF
VAW
$3.02B
$940K 0.03%
4,949
+61
+1% +$10.7K
LDUR icon
489
PIMCO Enhanced Low Duration Active Exchange-Traded Fund
LDUR
$1.37B
$932K 0.03%
9,838
-67
-0.7% -$6.29K
XLP icon
490
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.3B
$930K 0.03%
12,915
-37
-0.3% -$2.56K
SPGI icon
491
S&P Global
SPGI
$122B
$928K 0.03%
2,106
-48
-2% -$18.9K
DFAS icon
492
Dimensional US Small Cap ETF
DFAS
$15.4B
$926K 0.03%
15,532
– –
PINS icon
493
Pinterest
PINS
$13.7B
$924K 0.03%
24,953
-1,516
-6% -$47.6K
ROK icon
494
Rockwell Automation
ROK
$52.4B
$923K 0.03%
2,973
-109
-4% -$30.5K
ETR icon
495
Entergy
ETR
$50.4B
$921K 0.03%
18,204
+1,384
+8% +$67.6K
ARKK icon
496
ARK Innovation ETF
ARKK
$5.77B
$901K 0.03%
17,210
-600
-3% -$26K
PPA icon
497
Invesco Aerospace & Defense ETF
PPA
$8.15B
$896K 0.03%
9,725
+102
+1% +$8.72K
MMM icon
498
3M
MMM
$90.8B
$886K 0.03%
9,691
-965
-9% -$77.4K
VOT icon
499
Vanguard Morningstar Mid-Cap Growth ETF
VOT
$19.2B
$882K 0.03%
4,015
+169
+4% +$33.8K
ENB icon
500
Enbridge
ENB
$121B
$874K 0.03%
24,269
-11,624
-32% -$392K
18 19
20
21 22

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AG
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AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
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RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q4 2023 Portfolio in Review

As of Q4 2023, Prospera Financial Services held 1,133 positions worth $3.02B, up 17% from $2.59B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Prospera Financial Services deployed $181M of net new capital in Q4 2023, opening 127 new positions and adding to 429 existing holdings. Its largest new stake was FT Vest Fund of Nasdaq-100 Buffer ETFs: 295,108 shares worth $7.97M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, down from 14% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was First Trust Dorsey Wright Focus 5 ETF, an estimated $31.8M trimmed.

  • Prospera Financial Services's largest Q4 2023 buy was FT Vest Fund of Nasdaq-100 Buffer ETFs: 295,108 shares worth $7.97M.
  • Prospera Financial Services added most to ExxonMobil in Q4 2023, an estimated $18.5M increase.
  • Prospera Financial Services's biggest Q4 2023 reduction was First Trust Dorsey Wright Focus 5 ETF, cutting an estimated $31.8M.
  • Prospera Financial Services fully exited State Street SPDR Portfolio TIPS ETF in Q4 2023, selling an estimated $12.2M.
  • Prospera Financial Services's ten largest holdings make up 19% of its $3.02B portfolio in Q4 2023.
  • Prospera Financial Services opened 127 new positions and closed 82 in Q4 2023.
  • Prospera Financial Services's portfolio value rose 17% quarter-over-quarter to $3.02B.

Based on Prospera Financial Services's 13F filing for Q4 2023, filed 14 Feb 2024.