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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+8.46%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$2B
AUM Growth
+$79.6M
Cap. Flow
-$55.5M
Cap. Flow %
-2.78%
Top 10 Hldgs %
19.58%
Holding
980
New
149
Increased
367
Reduced
351
Closed
89

Top Buys

Rank Stock Value
1
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$51.5M
2
IFV icon
First Trust Dorsey Wright International Focus 5 ETF
IFV
+$16.5M
3
JEPI icon
JPMorgan Equity Premium Income ETF
JEPI
+$10.6M
4
FTCS icon
First Trust Capital Strength ETF
FTCS
+$10.4M
5
STIP icon
iShares 0-5 Year TIPS Bond ETF
STIP
+$9.68M

Top Sells

Rank Stock Value
1
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$39.2M
2
MSFT icon
Microsoft
MSFT
+$13.8M
3
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$12.1M
4
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$12.1M
5
PDBC icon
Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF
PDBC
+$11.5M

Sector Composition

Rank Sector Weight
1 Technology 10.64%
2 Financials 6.09%
3 Healthcare 5.83%
4 Energy 4.46%
5 Industrials 4.4%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VOT icon
476
Vanguard Morningstar Mid-Cap Growth ETF
VOT
$18.9B
$626K 0.03%
3,484
-91
-3% -$16.5K
FDN icon
477
First Trust Dow Jones Internet Index Fund ETF
FDN
$4.99B
$625K 0.03%
5,074
+91
+2% +$11.6K
FANG icon
478
Diamondback Energy
FANG
$56B
$622K 0.03%
4,545
+1,315
+41% +$192K
FTLS icon
479
First Trust Long/Short Equity ETF
FTLS
$2.44B
$619K 0.03%
12,663
+5,545
+78% +$272K
QUAL icon
480
iShares MSCI USA Quality Factor ETF
QUAL
$45.7B
$610K 0.03%
5,349
-1,380
-21% -$157K
TTD icon
481
Trade Desk
TTD
$8.97B
$610K 0.03%
13,597
+85
+0.6% +$4.31K
PAA icon
482
Plains All American Pipeline
PAA
$17.6B
$607K 0.03%
51,657
+2,386
+5% +$28.3K
TSCO icon
483
Tractor Supply
TSCO
$16.3B
$603K 0.03%
13,390
+115
+0.9% +$4.88K
ACGL icon
484
Arch Capital
ACGL
$35.7B
$602K 0.03%
9,589
-17,084
-64% -$954K
AXP icon
485
American Express
AXP
$224B
$601K 0.03%
4,064
+65
+2% +$9.63K
ICLN icon
486
iShares Global Clean Energy ETF
ICLN
$2.22B
$598K 0.03%
30,148
+387
+1% +$7.61K
GM icon
487
General Motors
GM
$80.9B
$597K 0.03%
17,748
-25,045
-59% -$926K
UBER icon
488
Uber
UBER
$145B
$595K 0.03%
24,068
+602
+3% +$16.5K
WPM icon
489
Wheaton Precious Metals
WPM
$49.7B
$591K 0.03%
+15,120
New +$547K
BF.B icon
490
Brown-Forman Class B
BF.B
$13.5B
$587K 0.03%
8,934
+29
+0.3% +$1.97K
IEF icon
491
iShares 7-10 Year Treasury Bond ETF
IEF
$47.2B
$587K 0.03%
+6,124
New +$588K
CCJ icon
492
Cameco
CCJ
$36.8B
$586K 0.03%
+25,866
New +$608K
IWV icon
493
iShares Russell 3000 ETF
IWV
$19.2B
$585K 0.03%
2,650
-764
-22% -$170K
DOW icon
494
Dow Inc
DOW
$22B
$585K 0.03%
11,603
-2,935
-20% -$143K
GDXJ icon
495
VanEck Junior Gold Miners ETF
GDXJ
$6.86B
$584K 0.03%
+16,387
New +$539K
CGDV icon
496
Capital Group Dividend Value ETF
CGDV
$36.8B
$582K 0.03%
+24,663
New +$565K
NXST icon
497
Nexstar Media Group
NXST
$6.01B
$581K 0.03%
3,318
+251
+8% +$44.1K
CBSH icon
498
Commerce Bancshares
CBSH
$8.68B
$580K 0.03%
9,865
-4
-0% -$233
UBSI icon
499
United Bankshares
UBSI
$6.69B
$578K 0.03%
14,268
+729
+5% +$29.5K
GLU
500
Gabelli Utility & Income Trust
GLU
$113M
$577K 0.03%
41,007
+12,221
+42% +$175K
18 19
20
21 22

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AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
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RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q4 2022 Portfolio in Review

As of Q4 2022, Prospera Financial Services held 980 positions worth $2B, up 4.2% from $1.92B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Prospera Financial Services's Q4 2022 filing shows 149 new, 367 increased, 351 reduced and 89 closed positions. Its largest new stake was State Street SPDR Portfolio TIPS ETF: 357,247 shares worth $9.2M. The largest sale was First Trust Dorsey Wright Focus 5 ETF, an estimated $39.2M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, down from 13% a quarter earlier, followed by Financials and Healthcare.

  • Prospera Financial Services's largest Q4 2022 buy was State Street SPDR Portfolio TIPS ETF: 357,247 shares worth $9.2M.
  • Prospera Financial Services added most to First Trust Enhanced Short Maturity ETF in Q4 2022, an estimated $51.5M increase.
  • Prospera Financial Services's biggest Q4 2022 reduction was First Trust Dorsey Wright Focus 5 ETF, cutting an estimated $39.2M.
  • Prospera Financial Services fully exited Paycom in Q4 2022, selling an estimated $5.15M.
  • Prospera Financial Services's ten largest holdings make up 20% of its $2B portfolio in Q4 2022.
  • Prospera Financial Services opened 149 new positions and closed 89 in Q4 2022.
  • Prospera Financial Services's portfolio value rose 4.2% quarter-over-quarter to $2B.

Based on Prospera Financial Services's 13F filing for Q4 2022, filed 8 Feb 2023.