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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
-3.83%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$1.92B
AUM Growth
-$44.4M
Cap. Flow
+$64.1M
Cap. Flow %
3.35%
Top 10 Hldgs %
20.63%
Holding
1,691
New
67
Increased
511
Reduced
232
Closed
861

Top Buys

Rank Stock Value
1
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$24M
2
SSUS icon
Day Hagan/Ned Davis Research Smart Sector ETF
SSUS
+$19.5M
3
XBI icon
State Street SPDR S&P Biotech ETF
XBI
+$12.5M
4
AMD icon
Advanced Micro Devices
AMD
+$7.69M
5
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$7.06M

Top Sells

Rank Stock Value
1
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$46.7M
2
COWZ icon
Pacer US Cash Cows 100 ETF
COWZ
+$13.1M
3
JEPI icon
JPMorgan Equity Premium Income ETF
JEPI
+$12.9M
4
SPIP icon
State Street SPDR Portfolio TIPS ETF
SPIP
+$6.17M
5
VALE icon
Vale
VALE
+$5.04M

Sector Composition

Rank Sector Weight
1 Technology 13.28%
2 Financials 7.3%
3 Healthcare 6.57%
4 Consumer Staples 4.86%
5 Consumer Discretionary 4.85%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AVUV icon
476
Avantis US Small Cap Value ETF
AVUV
$30.3B
$617K 0.03%
9,331
+2,291
+33% +$167K
SAP icon
477
SAP
SAP
$215B
$614K 0.03%
7,550
+706
+10% +$62.4K
VOT icon
478
Vanguard Morningstar Mid-Cap Growth ETF
VOT
$18.9B
$611K 0.03%
3,575
+300
+9% +$56.8K
CHD icon
479
Church & Dwight Co
CHD
$23.7B
$607K 0.03%
8,500
+3,917
+85% +$338K
OKTA icon
480
Okta
OKTA
$23.8B
$601K 0.03%
10,572
+1,351
+15% +$116K
BF.B icon
481
Brown-Forman Class B
BF.B
$13.5B
$593K 0.03%
8,905
-248
-3% -$18K
DINT icon
482
Davis Select International ETF
DINT
$284M
$590K 0.03%
39,664
-358
-0.9% -$5.88K
HDV
483
iShares Core High Dividend ETF
HDV
$14.7B
$590K 0.03%
32,265
+3,440
+12% +$69.5K
IVT icon
484
InvenTrust Properties
IVT
$2.79B
$589K 0.03%
27,607
-209
-0.8% -$5.55K
NTSX icon
485
WisdomTree US Efficient Core Fund
NTSX
$1.33B
$586K 0.03%
19,165
-2,814
-13% -$97.9K
GYLD icon
486
Arrow Dow Jones Global Yield ETF
GYLD
$36.6M
$581K 0.03%
48,268
+22,758
+89% +$301K
PDD icon
487
Pinduoduo
PDD
$126B
$580K 0.03%
9,265
+9,202
+14,606% +$535K
MHF
488
Western Asset Municipal High Income Fund
MHF
$151M
$576K 0.03%
92,913
+14,012
+18% +$93.4K
BABA icon
489
Alibaba
BABA
$276B
$574K 0.03%
7,168
+3,587
+100% +$342K
ICLN icon
490
iShares Global Clean Energy ETF
ICLN
$2.22B
$568K 0.03%
29,761
+29,063
+4,164% +$619K
UCON icon
491
First Trust Smith Unconstrained Bond ETF
UCON
$3.26B
$567K 0.03%
23,813
-2,040
-8% -$50.2K
KMB icon
492
Kimberly-Clark
KMB
$37.6B
$564K 0.03%
5,000
+813
+19% +$106K
IGM icon
493
iShares Expanded Tech Sector ETF
IGM
$9.57B
$562K 0.03%
12,210
+1,392
+13% +$73.4K
DFND
494
DELISTED
Siren DIVCON Dividend Defender ETF
DFND
$559K 0.03%
16,855
-340
-2% -$11.7K
CTAS icon
495
Cintas
CTAS
$86.6B
$558K 0.03%
5,740
+4,160
+263% +$425K
IWN icon
496
iShares Russell 2000 Value ETF
IWN
$14.3B
$558K 0.03%
4,319
+2,626
+155% +$380K
AFRM icon
497
Affirm
AFRM
$23.5B
$555K 0.03%
29,605
+779
+3% +$20.4K
HYD icon
498
VanEck High Yield Muni ETF
HYD
$4.44B
$551K 0.03%
11,046
+2,081
+23% +$111K
EFAV icon
499
iShares MSCI EAFE Min Vol Factor ETF
EFAV
$5.35B
$544K 0.03%
9,559
+2,601
+37% +$163K
AXP icon
500
American Express
AXP
$224B
$541K 0.03%
3,999
+624
+18% +$94.5K
18 19
20
21 22

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AG
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AMH
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EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
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CIA
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PS
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PFA
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RBI
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Prospera Financial Services's Q3 2022 Portfolio in Review

As of Q3 2022, Prospera Financial Services held 1,691 positions worth $1.92B, down 2.3% from $1.96B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Prospera Financial Services deployed $64.1M of net new capital in Q3 2022, opening 67 new positions and adding to 511 existing holdings. Its largest new stake was Day Hagan/Ned Davis Research Smart Sector ETF: 613,408 shares worth $17.7M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, up from 13% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was First Trust Enhanced Short Maturity ETF, an estimated $46.7M trimmed.

  • Prospera Financial Services's largest Q3 2022 buy was Day Hagan/Ned Davis Research Smart Sector ETF: 613,408 shares worth $17.7M.
  • Prospera Financial Services added most to First Trust Dorsey Wright Focus 5 ETF in Q3 2022, an estimated $24M increase.
  • Prospera Financial Services's biggest Q3 2022 reduction was First Trust Enhanced Short Maturity ETF, cutting an estimated $46.7M.
  • Prospera Financial Services fully exited State Street SPDR Portfolio TIPS ETF in Q3 2022, selling an estimated $6.17M.
  • Prospera Financial Services's ten largest holdings make up 21% of its $1.92B portfolio in Q3 2022.
  • Prospera Financial Services opened 67 new positions and closed 861 in Q3 2022.
  • Prospera Financial Services's portfolio value fell 2.3% quarter-over-quarter to $1.92B.

Based on Prospera Financial Services's 13F filing for Q3 2022, filed 27 Oct 2022.